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They are looking to hire a Compliance Monitoring Analyst on a permanent basis. Assisting in the development and implementation of compliance policies and procedures. Conducting investigations and reviews of compliance issues, and making recommendations for corrective action.

Leading, tier 1 law firm are looking for a risk and compliance analyst to join their small team and assist with AML checks, risk and compliance, and conflict checks. Our client does not necessarily need a legal risk and compliance background but you must have had some exposure to risk and complia...

Exposure to direct investment management across asset classes. Lutine Bell are currently supporting a leading Investment Manager looking to appoint a Senior Compliance Advisory Analyst on a 12 month FTC. Provide compliance advisory support to the business in respect of one or more asset classes o...

Our client does not necessarily need a legal risk and compliance background but you must have had some exposure to risk and compliance work (this can be from another law firm, or corporate/professional services environment) and a genuine interest in progressing your career within legal risk and c...

Our client is a well regarded broker and market maker specialising in futures, options and other derivatives.Drafting, reviewing and negotiating different types of contracts such as trading agreements, ISDA agreements, NDAs, service level agreements.Drafting client and counterparty communications...

Tier 1 law firm are looking for a senior risk and compliance analyst to join their team and work closely with the Risk and Compliance Manager to help ensure that the firm complies with relevant regulations and statutory requirements, particularly in relation to new client and matter take-on proce...

Work closely with the Compliance Manager and other departments on compliance initiatives. We are currently supporting a leading renewable energy investment firm in their search for a Regulatory Analyst to join their expanding Governance, Risk, and Compliance team. The Regulatory Analyst will be r...

AXA Investment Managers (AXA IM) is a leading asset manager offering a range of diversified investment opportunities in traditional and alternative asset classes. With our products, we seek to diversify and grow our portfolios while providing long-term value and investment performance to our clie...

As part of an established compliance team, you will play a crucial role in maintaining regulatory compliance and safeguarding the company's reputation. Ensure compliance with FCA regulations and internal policies. Some regulatory compliance experience within the investment banking / broking secto...

Our client offers Investment Banking, Private Equity and Institutional Sales services across Europe. In Europe their London and Frankfurt offices act as a strong, stable and trusted financial partner to clients in Investment Banking, Private Equity and Equity Sales and Research.

Support the team with compliance monitoring reviews. Assist the Compliance team with day-to-day support to the London Business on all regulatory matters. Assisting with Compliance Monitoring.

Our Summer Analyst Program is a nine to ten week summer internship for students pursuing a bachelors / graduate degree.

Janus Henderson Investors Job Description.A career at Janus Henderson is more than a job, it’s about investing in a brighter future together.Our Mission at Janus Henderson is to help clients define and achieve superior financial outcomes through differentiated insights, disciplined investments, a...

The candidate will support the Head of Compliance, and the compliance team to deliver, maintain and help comply with Davies Insurance Services regulatory compliance framework and oversee the Intermediary Services' network of Appointed Representatives. To work closely with the Head of Compliance, ...

Assisting with Compliance Monitoring. Support the team with compliance monitoring reviews. Regulatory Compliance/Financial Crime certificates or Diplomas are preferred.

A GLOBAL LEADING ASSET MANAGER WITH A DIVERSE & INCLUSIVE CULTURE As the Global Asset Management business of Prudential, we're always looking for ways to improve financial services. About PGIM Global Asset Management. PGIM is the global asset management business of Prudential Financial, Inc.

Our client, a well established investment manager, is looking to bring on board an experienced Compliance Monitoring Analyst who will be responsible for taking ownership of the CMP. Compliance Monitoring and Thematic Reviews.

Our Client, a leading brokerage firm specialising in mergers & acquisitions, debt advisory and capital fundraising, are looking for a junior individual to join their compliance function. This is an excellent opportunity to gain exposure to a broad range of financial services, in a lean team, work...

Assist with updating and maintaining compliance-related documentation, including AML manuals, policies, procedures and templates, as well as compliance bulletins and other internal communications. We are working with an international law firm who are looking for a Compliance Analyst to join their...

Our client is a well regarded broker and market maker specialising in futures, options and other derivatives.Drafting, reviewing and negotiating different types of contracts such as trading agreements, ISDA agreements, NDAs, service level agreements.Drafting client and counterparty communications...

Our Client, a leading brokerage firm specialising in mergers & acquisitions, debt advisory and capital fundraising, are looking for a junior individual to join their compliance function. This is an excellent opportunity to gain exposure to a broad range of financial services, in a lean team, work...

Assist the Compliance team with day-to-day support to the London Business on all regulatory matters. Assisting with Compliance Monitoring. Support the team with compliance monitoring reviews.

Experis have partnered with a brilliant client in the South West looking to recruit a Business Analyst to join their team with a focus on BI and MI projects. This role will be instrumental in driving ...

Senior Compliance Analyst As a Senior Compliance Analyst, you will be responsible for ensuring full compliance of all FX trading and related activities. You will work closely with our MLRO and Head ...