Compliance analyst jobs in CarshaltonCreate job alerts

We're seeking a Compliance Analyst to join one of our syndicate clients and help them establish and maintain a robust compliance framework that allows them to comply with FCA, PRA and Lloyd’s requirements. You'll also provide compliance advice to the business and assist in the preparation and del...

Assisting on central compliance and code of ethics compliance related matters, including but not limited to compliance monitoring, personal account dealing approvals, and new process development. At least two years of compliance (or compliance related) experience at a trading firm, hedge fund, ex...

Experience the challenging high-performance world of commercial law in a in-house legal and compliance team. Support due-diligence and compliance processes on the trading floor. ...

Our client, a leading player in the FinTech and payments industry, is seeking a skilled and motivated Compliance Analyst to join their growing team in London. This permanent role is ideal for professionals with 1-3 years of experience in compliance within the FinTech or payments sectors, offering...

London based insurances company to source a Risk and Compliance Analyst to join a growing team. This role will suit someone with circa 2-4 years’ experience in a Risk, Compliance, Control or Audit function with circa 1+ years’ experience of regulatory compliance. As a result of this growth, they ...

MERJE are currently working with a highly regarded and established asset manager in their search for a Mandate Compliance specialist. Managing the daily breach process, liaising with the Compliance and Distribution Client Services as required. Solid understanding of compliance mandate restriction...

IDEX are exclusively partnered with a Broker in The City who are looking for a Compliance Analyst to join their small team of experienced Compliance professionals. Support in the management of the Compliance plan (including horizon scanning, compliance monitoring and compliance reporting). The cl...

Our client is an international law firm seeking a Compliance Analyst to join their busy legal team in their London office. In this role, you will support the Compliance team in all their legal and regulatory duties. ...

Senior Operational Compliance Analyst. Senior Operational Compliance Analyst. Senior Operational Compliance Analyst. Operational Compliance Framework. ...

We are seeking a passionate and detail-oriented Compliance Officer to join our clients dynamic Risk and Compliance team. This role offers an exciting opportunity to play a critical part in managing distributor oversight, third-party activities, and ensuring robust compliance across our organizati...

A top International Law firm is searching for a Senior Conflicts Analyst to join them in London. Collaborate with colleagues in compliance teams to identify potential conflicts. ...

Due to continued growth they are looking at bringing in a Regulatory Compliance Analyst to assist with day-to-day Compliance activities and continue to develop the existing Compliance Monitoring and Surveillance Programme. This role would be perfectly suited for a compliance professional with exp...

CRM/software development company that is seeking to engage an experience Sanctions/Trade Compliance Analyst on a full-time (40 hours per week) contract basis, for an initial 6 month term. Assist with restricted party screening as part of the sanctions compliance program. ...

They are looking to hire a Compliance Analyst on a 12 month FTC. Compliance Monitoring thematic reviews as required. An understanding of the rules, regulations, policies and procedures as set out in the Compliance Manual. ...

Youll be responsible for: Investment restriction coding and controls in the order management system (Charles River) Managing the daily breach process, liaising with the Compliance and Distribution Client Services as required Maintaining a 3 year rolling audit programme to ensure coding and manual...

A leading Global Law Firm in London is in need of an AML Analyst to join their dynamic team. A successful candidate has previous experience working as an AML & conflicts analyst at a law firm, ideally with a good understanding of AML legislation and sanctions regimes. Deliver firm-wide compliance...

Technical Compliance Analyst -. As part of this expansion, Vixio is seeking a Technical Compliance Specialist to oversee the development of a forthcoming Vixio technical compliance solution. Providing expert guidance to Vixio legal analysts regarding technical compliance requirements applicable t...

Looking to apply your regulatory compliance expertise in an innovative financial environment? This. FX payments company offers a chance to directly impact compliance frameworks and develop in a collaborative team. You’ll engage with key compliance functions, from regulatory reporting to supportin...

Coopman Search and Selection are delighted to partner with a top tier global hedge fund who are looking to hire a Compliance Business Analyst to form part of the compliance team. As a Compliance Business Analyst, you will act as the bridge between the compliance, legal, and technology teams. Work...

They are currently seeking a Compliance Analyst to join their Compliance team and contribute to the success and growth of the firm. As a Compliance Analyst, you will play a crucial role in maintaining and enhancing the firm's compliance programme. Compliance Analyst – Alternative Investment Manag...

Rutherford is partnered with an elite multi-strategy hedge fund seeking a Compliance Analyst to join its compliance team. Provide support and undertake other aspects of Compliance including, but not limited to, PA Dealing, Shareholder Disclosures, Marketing and other Compliance matters. Supportin...

An International Law Firm is looking for a Senior AML and Conflicts Analyst to join their dynamic team in London. This position is perfect for someone with extensive experience as an AML Analyst (or similar roles) working within a law firm, wherein they gained a strong knowledge of UK AML Regulat...

Tier 1 law firm are looking for a senior risk and compliance analyst to join their team and work closely with the Risk and Compliance Manager to help ensure that the firm complies with relevant regulations and statutory requirements, particularly in relation to new client and matter take-on proce...

Our client, a Top International Law Firm, is in need of a Junior AML & Conflicts Analyst in London. Within this role, you will support various business functions in anti-money laundering, general conflicts, and risk and compliance checks. If you have a genuine interest in compliance, and want to ...