Compliance analyst jobs in RichmondCreate job alerts

A top International Law firm is searching for a Senior Conflicts Analyst to join them in London. Collaborate with colleagues in compliance teams to identify potential conflicts.

Key responsibilities will include: Support in the management of the Compliance plan (including horizon scanning, compliance monitoring and compliance reporting) Sanction management for the international business On-boarding process for agents, insurers and third parties. IDEX are exclusively part...

London based insurances company to source a Risk and Compliance Analyst to join a growing team. This role will suit someone with circa 2-4 years’ experience in a Risk, Compliance, Control or Audit function with circa 1+ years’ experience of regulatory compliance. As a result of this growth, they

IDEX are exclusively partnered with a Broker in The City who are looking for a Compliance Analyst to join their small team of experienced Compliance professionals. Support in the management of the Compliance plan (including horizon scanning, compliance monitoring and compliance reporting). The cl...

Assisting on central compliance and code of ethics compliance related matters, including but not limited to compliance monitoring, personal account dealing approvals, and new process development. At least two years of compliance (or compliance related) experience at a trading firm, hedge fund, ex...

Due to continued growth they are looking at bringing in a Regulatory Compliance Analyst to assist with day-to-day Compliance activities and continue to develop the existing Compliance Monitoring and Surveillance Programme. This role would be perfectly suited for a compliance professional with exp...

An excellent opportunity has arisen with a global financial services organisation for a Compliance Analyst to oversee the organization’s adherence to FCA regulations and other compliance frameworks, including AML, Anti-Bribery and Corruption (ABC), sanctions, and data protection laws. Compliance ...

A top International Law firm is searching for a Senior Conflicts Analyst to join them in London. Collaborate with colleagues in compliance teams to identify potential conflicts. Not quite right for you? Check out the rest of our risk and compliance roles or give one of our friendly team a call on...

We're seeking a Compliance Analyst to join one of our syndicate clients and help them establish and maintain a robust compliance framework that allows them to comply with FCA, PRA and Lloyd’s requirements. You'll also provide compliance advice to the business and assist in the preparation and del...

Our client is an international law firm seeking a Compliance Analyst to join their busy legal team in their London office. In this role, you will support the Compliance team in all their legal and regulatory duties.

CRM/software development company that is seeking to engage an experience Sanctions/Trade Compliance Analyst on a full-time (40 hours per week) contract basis, for an initial 6 month term. Assist with restricted party screening as part of the sanctions compliance program.

Experience the challenging high-performance world of commercial law in a in-house legal and compliance team. Support due-diligence and compliance processes on the trading floor.

MERJE are currently working with a highly regarded and established asset manager in their search for a Mandate Compliance specialist. Managing the daily breach process, liaising with the Compliance and Distribution Client Services as required. Solid understanding of compliance mandate restriction...

We are seeking a passionate and detail-oriented Compliance Officer to join our clients dynamic Risk and Compliance team. This role offers an exciting opportunity to play a critical part in managing distributor oversight, third-party activities, and ensuring robust compliance across our organizati...

Senior Operational Compliance Analyst London - Hybrid (2-3 days in office) Salary - Circa £75k I have been retained exclusively by a leading investment management and advisory firm to find a highly ...

Rutherford is partnered with an elite multi-strategy hedge fund seeking a Compliance Analyst to join its compliance team. Based in London, this role offers exceptional career progression within a ...

They are looking to hire a Compliance Analyst on a 12 month FTC. THE RESPONSIBILITIES: * Best execution outlier monitoring and improvements (using LiquidMetrix) * Investigating Market Abuse ...

Risk & Compliance Analyst | Lloyd's Broker | London/WFH | £35 - 40,000 Finitas are delighted to be partnered with a growing Lloyd's broker in their search for a newly created Risk & Compliance ...

Audit & Risk Recruitment have been asked by a London based insurances company to source a Risk and Compliance Analyst to join a growing team. This role will suit someone with circa 2-4 years ...

Our client, a leading player in the FinTech and payments industry, is seeking a skilled and motivated Compliance Analyst to join their growing team in London. This permanent role is ideal for ...

Support due-diligence and compliance processes on the trading floor * Conduct research on updates to the legal and regulatory systems, particularly with the FCA * Attend stakeholder meetings and ...

Due to continued growth they are looking at bringing in a Regulatory Compliance Analyst to assist with day-to-day Compliance activities and continue to develop the existing Compliance Monitoring and ...

Compliance Analyst - FCA Focused An excellent opportunity has arisen with a global financial services organisation for a Compliance Analyst to oversee the organization's adherence to FCA regulations ...

Senior Compliance Analyst Location: London, United Kingdom Contract: Permanent Salary: £45,000 - £50,000, with a comprehensive benefits package and hybrid working Why This Role? Looking to apply ...