Trade compliance jobs in Richmond - Page 3Create job alerts

Trade at all times in a compliant and administratively rigorous manner consistent with relevant procedures manuals and settlement deadlines.Prepare pre and post trade analysis reports for review

... Compliance policies and procedures and adhere to these. * Report policy, procedure and/or ... Trade Services. * Accurately execute all controls withinown area to minimise risk of policy ...

Oversee risk management for KYC and onboarding processes, ensuring smooth and compliant operations for retail users. * Trading Risk Management : Lead trading risk management initiatives, ensuring ...

Knowledge of export and trade compliance (including licensing and end user statements) * Experience of working in Aerospace and US Contracting environment (including FARS/DFARS) * Appreciation of ...

In addition, any working experience (from an Operational perspective) for Compliance/ "Disclosure ... The asset-classes they trade are Global Cash Equities, CFD's, Futures & Options and FX. Please note ...

Monitor health and safety compliance on-site. * Liaise effectively with tradespeople and customers ... Oversee multi-trade operatives to ensure timely and quality repairs. Requirements: * Driving ...

Manage risk and ensure compliance with trading regulations. * Collaborate with other traders and analysts to share insights and strategies. Qualifications: * Proven experience in trading oil ...

... compliant and safe, now and in the future. In this role, you will set and oversee governance arrangements, establish and measure robust deliverables, and collaborate closely with the Online Strategy ...

Provide accurate and timely prices on their requests and provide regular trade ideas and market ... compliant and cost-effective way. * Experience in discussing EFET Power Master agreement is ...

... Trade Management) is potentially part of the end to end solution covering the following: - VPC import - VPC export - Trade compliance Need to help with the design, provide input and advice and ...

Ensuring compliance with industry regulations and internal policies to maintain the integrity of trading operations. * Play a critical role in ensuring the smooth and efficient execution of trades ...

... trading and broking firms ... We work with the business, control officers, risk and compliance managers and independent reviewers ...

Matter related to regulatory trade reporting and other post-trade risk management requirements. * Supporting the wider Compliance Group with the application of laws, rules, and regulations, as it ...

Our comprehensive suite of tools and dedicated support empowers clients to trade with confidence ... We are looking for an experienced, UK-based Head of Compliance qualified to serve as the Money ...

With a focus on automation and data-driven insights, this role involves establishing financial dashboards, ensuring compliance, and contributing to transformative finance initiatives. Person ...

With a focus on Travel, Trade, Technology, and Talent, Ant International is committed to enhancing ... Based in London, this individual will be part of a growing and dynamic EMEA Compliance team ...

Carrying out repairs of defective work with the high possible regards to health and safety, ensuring compliance to health and safety at all times. * Ensure works are completed as soon as possible on ...

Perform quality checks, order parts, and ensure compliance with all health and safety regulations. Required Expertise: * Demonstrable track record as a Workshop Supervisor or Manager, preferably ...

NSW TRADE AND INVESTMENT COMMISSIONER - UK & EUROPE Investment NSW drives economic growth and prosperity for the people of NSW by bringing together business, government and priority markets to ...

There is an equity plan in place Profile; 2 years + recruiting in financial market is needed, preferably in a front office capacity but will consider more other areas like risk and compliance. A ...

Lead the review of regulatory publications and interaction with trade bodies on specific topics. * Lead the production of regulatory training materials. * Contribute to the delivery of F2F compliance ...

Collaborate with the investment team, trade support, quant research and engineering teams to evolve ... Ensure compliance with appropriate regulatory regimes regarding client commission usage across all ...