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As a Monitoring Technician, you will play a key role in ensuring that water systems meet the highest standards of health and safety, collaborating with clients, site managers, and compliance officers to monitor and maintain systems. HSL Compliance is Growing, and We're Looking for a Monitoring Tech

An established and highly respected Wealth and Investment management firm is seeking a Compliance Monitoring Manager to lead its monitoring function and enhance the firm’s approach to regulatory assurance and oversight. This is a key second-line role, responsible for delivering a ri

As Senior Compliance Monitoring Manager, you’ll lead the firm’s compliance monitoring activity, ensuring that business practices remain aligned with FCA requirements and internal standards. Lead the design and delivery of the annual compliance monitoring plan in line with the firm’s risk appet

This is a fantastic opportunity to take ownership of the compliance monitoring function within a respected financial services firm, where you’ll have visibility across the business and genuine scope to influence and improve risk culture. Risk, Compliance, and Operations. Lead and develop a small t

Lead on Compliance Monitoring matters across their IB practice. Strong background in compliance monitoring and thematic reviews within investment banking/ capital markets. Collaborate across Risk, Compliance, and Audit to strengthen control frameworks.

Leading the Compliance Monitoring Department (CMD): improving, maintaining and controlling a robust compliance monitoring framework that keeps our Approvals demonstrably aligned with regulatory and our own standards. You’ll have spent much of your career in the aviation sector and will have proven

Compliance Monitoring and Testing Analyst – Fully Remote (UK-based). We need a Compliance Analyst who can hit the ground running and design the solutions. Horizon scanning, BI reporting, and identifying emerging trends to plug compliance gaps.

Test controls within policies as part of the Compliance Monitoring Programme and identify areas for new or improved policies and procedures. As part of their Compliance Monitoring Programme, you will test the controls contained in the policies and identify areas where new or improved policies and pr

Our client is looking for an experienced Compliance Monitoring and Testing (CMT) Associate to contribute to the design, execution, and improvement of their compliance oversight framework, helping ensure that key controls and processes meet the highest regulatory standards across both traditional fin

Lead the design and delivery of the annual compliance monitoring plan in line with risk appetite and regulatory priorities. Strong background in compliance monitoring or audit within financial services, ideally in wealth management or IFA sector. Senior Compliance Monitoring Manager.

They operate at the intersection of traditional finance and blockchain, combining cutting-edge technology with a strong focus on compliance and market integrity. They are looking for a Transaction Monitoring Lead Associate to join the team. Monitor and investigate alerts generated from crypto transa

Candidates should have a background in Risk & Controls or Compliance Monitoring. Good monitoring & assurance skills in compliance or risk management. Background in risk & controls or compliance monitoring in financial services.

An exciting opportunity has arisen to join a well-established Financial Services company where you will lead, manage and shape the Compliance Monitoring function and team. Lead on the development and implementation of a risk-based Compliance and Central monitoring plan. Previous experience of workin

Your role will be to provide support to the business and deliver our oversight responsibilities in an agile and adaptable way, as well as supporting the Chief risk officer in ensuring that the compliance monitoring plan and oversight fulfils its second line responsibilities in ensuring the business

Report directly to the Compliance Manager as part of the Compliance Monitoring team. Oaklands Global are recruiting a Compliance Monitoring Engineer for a leading aviation client based in Southeast England. Conduct internal audits and inspections to monitor compliance with EASA Part 145 and company