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Under the direction and oversight of the PV Quality and Compliance Associate Director, this role will:. Perform reviews of individual case safety report compliance monitoring outputs to ensure high quality and compliant reporting in accordance with PV regulations and business partner agreements. ...
Quality Specialist - II (Associate). Under the direction and oversight of the PV Quality and Compliance Associate Director, this role will:. Perform reviews of individual case safety report compliance monitoring outputs to ensure high quality and compliant reporting in accordance with PV regulati...
This position will principally serve as a team member for the planning and executing of monitoring and testing engagements to validate the efficacy of regulatory compliance internal controls. Supporting examiner-in-charge of Compliance Monitoring and Testing engagements. Assists in the developmen...
If AML cases are generated, the Compliance Associate will handle by conducting research, documenting the investigations, and providing initial recommendations to the Compliance Leadership team. In addition to AML, the Compliance Associate will assist in other key Compliance areas such as electron...
Reporting to the Data Analytics Vice President, FCC Analytics, in the Compliance Department, Americas Division, the Data Analytics Associate performs detailed analytics work in an independent fashion in support of the Compliance Analytics group’s goals and objectives. Experience with some or all ...
This position will principally serve as a team member for the planning and executing of monitoring and testing engagements to validate the efficacy of regulatory compliance internal controls. Supporting examiner-in-charge of Compliance Monitoring and Testing engagements. Banking and Compliance Ex...
Assist with compliance monitoring reviews which audits the effectiveness of the internal controls as reflected in the related Prudential Regulations compliance programs. Assist with managing Audit or Compliance Testing issues, including tracking, monitoring and reporting on the progress of remedi...
Be a part of a global team that is responsible for developing, enhancing and maintaining the framework and methodologies relating to surveillance calibration, validation and optimization, analytics and reporting.Responsible for executing these framework elements.Execution of standards for surveil...
Audits Compliance, Critical Thinking, Data Gathering Analysis, Decision Making, Financial Regulation, Industry Knowledge, Interpersonal Relationship Management, Product Services, Risk Management, Strategic Thinking. ...
The candidate will be a strategic partner to the COO and work closely with the Chief Compliance Officer (CCO) to execute IMBD Compliance’s strategic initiatives aligning these efforts with the overall vision and goals of the Global Compliance Department. Investment Management and Broker-Dealer Co...
Associate Director, Model Risk. Identifying potential areas of compliance vulnerability and risk; developing corrective action plans for resolution of problematic issues and providing general guidance on how to avoid or deal with similar situations in the future. ...
Our client is currently seeking a Associate Director, Compliance for a permanent/direct hire position that will sit 2-3 days per week onsite in Jersey City, NJQualified candidates may reach out to for immediate consideration. Assist with the development, improvement, and implementation of interna...
Being a member of the Risk Align Compliance team, the Associate Director will assist in evaluation and monitoring of key controls demonstrated by DTCC's Financial Risk Management function, to maintain compliance with applicable regulatory requirements, primarily Covered Clearing Agency Standards ...
The Company The Spaventa Group (“TSG”) is a leading investment company located in New York. We invest across various asset classes in addition to providing investment opportunities to both individual and institutional investors. Our asset management business specializes in investment vehicles foc...
Associate's Degree (ADN) or above in nursing Active and unencumbered Registered Nurse license 1 ... compliance with hospital policies and procedures Benefits: Healthcare coverage: Medical, Dental ...
Diploma or Associate of Science Degree in Nursing required. Current, valid, and active license to ... and compliance requirements. • Strong organizational, prioritizing and analytical skills. • ...
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