Join a Leading Private Bank as a Compliance Monitoring Officer! FRENCH OR GERMAN LANGUAGE SKILLS REQUIRED About the Firm: Join a leading private bank in the wealth management sector committed to ...
Employee Head of Compliance Monitoring London The Opportunity QBE Europe is currently recruiting for a Head of Compliance Monitoring to join a well-established and successful compliance team in our ...
Design Compliance Monitoring Programs : * Auditing Processes : establish independent tests to verify whether an entity's policies, processes, and implement controls to documented requirements. * Risk ...
Role Summary You will be supporting the Compliance Monitoring Team, in ensuring the delivery of the Aventum Group Compliance Monitoring Plan. You will assist the Head of Compliance Monitoring (HoCM ...
MERJE has collaborated with a leading Insurance Broker, and we are actively seeking a Compliance Monitoring Officer to join the Central Compliance team. In this role, you will be responsible for
Compliance Monitoring Manager General Insurance London (Hybrid, min 1 day per week in the office) £60k - £75k + bonus + benefits Looking for a challenging Compliance role with a fast-growing ...
Undertake regular compliance monitoring in accordance with the annual Compliance Monitoring Plan * Identify any gaps or weaknesses in the Plan and propose remedial actions. * Day to day management of ...
Rev & Regs are recruiting for an Compliance Monitoring Associate role on behalf of a well-established Fintech company, based in London. Responsibilities: * Undertake regular compliance monitoring in ...
Currently recruiting on behalf of a boutique investment bank for a Monitoring & Testing professional to join their compliance team. You will be responsible for performing the ongoing review ...
Miryco Consultants is working with a leading Lloyd's Insurance broker to hire a Compliance Monitoring Officer to join their Central Compliance team. Responsibilities: * Provide support in the ...
Join us as a Temp Compliance & Monitoring Officer! Your role involves ensuring our property portfolios meet all statutory obligations and licensing conditions. From safety testing to property ...
The Compliance & Monitoring Officer (CMO) will be expected to liaise with contractors, tenants and freeholders to arrange the testing and inspections required to ensure properties within the ...
Support the Compliance Monitoring team with mapping and interpretation of key regulatory requirements as are applicable to the annual Compliance Monitoring Plan, as required. * Assist in the design ...
Undertake quarterly audits of all operational sites in line with the internal Compliance Monitoring Plan. * Ensure the H&S portal is updated with all certifications and relevant documentation
Perform and report QC checks and compliance assessments such as On-Site Compliance Monitoring Visits, reviews of Trial Master File, planning and execution of local QC checks, support local and ...
Daily Monitoring of pre and post trade investment compliance rules; * Assisting in implementing and reviewing investment compliance rules and regulations; * Initiate enhancements to improve ...
Support the Compliance Monitoring team with mapping and interpretation of key regulatory requirements as are applicable to the annual Compliance Monitoring Plan, as required * Assist in the design ...
What You'll be Doing Marketplace Compliance Monitoring * Ensure that the companies activities comply with all applicable and relevant contractual and/or legislation and regulation in relation to its ...
... Monitoring Program ● Develop and maintain strong relationships with U.K. employees and provide appropriate advice on compliance matters; refer issues to Head of Compliance as required ● Monitor ...
Maintaining the compliance monitoring plan Candidate background: * Broad knowledge of all aspects of compliance * Strong reputation and previous working relationship with FCA * Knowledge of OTC ...
This is an exciting opportunity to manage the day-to-day Compliance function and lead compliance monitoring initiatives within a prestigious mid-sized, Asset Management firm. The Role: As the ...
Implementing the roll out of the Compliance Monitoring Plan, including conducting Compliance Control and Assurance assessments. * Leading on Risk and Control Assessments for Conduct and Compliance ...
Overseeing completion/update of the Compliance monitoring program * Maintaining/updating London Compliance handbook and other regulatory documents * Developing/maintaining appropriate Compliance ...
Developing and implementing a Compliance Monitoring Programme (CMP) * Performing second line oversight reviews in line with the CMP * Issuing Compliance Review reports to the respective SMFs, HoDs ...