Trade compliance jobs in Richmond - Page 4Create job alerts

Execution efficiency, including trade accuracy and latency. Spread and liquidity optimization. Client satisfaction and retention through trading support. Compliance with regulatory and risk ...

With a focus on automation and data-driven insights, this role involves establishing financial dashboards, ensuring compliance, and contributing to transformative finance initiatives. Person ...

Prop Trader '' Commodity Metals Location: Initially London then U.A.E. | Compensation: Tax-Free ... Manage risk exposure and ensure regulatory compliance * Conduct in-depth market analysis and ...

... Trade Operative will be responsible for carrying out a wide range of maintenance, responsive ... Compliance with all company policy and procedures * Understand and abide with the Health & Safety ...

Trade Management: * Enter and manage trades for multiple commodities using the Trigonal Trade ... Manage the client onboarding process, including assisting with KYC and regulatory compliance ...

Regulatory Compliance Manager We are currently working with a bank in London working on enhancing ... Candidates who are well versed with trade and transaction reporting with experience working with ...

Where relevant, assist the Legal and Compliance team in conducting order/ trade data analysis. * Continuously work with IT to ensure the Regulatory Inquiry system/ tool is up-to-date and accurate

You will also play a pivotal role in providing regulatory and compliance guidance to the equity derivatives and trading team. Specifically, you will work on key workstreams and cross-border issues ...

We are currently seeking a skilled Trade Floor Voice Engineer with expertise in Verint V15 to join their dynamic team and support in maintaining secure, efficient, and compliant trading operations

Personal Tax Compliance Senior The opportunity We are looking for an experienced Personal Tax ... traders, directors, non-residents, non- doms, landlords, Trusts, partnerships and more. We are ...

... Compliance Programme, such as risk assessments, screening and training. Applicants should be ... The ideal candidate would have prior exposure to the energy or commodity trading sector

Collaborate with compliance and monitoring teams to enhance trade surveillance and other monitoring tools that identify market abuse risks, including potential insider trading, price manipulation ...

The Swap Dealer Compliance Advisory team is the principal point of contact for the US Commodity Futures Trading Commission ("CFTC") and the National Futures Association ("NFA") on swap dealer-related ...

... trading • Ability to succinctly identify and communicate required compliance advisory feedback, explain the regulatory basis for suggested changes to clients • Ability to assist with compliance ...

Implement and support changes related to trade processing, settlement, and reporting requirements ... Regulatory Compliance: * Support the implementation of regulatory changes affecting back office ...

... trade shows and in store activations that align with brand aesthetics, delight customers and drive ... compliance and premium positioning within their spaces. Project manage in store installations to ...

Implement and support changes related to trade execution, pricing, and risk management requirements ... Collaborate with compliance teams to address regulatory requirements. 3. Business Analysis

Collaborate with traders to establish risk limits and ensure compliance with risk management policies * Perform stress testing and scenario analysis to evaluate the potential impacts of adverse ...

... trading algorithms to ensure we are compliant with the firm's obligations and that the release process is strictly adhered to. • Design dashboard to monitor the trading algorithm • KDB ...

Monitor compliance with market risk limits set out to various counterparties and ensure proper escalation procedures in case of breach. * Monitor proprietary system of trade-based alerts and escalate ...

Job Purpose ICE Digital Trade provides paperless global trade management solutions which digitize, automate, and accelerate trade & post-trade operations, finance, logistics, compliance, and ...

Assisting with technical enhancements relating to compliance monitoring software (e.g. trade surveillance). * Implementing system changes arising from changes to applicable regulations, guidance or ...

Ensure compliance with variation margin and initial margin requirements for uncleared OTC ... Trade Reporting: Manage the reporting of trades to trade repositories to enhance market ...

... they trade safely and legally through delivering proactive and reactive training/coaching of ... Work in partnership with Regional Compliance Managers to ensure that serious hazards are addressed