Regulator jobs in Carshalton - Page 6Create job alerts

Thistle Initiatives, our regulatory consultancy, provides expert compliance advice and support right across the financial services sector. Our clients range from niche start-ups to long-established ...

Big 4 Legal Team Seeks Top-Tier Financial Services Regulatory Lawyer (3-6 PQE) - London Do you thrive in a fast-paced environment advising on complex financial services regulations? Are you a ...

Translate regulatory requirements into actionable product features and processes focused on effective data retention, dormancy, and deletion practices. * Design and support IT systems and ...

Collaborate with regulators, payment system operators, and stakeholders to ensure seamless transitions. Policy Guidance: * Stay informed on domestic and international payment regulations, offering ...

This role involves leading high-stakes projects for top financial institutions and ensuring regulatory compliance in line with regulations and standards. This is an excellent opportunity for someone ...

In this role, you will be responsible for ensuring the firm remains compliant with emerging regulations in market data and data governance. Your expertise will be critical in safeguarding the fund ...

Assessment and action of FCR legal and regulatory obligations, regulatory change monitoring and management, horizon scanning over following 12 months of FCR regulatory changes. * In conjunction with ...

Regulatory Liaison : Support as a point of contact with regulatory bodies concerning conduct risk matters. * Risk Assessment : Assist in conducting regular risk assessments and provide strategic ...

Outstanding interpersonal and communication skills, a strong understanding of clinic operations, and a commitment to regulatory compliance and quality improvement are essential for success in this ...

Join us to be part of an agile team that values innovation, collaboration and excellence in performance and reward practice and regulatory compliance. About you Your experience * Experience in total ...

Asset Engineer This role will support the Head of Assets to engage with industry and regulatory forums alongside the Regulations Team to ensure that ESPUG complies with and manages the risk of ...

Ensure compliance with data privacy regulations such as GDPR, CCPA, or local privacy laws, developing and implementing policies to protect personal and sensitive data. * Oversee the company ...

Regulatory Compliance: * Ensure the college remains compliant with all relevant regulatory bodies, including Office for Students, Quality Assurance Agency (QAA), along with policies and strategies ...

Requirement The delivery of the Supervision Target State will require the development, implementation, and enhancement of the Supervisory framework and tools, ensuring alignment with regulatory ...

The firm is committed to maintaining the highest standards of compliance and regulatory adherence, ensuring that their operations comply with all relevant financial regulations and ethical practices

Regulatory Compliance: * Assist in ensuring compliance with national and international food safety regulations. * Stay informed of industry trends and changes in food safety regulations to support ...

Perform electrical installations in commercial settings, ensuring compliance with industry standards and safety regulations. * Conduct thorough inspection and testing of electrical systems ...

The role will focus on managing complaints and disciplinary matters for members who fall short of their stringent obligations, investigating cases where legal or regulatory breaches, such as criminal ...

AML and Market Abuse Regulation (MAR) processes. * Work closely with and provide support to the AML and Accounts teams based in the Hong Kong office in relation to AML compliance and related matters ...

Reviewing trading activities and related support functions, identifying, and mitigating regulatory compliance risk, implementing systems of work, processes, and procedures to deliver effective ...

We welcome applications from all sections of the community We are committed to promoting equality, valuing diversity and being inclusive in all our work as a health professions regulator. Whilst we ...

Regulatory Compliance * Directly support license application with FCA and MiCA * Assist in preparing for and responding to regulatory audits and reviews. * Stay updated on relevant regulatory ...

Maintenance of SMCR Files in preparation for any regulatory audits. * Working with Compliance in gathering requirements for SMF approvals. * Administering on-boarding and off-boarding of SMFs on the ...

You will be responsible for providing high quality and timely legal advice and support to the organisation on complex regulatory and corporate matters, proactively identifying solutions that will ...