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The Compliance Assurance Manager will support thematic and assurance monitoring reviews with a particular focus on regulatory risk, providing an appropriate balance of support, guidance, and challenge to achieve regulatory compliance and good customer outcomes. The focus of this role is to lead assu

Support the Head Office function in fulfilling its duties under the Sabath contract, including operational oversight, compliance monitoring, financial reporting support, and occupancy management. Work closely with the Senior OfSTED Manager to coordinate inspections, audits, and any required follow-u

As a Compliance Monitoring Manager, you'll play an important role in supporting the compliance function to deliver the firm's compliance strategy. We have been instructed to act on behalf of one of our key clients to recruit a Compliance Monitoring Manager. Leading compliance monitoring reviews.

Compliance Monitoring Plan, ensuring alignment with internal and regulatory expectations. This includes assisting with AML-related reporting, contributing to the New Business Acceptance process, and supporting ongoing monitoring activities to ensure compliance with regulatory expectations. Complianc

The successful candidate will execute a program of monitoring activities across systems, controls, and business conduct to ensure regulatory compliance. Head of Compliance Monitoring, Herefordshire. MERJE, in collaboration with a prominent insurance brokerage, is seeking a Head of Compliance Monitor

Supporting the Head of Compliance Monitoring in maintaining and delivering the Compliance Monitoring Plan. We’re seeking a Compliance Monitoring Officer to join our Risk & Compliance team on a 12-month fixed-term basis to cover maternity leave. Conducting detailed thematic and regular compliance r

As a Nominated Person, reporting directly to the Accountable Manager and working as part of the wider Group Compliance Team, the 2Excel Aviation Compliance Monitoring Manager is responsible for continuously reviewing and ensuring compliance in line with regulatory requirements and Company procedures

As a Compliance Monitoring Manager, you'll play an important role in supporting the compliance function to deliver the firm's compliance strategy. Leading compliance monitoring reviews. Proven experience in compliance monitoring or audit roles within financial services.

This includes identifying gaps, weaknesses, and emerging risks through monitoring activities, and preparing recommendations for the Compliance Officer and/or Risk & Compliance Committee. Responsibilities include ensuring compliance with obligations such as CASS, COBS, and SYSC, supporting the Board-

You’ll lead on compliance monitoring, ISO and insurer audits, and provide expert insight into regulatory and legislative requirements. Senior Compliance Monitoring Manager. Senior Compliance Monitoring Manager.

You’ll lead on compliance monitoring, ISO and insurer audits, and provide expert insight into regulatory and legislative requirements. Senior Compliance Monitoring Manager. Senior Compliance Monitoring Manager.

As a Compliance Monitoring Manager, you'll play an important role in supporting the compliance function to deliver the firm's compliance strategy. We have been instructed to act on behalf of one of our key clients to recruit a Compliance Monitoring Manager. Leading compliance monitoring reviews.