Banking compliance jobs in RichmondCreate job alerts

Commitment to maintaining confidentiality and handling sensitive information with discretion. The Senior Compliance Officer will have a global mandate, although a large portion of their responsibilities will cover UK regulatory obligations. The Compliance Officer plays a critical role in ensuring...

Sound knowledge of retail lending products for consumers, with experience working with lending to private banking clients welcomed. Provide accurate, timely and practical regulatory compliance advice to the Private Client business on lending (regulated, unregulated and consumer credit).

By providing expert guidance, leading training initiatives, and leading compliance activities, the Compliance Officer helps maintain a strong compliance culture and mitigates regulatory and reputational risks. Reporting on compliance metrics and issues to the Senior Compliance Officer, providing ...

Degree in Finance, Economics, Business, or a related field, with an understanding of banking operations and products. * Proficiency in Microsoft Office and experience with compliance software like ...

Compliance Officer Location : London / Travel required / Hybrid Term : Permanent Salary : £40,000 ... We operate as an independent affiliate of Banking Circle and whilst we are separate companies ...

Provide accurate, timely and practical regulatory compliance advice to the Private Client business ... private banking clients welcomed * Ability to think clearly and apply technical regulatory ...

Transaction Banking / Payments Consultant (Product Manager) for Global Bank Clients About Us: We ... regulatory compliance and financial projects across Europe. We work closely with our clients ...

Banking & Finance Solicitor - Dubai An exciting opportunity for an experienced Banking & Finance ... Working on complex Islamic finance structures with Shariah-compliant banks and clients * Handling ...

To ensure that a strong compliance culture is recognised and embedded across the Bank. To lead the management of compliance across the operations and implement policy to meet regulatory requirements ...

🌟 Join Flex Legal - Your Path to Financial Success 🌟 Are you a Banking and Finance Lawyer in ... compliance Our Clients Our clients include top-tier law firms, investment banks, and financial ...

... Private Banking Officer to provide support to the Relationship Managers & ensure an exceptional ... Report and Compliance Certificate. * Monitor payment requests and prompt production of SWIFT ...

As an Investment Banking Associate, you will play a crucial role in assisting with financial ... Collaborate with cross-functional teams, including legal, compliance, and operations, to ensure ...

We are based in multicultural London, banking capital of the world, which provides our clients with ... Role Summary Helping to support, develop and facilitate the Bank's Compliance Framework, by way of ...

The Compliance team is expanding, and you will be working directly with the Compliance Monitoring ... A technical understanding of UK banking regulations. * Have a methodical and organised approach to ...

Are you an experienced compliance professional passionate about financial crime prevention? On behalf of this international banking organisation in London, Magnus Partners is seeking a dedicated ...

UK Banking Regulation * Implementation of Regulatory Change Familiarity With: * Products related to SilverRock business (SME Loans, Unsecured Loans. Mortgages, Retail Deposit Taking) * Financial ...

Bank statement and other leaflets posting; * Assist in the resolution of compliance problems following appropriate internal processes; * Assist with other project work when required; * Generate and ...

... and ensuring compliance with accounting standards and UK regulatory requirements. The role is ... A deep understanding of accounting principles, UK banking, and regulatory reporting is essential

Customer Data and Compliance : * Ensure the team updates Private Banking files accurately in response to new information and that changes are reflected on internal systems (Equation or AML Partners

The Fund Finance Group (FFG) of this Global Banking Group , is responsible for providing finance ... The role emphasises accurate loan processing compliance and developing insightful credit analysis ...

The ideal candidate will bring a background in the building society or banking sector, with hands ... Oversee various regulatory reporting submissions to ensure compliance with relevant standards

We have been exclusively retained to recruit for a Compliance Assurance role with an international ... Strong written, problem-solving, and regulatory knowledge in a banking context. * Experience in ...

An overseas banking institution wish to recruit within commodity trade finance, you will be ... Ensure compliance with the Bank's Compliance and Sanction policies and procedures as well as all ...

This role will work with all departments in the bank including security, engineering and compliance, to provide smooth deployment of the new platform. Key Requirements: * 2+ years experience of MS ...