Compliance monitoring jobs in TwickenhamCreate job alerts

Care Outlook is an expanding leading home care provider in London and South East of England since 2005. Our Care team is friendly, and we love what we do. We are passionate about the high-quality support we provide. We offer our colleagues a friendly, collaborative workplace and the chance to bui...

JOB TITLE: Senior Alternative Provision Advisor / Section 19 Officer LOCATION: Hounslow, West London, Hybrid Working 2 days office / 3 days remotePAY RATE: £300 per day umbrella START DATE: ASAP DURATION/Hours: 3-month initial contract/ 36 hours a week IR35 STATUS: Inside Purpose of Role: As the ...

Deputy Electoral Services Manager £44,773 - £54,254 Full Time Twickenham Richmond and Wandsworth Councils are recruiting an experienced Deputy Electoral Services Manager to join the Better Service Partnership. You will join a busy Electoral Services team, supporting the Head of Service with the c...

Deputy Electoral Services Manager £44,773 - £54,254 Full Time Twickenham Richmond and Wandsworth Councils are recruiting an experienced Deputy Electoral Services Manager to join the Better Service Partnership. You will join a busy Electoral Services team, supporting the Head of Service with the c...

Deputy Electoral Services Manager - Richmond About Us Deputy Electoral Services Manager Full Time Richmond and Wandsworth Councils are recruiting an experienced Deputy Electoral Services Manager to join the Better Service Partnership. You will join a busy Electoral Services team, supporting the H...

The Head of Compliance Monitoring is responsible for managing Fitch Ratings’ compliance monitoring program. Head of Compliance Monitoring, Global Compliance. Head of Compliance Monitoring, Global Compliance – London.

You should have previous experience of compliance monitoring (or external or internal audit if also covering regulatory requirements) of retail investments (and be willing & able to quickly pick up pensions aspects if not covered before). Investigate the cause of all breaches & issues identified ...

The Compliance Monitoring Officer will be responsible for conducting compliance monitoring reviews, ensuring thorough evidence gathering, and producing high-quality reports. Support the development and tracking of the annual Compliance Monitoring Plan and conduct compliance risk assessments. Coll...

Lead and manage a team of compliance monitoring personnel, ensuring efficient and effective delivery of compliance oversight. Develop, implement, and oversee a robust compliance monitoring framework for all business areas within the Business, including financial planning, asset/fund management, a...

Supporting the Compliance Monitoring Manager in developing and maintaining compliance monitoring programme. Ensuring that compliance monitoring testing is completed in a timely manner and accurately record all findings in the Compliance Monitoring Action Log. This position involves undertaking co...

You should have previous experience in compliance monitoring (or external/internal audit that also covers regulatory requirements) of retail investments (and be willing & able to quickly pick up pensions aspects if not previously covered). Lead the monitoring function within the business and prov...

Support clients with the execution and ongoing maintenance of compliance monitoring programmes. The firm are looking for a professional with strong regulatory knowledge to support the delivery of regulatory compliance and operations services to their clients. Perform ad hoc regulatory compliance ...

One Ten Associates are partnering with a globally recognised private market fund that is looking to build a new Portfolio Compliance Monitoring function based in London. Head of Portfolio Compliance Monitoring. Ideally 7-10+ years experience within Portfolio Compliance Monitoring.

Portfolio Compliance Monitoring Associate. Ideally 3-5+ years experience within Portfolio Compliance Monitoring. One Ten Associates are partnering with a globally recognised private market fund that is looking to build a new Portfolio Compliance Monitoring function based in London.

The Compliance Monitoring Contractor will be responsible for executing the firm’s compliance monitoring programme, conducting thematic reviews, and identifying areas for regulatory improvement. Assist in the design, execution, and enhancement of the Compliance Monitoring Plan (CMP) in line wit

Lead the Compliance Monitoring Programme, conducting assessments and audits on key areas such as financial promotions, transaction monitoring, and onboarding. In this role, you will be responsible for monitoring compliance across key areas, conducting assessments, and ensuring we meet both intern...

Conduct monitoring reviews on specific thematic topics where compliance or regulatory risks exist, report findings to Compliance management, recommend steps for mitigation, and action follow-ups with relevant stakeholders. Contribute to other compliance policy reviews and compliance projects, eng...

The Compliance Monitoring Contractor will be responsible for executing the firm’s compliance monitoring programme, conducting thematic reviews, and identifying areas for regulatory improvement. Engage with key stakeholders across compliance, risk, operations, front office, and audit to enhance th...

The Compliance Monitoring Officer will be responsible for conducting compliance monitoring reviews, ensuring thorough evidence gathering, and producing high-quality reports. Support the development and tracking of the annual Compliance Monitoring Plan and conduct compliance risk assessments. Coll...

As a Compliance Monitoring Manager you will:. Previous experience in compliance monitoring (or external or internal audit covering regulatory requirements) of retail investments, with a willingness and ability to quickly learn pensions aspects if not previously covered. Design an annual monitorin...

Conduct monitoring reviews on specific thematic topics where compliance or regulatory risks exist, report findings to Compliance management, recommend steps for mitigation, and action follow-ups with relevant stakeholders. This opportunity is a growth hire aimed at supporting the Head of Complian...

You should have previous experience of compliance monitoring (or external or internal audit if also covering regulatory requirements) of retail investments (and be willing & able to quickly pick up pensions aspects if not covered before). Reporting to the Head of Compliance and supervising a team...

The Compliance Monitoring Officer will be responsible for conducting compliance monitoring reviews, ensuring thorough evidence gathering, and producing high-quality reports. Support the development and tracking of the annual Compliance Monitoring Plan and conduct compliance risk assessments. Coll...

Review and investigate alerts generated by monitoring systems to determine their validity and take appropriate actions. Work closely with Compliance and Legal teams to ensure all regulatory requirements are met. In-depth knowledge of FX Trading Strategies, Trade Surveillance and regulatory compli...

Ensuring that compliance monitoring testing is completed in a timely manner and accurately record all findings in the Compliance Monitoring Action Log. Supporting the Compliance Monitoring Manager in developing and maintaining compliance monitoring programme. This position involves undertaking co...

Assisting the Head of Compliance Monitoring & Thematic Reviews with other monitoring activities as required. Ensuring alignment to the Quilter Compliance Monitoring Framework for consistent review delivery and identify opportunities for framework enhancement. Compliance Manager - Monitoring & The...

Ideally 7-10+ years experience within Portfolio Compliance Monitoring. Portfolio Compliance Monitoring Associate. Ideally 3-5+ years experience within Portfolio Compliance Monitoring.

Ad-hoc and on a periodic basis assist the Compliance Monitoring Manager/Head of Compliance Monitoring & Assurance in maintaining compliance monitoring risk assessments. Lead reviews as/when required by the Compliance Monitoring Manager/Head of Compliance Monitoring & Assurance. On an ad-hoc basis...

The Compliance Monitoring Contractor will be responsible for executing the firm’s compliance monitoring programme, conducting thematic reviews, and identifying areas for regulatory improvement. Assist in the design, execution, and enhancement of the Compliance Monitoring Plan (CMP) in line with r...

Conduct regular compliance monitoring activities to ensure adherence to regulatory requirements and internal policies, including those related to financial advisory, fund management, and client money protections. Stay updated with relevant laws, regulations, and industry trends to ensure ongoing ...

Support clients with the execution and ongoing maintenance of compliance monitoring programmes. The firm are looking for a professional with strong regulatory knowledge to support the delivery of regulatory compliance and operations services to their clients. Perform ad hoc regulatory compliance ...

This individual will support the Global Compliance Monitoring Director to lead effective monitoring and oversight of company business activities in compliance with relevant laws, regulations, and policies. We are seeking a Senior Manager of Compliance Monitoring to assist in enhancing and operati...

Reviewand investigate alerts generated by monitoring systems to determinetheir validity and take appropriate actions. Work closely with Compliance andLegal teams to ensure all regulatory requirements are met. What we value These skills will help you succeed in thisrole: - In-depth knowledge of FX...

The Compliance Manager (Monitoring) works with Local Compliance Officers, Compliance Managers, business units and functions to analyse compliance risk and control performance, detect control weaknesses and issues, and provide written reports to management and relevant governing bodies on the over...

Lead and manage a team ofcompliance monitoring personnel, ensuring efficient and effectivedelivery of compliance oversight. Develop, implement, andoversee a robust compliance monitoring framework for all businessareas within the Business, including financial planning, asset/fundmanagement, and cu...

Assisting the Head of Compliance Monitoring & Thematic Reviews with other monitoring activities as required. Ensuring alignment to the Quilter Compliance Monitoring Framework for consistent review delivery and identifying opportunities for framework enhancement. Experience of working in complianc...

Love being on the move and interacting with people from all walks of life? Proud to deliver quality goods on time and put a smile on thousands of faces every week?.Join Ocado Logistics where there are bags of possibilities.Whilst others might call you delivery drivers, here at Ocado Logistics our...

You should have previous experience in compliance monitoring (or external/internal audit that also covers regulatory requirements) of retail investments (and be willing & able to quickly pick up pensions aspects if not previously covered). Maintain and enhance the annual monitoring plan to ensure...

Love being on the move and interacting with people from all walks of life? Proud to deliver quality goods on time and put a smile on thousands of faces every week?.Join Ocado Logistics where there are bags of possibilities.Whilst others might call you delivery drivers, here at Ocado Logistics our...

Lead and manage a team of compliance monitoring personnel, ensuring efficient and effective delivery of compliance oversight. Conduct regular sector and pillar specific compliance reviews and audits, ensuring any compliance breaches or deficiencies are promptly identified, documented, and mitigat...

Love being on the move and interacting with people from all walks of life? Proud to deliver quality goods on time and put a smile on thousands of faces every week?.Join Ocado Logistics where there are bags of possibilities.Whilst others might call you delivery drivers, here at Ocado Logistics our...

Self-employed Core Delivery Driver.As one of our Self-Employed Core Delivery Drivers you'll enjoy freedom, flexibility and better financial rewards, plus all the support and benefits of being part of our wider Yodel team.You don't need any experience, and the more you deliver, the more you earn.C...

Love being on the move and interacting with people from all walks of life? Proud to deliver quality goods on time and put a smile on thousands of faces every week?.Join Ocado Logistics where there are bags of possibilities.Whilst others might call you delivery drivers, here at Ocado Logistics our...

We have an exciting opportunity for an experienced data protection and compliance professional to join our central Head Office team in East Croydon. The Data Protection Compliance Manager role is key to the Federation, as it helps facilitate and assure the organisation’s ability to meet its data ...

Love being on the move and interacting with people from all walks of life? Proud to deliver quality goods on time and put a smile on thousands of faces every week?.Join Ocado Logistics where there are bags of possibilities.Whilst others might call you delivery drivers, here at Ocado Logistics our...

When registering to this job board you will be redirected to the online application form.Please ensure that this is completed in full in order that your application can be reviewed.Office is situated in Wembley, next to the Civic Centre and service is provided at the participants homes, In the Li...

Love being on the move and interacting with people from all walks of life? Proud to deliver quality goods on time and put a smile on thousands of faces every week?.Join Ocado Logistics where there are bags of possibilities.Whilst others might call you delivery drivers, here at Ocado Logistics our...

PA/Support Worker required to work on Tuesdays and Wednesdays with a disabled man (no personal care) to drive him to and from work and to assist in the workplace.You will meet the PA User at his home in Highgate at 8.You will assist him during the day and then drive him home for 6.DUTIES: