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By providing expert guidance, leading training initiatives, and leading compliance activities, the Compliance Officer helps maintain a strong compliance culture and mitigates regulatory and reputational risks. Prepare management information (MI) and reports for senior management on compliance mat...

Provide accurate, timely and practical regulatory compliance advice to the Private Client business on lending (regulated, unregulated and consumer credit). A number of years’ compliance advisory experience, ideally with a background in regulated lending. Sound knowledge of retail lending products...

Our client offers Investment Banking, Private Equity and Institutional Sales services across Europe. In Europe their London and Frankfurt offices act as a strong, stable and trusted financial partner to clients in Investment Banking, Private Equity and Equity Sales and Research. Compliance monito...

Maintain designed Compliance Registers to ensure regulatory compliance and support monthly reporting. Minimum 1 years experience in a Compliance function within banking. We are currently working with an international bank based in the city of London who are looking for a compliance assistant to j...

We are seeking a 2nd line Compliance Manager who has good knowledge of the FCA and PRA rules that apply to Retail and / or Corporate Banking products and services. Supporting the Head of Compliance, this role will be instrumental in helping shape compliance strategy across the business. You will ...

This role sits within the management team of Global Banking and Markets Compliance Team, reporting directly to the Global Head of Banking and Markets Compliance. This Global Banking and Markets Compliance Team sits within the Corporate Compliance function. Northern Trust is currently seeking a se...

YOUR IMPACTCandidate will work as part of the Transaction Banking Compliance team ("TxB Compliance") with a primary focus on compliance matters related to the firm's Transaction Banking business. As an independent control function and part of the firm's second line of defense, Compliance assesses...

Compliance Manager – Mortgages, Retail Banking My client is a growing Retail Bank, as part of their suite of products and services they offer Commercial Real Estate. A new opportunity has arisen to join the 2nd Line Compliance team. If you have good knowledge of the FCA regulations around Mortgag...

They are looking to hire a Compliance Monitoring Analyst on a permanent basis. Conducting second line compliance monitoring and testing to ensure that the firm is compliant with all applicable regulations, policies, and procedures. Assisting in the development and implementation of compliance pol...

The Global Regulatory Compliance Officer/Manager will be responsible for cosmetic product registrations, screen products to make sure that we are up-to-date on all regulations, along with formula and raw material data. Evaluate formulas for compliance and safety. ...

Our client is an international law firm seeking a Compliance Analyst to join their busy legal team in their London office. In this role, you will support the Compliance team in all their legal and regulatory duties. ...

Broad compliance coverage, investment compliance and trade compliance monitoring of particular importance. Top ranking and long standing Multi Billion Hedge Fund is looking to attract a Compliance Manager for its growing business. This newly appointed Compliance Manager will cover a diverse remit...

The role holder will be responsible for working directly with the Chief Compliance Officer to administer all aspects of the compliance frameworks for all lines of business. Senior Compliance Officer (VP). The Senior Compliance officer (15 Months Mat cover role) has a base salary of. This is a gre...

Our client, an established and highly regarded finance broker with a global profile, is seeking a Legal & Compliance Assistant. This is a busy and wide-ranging role, supporting the Head of Compliance and ensuring that the Compliance & Legal Department runs as smoothly as possible. Amongst the res...

As part of the Risk and Compliance team, you will work closely with a dedicated group of professionals, including two Compliance Assistants and officers, the Risk & Compliance Manager, a Debt Recovery Solicitor, and the General Counsel, who also serves as the COLP and Money Laundering Compliance ...

Lutine Bell are currently supporting a leading Specialty Insurer based in London looking to appoint a Compliance Analyst. Supporting the business by providing timely Compliance advice and guidance on both new and existing initiatives. Undertaking and supporting Compliance Monitoring reviews and p...

The Head of Compliance (SMF16) is a critical leadership role responsible for ensuring the firm’s compliance with all regulatory requirements and mitigating compliance-related risks. This individual will be instrumental in fostering a culture of compliance throughout the organization and will serv...

Our Client, a UK based Alternative Asset Manager, are looking for a Compliance Generalist to join their lean London-based Compliance Team. Provide support and undertake other aspects of Compliance including, but not limited to, PA Dealing, Shareholder Disclosures, Marketing and other Compliance m...

Supporting the UK Head of Compliance in developing a compliance framework to support new products & new markets. Senior Managers and Certification Regime compliance, including associated recordkeeping, regulatory filings and managing the ‘fit and proper’ certification process. Coopman Search and ...

Barclay Simpson are currently recruiting for a Compliance Officer to join a Wealth Manager based in Hertfordshire. You will be covering all areas of compliance including, monitoring, advisory, AML and T&C compliance. You will ideally come from another wealth manager in a compliance role. ...

Global Bank based in London are looking for a 12 month FTC Compliance Analyst/Generalist to join their busy Compliance Team. Administrative Compliance tasks. Support the team with Compliance Monitoring Reviews. ...

This role is based in the Compliance team here in London, where they trade various Energy products including Oil and Gas. Whilst the focus of the role will be on KYC, this role may also assist with other aspects of the broader Compliance Programme, including vessel screening, risk assessment and ...

In this role you will be responsible for the running of the compliance programme whilst holding the SMF16/17 functions for the business. The role will see you cover multiple jurisdictions and will allow you to be a key decision maker in the enhancing & development of the firms compliance infrastr...

Compliance Advisor I'm working with a financial services firm to recruit a Compliance Advisory Officer within their retail banking team, focused on second-line defence. This role requires deep ...