Compliance monitoring jobs in Watford

Employee Head of Compliance Monitoring London The Opportunity QBE Europe is currently recruiting for a Head of Compliance Monitoring to join a well-established and successful compliance team in our ...

Rev & Regs are recruiting for a Compliance Monitoring Associate role on behalf of a well-established Fintech company, based in London. Responsibilities: * Undertake regular compliance monitoring in ...

Design Compliance Monitoring Programs : * Auditing Processes : establish independent tests to verify whether an entity's policies, processes, and implement controls to documented requirements. * Risk ...

There is an excellent opportunity for a Compliance Monitoring Manager to join their team, this role is based in Kent and operates on hybrid model. This is permanent role.This role will report ...

Are you a proactive Compliance professional, looking for your next FTC opportunity? Our client, a global leading Asset Management firm are hiring a Compliance Monitoring Manager on a 12 M FTC ...

Eames is currently working with a leading broker to hire a Compliance Monitoring Officer. This person will join the Central Monitoring Team. Their main responsibilities will include assisting the ...

Compliance Monitoring Manager General Insurance London (Hybrid, min 1 day per week in the office) £60k - £75k + bonus + benefits Looking for a challenging Compliance role with a fast-growing ...

Compliance Monitoring & Oversight Officer Location: UK or Lithuania / Travel required / Hybrid Term: Permanent Salary: TBD depending on seniority and experience Reports to: Compliance Monitoring ...

Join us as a Temp Compliance & Monitoring Officer! Your role involves ensuring our property portfolios meet all statutory obligations and licensing conditions. From safety testing to property ...

The Compliance & Monitoring Officer (CMO) will be expected to liaise with contractors, tenants and freeholders to arrange the testing and inspections required to ensure properties within the ...

MERJE has collaborated with a leading Insurance Broker, and we are actively seeking a Compliance Monitoring Officer to join the Central Compliance team. In this role, you will be responsible for

Our Client, a leading mid-market M&A firm specialising in growth equity, debt advisory and corporate finance services, is looking for a Compliance & Risk Monitoring Executive to join their team. The ...

The candidate will help provide regulatory advice, monitoring, reporting, training and other compliance outputs as required. Working in a small team, the breadth of the role is generalist in nature ...

This is an exciting opportunity to manage the day-to-day Compliance function and lead compliance monitoring initiatives within a prestigious mid-sized, Asset Management firm. The Role: As the ...

They are looking for someone that can oversee:- Implementing and maintaining compliance policies and procedures- Monitoring risks across the branch- Managing the compliance monitoring plan- Being ...

Monitoring and reporting on our compliance status, identifying and addressing any areas of non-compliance or potential risk * Providing guidance and support to other departments to ensure they ...

Oversee the CASS activities and monitoring programme in place with our platform partner to ensure ... Ensure compliance risks are appropriately identified and managed effectively, providing direction ...

Conduct compliance monitoring and testing to identify any potential compliance issues or gaps. * Provide training and education to employees on compliance matters. * Act as the main point of contact ...

Duties will include:- Supporting the team with Compliance monitoring reviews, assist with the completion of regulatory reports. Assist with the internal processes relating to breaches and gifts and ...

Conduct the assigned compliance tests as part of the Compliance Monitoring Programme. Profile * Previous experience within a Compliance Analyst or Financial Crime Analyst role * Previous experience ...

Monitoring compliance with licensing agreements and regulations, taking action to address any breaches or issues identified during visits. * Tenant support: Providing support and assistance to ...

To assist and support on all matters relating to Compliance Monitoring and control testing. * To monitor consultation papers and policy statements issued by relevant regulatory authorities and wider ...

This includes assisting in the delivery of the annual compliance plan including associated monitoring and reporting. Support the delivery of the compliance plan including advisory, monitoring ...

Assisting with compliance monitoring reviews and testing Maintenance of the Compliance Monitoring Programme * Post trade compliance checks * Maintaining SMCR files including initiating background ...