Due to exciting growth plans our client is looking for a Quality Assurance Officer with strong FCA experience and knowledge to join them on a full-time, permanent basis, working closely with ...
The ideal candidate will have a minimum of 1 years' experience in the Financial Services industry and in an FCA regulated environment, where you have been used to providing quality assurance and ...
Responsible for updating compliance records, plans, the FCA register and maintaining compliance records. * Ensuring staff are informed of any new relevant regulations and updating staff in monthly ...
We are a small FCA regulated Investment Firm currently seeking a professional and motivated individual to take the role of Company Accountant. The ideal candidate will be self-sufficient and have ...
... with FCA regulations and standards, meeting regulatory requirements. The ideal candidate will have a minimum of 1 years' experience in a similar Administration role, and will be a confident ...
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Diploma in Regulated Financial Planning (or FCA approved equivalent) and to maintain CF30 status in accordance with the FCA regulations. * Clear demonstration of a client centric approach with a well ...
Knowledge of FCA handbooks For full details please apply here.
Knowledge of the FCA Handbook For full details please apply here.
Carry out all processing in accordance with internal policies and procedures and FCA regulatory requirements * Maintain comprehensive client records at all times and liaise with our Insurer partners ...
If you have additional knowledge of Financial Quality Control and / or FCA Regulations this will be advantageous, however not essential as training will be given in all aspects of the role.You will ...
Familiarity with FCA regulations is advantageous * Strong attention to detail * Ability to work efficiently under deadlines Benefits: * 25 days holiday plus Bank Holidays * One day Working F ...
Have awareness of FCA Regulations * Have the ability to comply with documented processes, policies and procedures * Have an ambitious and proactive attitude * Have meticulous attention to detail and ...
To comply with FCA regulations * Develop self to maximise personal contribution to the role * Telephone broker connections for account development * Ensure self adheres to agreed internal/external ...
Act in accordance with Compliance procedures and FCA Regulations at all times to ensure regulatory requirements and company policies are correctly followed. • Maintain client records and update ...
Responsible for complaints within team ensuring these are resolved to an acceptable outcome in line with FCA guidelines. Lessons are learnt and changes implemented to improve the service Your ...
Expert FCA regulatory knowledge applicable to cryptocurrency including licensing requirements. * Confidence in stakeholder management and relationship development. Get in touch now to progress your ...
Excellent regulatory compliance knowledge - FCA and PRA guidelines. * Strong knowledge and experience with Consumer Credit (CONC + CCA). * Experience working in financial services, preferably a ...
At Acorn Insurance we provide full training and continuous coaching inhouse you will be given full in-depth FCA regulated industry knowledge and have all the tools necessary to help you personally ...
Managing own workload, and that of junior members of staff There will also be the opportunity to be involved in audit work for companies, charities, legal firms and FCA regulated clients. Excellent ...
Knowledge of FCA Regulations and compliance * Enthusiasm for Insurance and providing the very best experience for our customer * An ability to make informed decisions quickly * Analytical skills and ...
Ensuring all digital and paper files are up-to-date and meet company/FCA standards * Issue premium invoices and monitor overdue payments * Coordinate with other areas of the group to ensure effective ...