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Manage periodic and ad hoc US regulatory reporting/filings with the SEC, CFTC/NFA and other international regulatory bodies, in partnerships with Finance, Operations and Investors Relations teams. Hold strong regulatory knowledge relating to CFTC/NFA, SEC and FCA rules.

On the Team Admin side, the Legal and Company Secretarial Assistant will assist the legal team with general administrative tasks, working closely with the PA to the Legal Affairs Director to support the team and to help to foster a culture of cohesiveness. The Legal and Company Secretarial Assist...

Manage periodic and ad hoc US regulatory reporting/filings with the SEC, CFTC/NFA and other international regulatory bodies, in partnerships with Finance, Operations and Investors Relations teams. Hold strong regulatory knowledge relating to CFTC/NFA, SEC and FCA rules.

The Legal andCompany Secretarial Assistant will work closely with the CompanySecretarial Assistant and the rest of the Corporate Governance teamto deliver this work. What do you need tobe great at this role?•    You’ll have previousexperience of company secretarial work including maintenance

Manage periodic and ad hoc US regulatory reporting/filings with the SEC, CFTC/NFA and other international regulatory bodies, in partnerships with Finance, Operations and Investors Relations teams

Energise Your Career, Accelerate a Net-Zero Future #RenewablesJobsThe OpportunityWe are excited to offer a great opportunity for a Legal and Company Secretarial Assistant. In this role, you'll face ...

The Sec-Ops team comprises three functions Operations, Platform Services and Security. While you will initially be aligned to one of these functions, the long-term goal is for engineers to gain a ...

Managing a team of two people who support on co sec matters * Supporting on board agendas and the annual general meeting * Advising on shareholder related matters * Supporting and advising on the ...

Managing a team of two people who support on co sec matters * Supporting on board agendas and the annual general meeting * Advising on shareholder related matters * Supporting and advising on the ...

You will conduct compliance monitoring and ongoing advice and assistance, so knowledge of the AR MiFID AIFM regimes are key, and knowledge of CFTC and SEC would be an advantage The successful ...

Our partnerships include venues such as Wimbledon, Twickenham, Edgbaston, Tottenham Hotspur, Chelsea, Principality Stadium, Scottish Event Campus (SEC) and ExCel London. We are culinary champions ...

Our partnerships include venues such as Wimbledon, Twickenham, Edgbaston, Tottenham Hotspur, Chelsea, Principality Stadium, Scottish Event Campus (SEC) and ExCel London. We are culinary champions ...

Our partnerships include venues such as Wimbledon, Twickenham, Edgbaston, Tottenham Hotspur, Chelsea, Principality Stadium, Scottish Event Campus (SEC) and ExCel London. We are culinary champions ...

This is an exciting opportunity for a dedicated Year 6 Teacher to make a real impact within the education and training sec... ZIPC1_UKTJ

Company Secretary Exciting opportunity in Co Sec and Corporate Governance Manager in London Are you an experienced professional looking for your next challenge? Our client is a leading financial ...

SEC knowledge is a plus. * Will report to the GC and CCO who sit in the U.S. * Provision of advice concerning regulatory and operational matters and internal policies, whether in a structured context ...

... Sec planning Online meeting - other Month End/Start Tasks: Top 10 checking for RNS Geographicals' checking for RNS Brunner Concert party reconciliation Brunner Concert party confirm re Equiniti:IR ...

Certifications in CISA, SSCP, CompTIA Sec+ or a similar * Proven experience as a Security Analyst or similar role, with hands-on experience in monitoring, incident response, and vulnerability ...

Advise on global regulations from bodies like the FCA, SEC, NFA, and CFTC. * Compliance Monitoring Program (CMP): Assist in designing, executing, and enhancing the CMP, focusing on market abuse ...

Ensuring that the business submits on a timely basis all required regulatory reports through UK RegData and SEC FINRA Gateway.. * Maintaining and updating Compliance Manuals. * Performing the tasks ...

Strong understanding of US GAAP / SEC requirements. * Experience in 10Q/K & 8K filings. * Work very closely with Head of Group Reporting to ensure aligned on technical accounting matters and provide ...

International FTSE 250 industrial business now seeks to appoint a qualified Senior Assistant Co-Sec to join their small yet experienced team. The ideal candidate will have some strong PLC experience ...

Strong regulatory knowledge relating to FCA, SEC, BaFin & SFC * Previous SMF16 & SMF17 experience is desirable although not essential * Excellent verbal, interpersonal, and written communication ...

Experience with both FCA & SEC regulator preferred * Ability to work in a fast paced & demanding environment * Able to build strong relationships For a confidential discussion or for further ...