Compliance monitoring jobs in DerbyCreate job alerts

Monitoring any compliance breaches and maintain registers. Creating a positive culture of compliance across the firm. Ensuring compliance with Lexce.

Working closely with the firm’s COLP, COFA, MLRO and MLCO to ensure the firm maintains appropriate levels of compliance to include SRA, GDPR, AML and cyber security. Ensuring all new and existing staff adhere to those policies and encourage compliance awareness. Monitoring any compliance breaches...

***Fixed Term, 6 Months Contract*** CDW is a leading multi-brand provider of information technology solutions to business, government, education and healthcare customers around the Globe. A Fortune 500 company and member of the S&P 500 Index, CDW was founded in 1984 and employs over 15,000 cowork...

Monitor learner progress, provide feedback, and maintain accurate records to achieve KPIs and meet ... Understanding of relevant funding and compliance requirements within the skills sector. What We ...

... compliance and advisory work for a diverse, loyal, and growing client portfolio. We want to hear ... Monitor all commercial aspects of portfolio management, ensuring expectations, deadlines, and ...

Set clear objectives, provide guidance, and monitor performance. * Ensure compliance with training and HR governance activities, including disciplinary investigations. Qualifications, Experience ...

Ensure compliance with relevant legislation, regulations, and safeguarding procedures. * Manage ... Monitor and evaluate the effectiveness of service delivery, implementing improvements as necessary

Ensure the probate division adheres to all legal, regulatory, and internal compliance standards ... Monitor and report on key performance indicators (KPIs) to ensure targets are met. Lead initiatives ...

The role would be mainly managing, co-ordinating, initiating, planning, executing, monitoring ... compliant with clients specifications and standards. Managing specialist external design resources ...