Broker jobs in Kearny, NJ - Page 2Create job alerts

At TicketKings, we're not just a ticket brokerage; we're a rapidly growing leader in the live events industry. Our mission is to empower fans with access to unforgettable experiences while driving ...

Network Taps and Packet Brokers * Ubiquiti WLAN APs, controllers, 802.1x * Visio, Excel, Word, Confluence, etc. * Understanding of carrier transport technologies such as MPLS, VPLS, DWDM, SDH

If you have insurance brokerage Account Executive or Senior Account Manager experience with Healthcare Professional Liability coverages, and you live in Arizona State, this new work from home role is ...

Strong industry knowledge and working knowledge of the financial services focused on broker-dealer, futures and banking activities. * Strong ability to apply knowledge of rules and regulations to ...

In addition, you will provide direction to TPA and act as a liaison between broker, insured, underwriting, loss control and TPA. Qualified candidates must be well versed in both Pennsylvania and New ...

Ideal candidate has existing relationships with banks, insurance companies, broker-dealers, asset managers, pension funds, and hedge funds * Develop positive relationships with internal constituents ...

You will also lead initiatives for system enhancements and reviews, assess initial and secondary offerings for broker restrictions, and prepare monthly and quarterly compliance reports for mutual ...

Your expertise will augment our strong broker relationships, ensuring a collaborative approach that enhances our overall market strategy.Listening Leads to Innovation:we listen to our customers ...

The role: -Analyze and assess Investment Grade opportunities with a specific focus on Financials (banking, brokerage, insurance, specialty finance); -Deliver insightful fundamental analysis; -Develop ...

Ascent Capital, among other firms, is regulated by our broker-dealer Transamerica. Our office is growing rapidly all across the continental United States. We seek highly motivated, competent, capable ...

Our Broker/Dealer partner is Osaic. Location: Flexible - Remote living in Denver, CO (Mountain Coast Time Zone Preferred) Salary and Benefits: Earn a competitive salary between $120,000 and $175,000 ...

Active monitoring of advisory and broker-dealer activities to ensure compliance with policies & procedures * Deep knowledge and administration of the firm's compliance testing program under 206(4)-7 ...

Experience with Broker-Dealer. * Excel, Word, Visio, PowerPoint, SQL skills are a requirement. * Delivery of large multi-functional projects. * Knowledge of GSCC Netting and Central Clearing a Plus

Required Qualifications • At least 5 years of experience in a regulatory or compliance setting of an institutional investment bank, broker-dealer, or banking organization. • Experience reviewing ...

Previous exposure to trading systems or brokerage technology is strongly preferred * Having excellent analytical, communication, and organizational skills and the ability to run with multiple tasks ...

... broker - what are the new background configurations that are required, or which ones need to be updated: internal configurations; scheduled tasks; filters; transfers (ex: there are ETD transfers ...

Leading NFA IB and broker-dealer with a global presence is looking to add seasoned and experienced cash treasuries, fixed income, mortgage bonds, corporate bonds, fixed income RV and institutional ...

The ideal candidate will lead audits, serve as an Auditor-in-Charge (AIC) , and execute the audit strategy for lines of business involving cash equities, derivatives, prime brokerage, and structured ...

A broker-dealer background would be highly advantageous Kite Human Capital - Hire Better We are unashamedly focused on working with only the best people, who care about customer value and maintain a ...

Responsibilities: • Responsible for providing regulatory and compliance advice to business units, identify and provide training and conduct monitoring of the broker dealers public side sales and ...

Company Description Stacom CRE is a woman owned boutique advisory and brokerage firm specializing in New York City real estate. Drawing on over 40 years of experience dedicated to Manhattan and its ...

Broker-Dealer and Swap Dealer regulations (e.g., FINRA rules, SEC rules, CFTC, NFA etc.) * Business Conducts (e.g., Anti-Bribery & Corruption, Whistleblowing, Conflicts of Interest, Conduct Risks ...

... broker-dealers, FINRA, investment advisors, or fund formation is a plus Qualifications: Qualifications • 6+ years of experience in securities law • Strong understanding of public company ...

... brokerage agreements) and related agreements. Qualifications: • Minimum 4 years of experience drafting, reviewing and negotiating derivative agreements (such as ISDA/CSA and ISDA-based master ...