Compliance analyst jobs in SurbitonCreate job alerts

Due to continued growth they are looking at bringing in a Regulatory Compliance Analyst to assist with day-to-day Compliance activities and continue to develop the existing Compliance Monitoring and Surveillance Programme. This role would be perfectly suited for a compliance professional with exp...

Senior Operational Compliance Analyst. Senior Operational Compliance Analyst. Senior Operational Compliance Analyst.

IDEX are exclusively partnered with a Broker in The City who are looking for a Compliance Analyst to join their small team of experienced Compliance professionals. Key responsibilities will include: Support in the management of the Compliance plan (including horizon scanning, compliance monitorin...

They are looking to hire a Compliance Analyst on a 12 month FTC. Compliance Monitoring thematic reviews as required. An understanding of the rules, regulations, policies and procedures as set out in the Compliance Manual.

Tier 1 law firm are looking for a senior risk and compliance analyst to join their team and work closely with the Risk and Compliance Manager to help ensure that the firm complies with relevant regulations and statutory requirements, particularly in relation to new client and matter take-on proce...

We're seeking a Compliance Analyst to join one of our syndicate clients and help them establish and maintain a robust compliance framework that allows them to comply with FCA, PRA and Lloyd’s requirements. You'll also provide compliance advice to the business and assist in the preparation and del...

An excellent opportunity has arisen with a global financial services organisation for a Compliance Analyst to oversee the organization’s adherence to FCA regulations and other compliance frameworks, including AML, Anti-Bribery and Corruption (ABC), sanctions, and data protection laws. Compliance ...

CRM/software development company that is seeking to engage an experience Sanctions/Trade Compliance Analyst on a full-time (40 hours per week) contract basis, for an initial 6 month term. Assist with restricted party screening as part of the sanctions compliance program.

Due to continued growth they are looking at bringing in a Regulatory Compliance Analyst to assist with day-to-day Compliance activities and continue to develop the existing Compliance Monitoring and Surveillance Programme. This role would be perfectly suited for a compliance professional with exp...

Be proactive in ensuring that the business receives relevant training on regulatory issues (including the application of compliance policies) which may have an impact on the business. Assist with the review and update of policies and procedures as required to meet the needs of Janus Henderson Inv...

We're seeking a Compliance Analyst to join one of our syndicate clients and help them establish and maintain a robust compliance framework that allows them to comply with FCA, PRA and Lloyd’s requirements. You'll also provide compliance advice to the business and assist in the preparation and del...

Assisting on central compliance and code of ethics compliance related matters, including but not limited to compliance monitoring, personal account dealing approvals, and new process development. At least two years of compliance (or compliance related) experience at a trading firm, hedge fund, ex...

A top International Law firm is searching for a Senior Conflicts Analyst to join them in London. Collaborate with colleagues in compliance teams to identify potential conflicts. Not quite right for you? Check out the rest of our risk and compliance roles or give one of our friendly team a call on...

We are seeking a passionate and detail-oriented Compliance Officer to join our clients dynamic Risk and Compliance team. Minimum 3 years of experience in financial crime and compliance. This role offers an exciting opportunity to play a critical part in managing distributor oversight, third-party...

Assisting on central compliance and code of ethics compliance related matters, including but not limited to compliance monitoring, personal account dealing approvals, and new process development. At least two years of compliance (or compliance related) experience at a trading firm, hedge fund, ex...

Experience the challenging high-performance world of commercial law in a in-house legal and compliance team. Support due-diligence and compliance processes on the trading floor.

Our client is an international law firm seeking a Compliance Analyst to join their busy legal team in their London office. In this role, you will support the Compliance team in all their legal and regulatory duties.

An excellent opportunity has arisen with a global financial services organisation for a Compliance Analyst to oversee the organization’s adherence to FCA regulations and other compliance frameworks, including AML, Anti-Bribery and Corruption (ABC), sanctions, and data protection laws. Compliance ...

Experience the challenging high-performance world of commercial law in a in-house legal and compliance team. Support due-diligence and compliance processes on the trading floor.

London based insurances company to source a Risk and Compliance Analyst to join a growing team. This role will suit someone with circa 2-4 years’ experience in a Risk, Compliance, Control or Audit function with circa 1+ years’ experience of regulatory compliance. As a result of this growth, they

IDEX are exclusively partnered with a Broker in The City who are looking for a Compliance Analyst to join their small team of experienced Compliance professionals. Support in the management of the Compliance plan (including horizon scanning, compliance monitoring and compliance reporting). The cl...

Support in the management of the Compliance plan (including horizon scanning, compliance monitoring and compliance reporting). IDEX are exclusively partnered with a Broker in The City who are looking for a Compliance Analyst to join their small team of experienced Compliance professionals. The co...

Miryco are working with a leading London Specialty Insurance Broker currently seeking a high-calibre Compliance Monitoring Analyst to join their team. The successful candidate will be responsible for ...

A leading Global Law Firm in London is in need of an AML Analyst to join their dynamic team. Within ... Deliver firm-wide compliance-related training * Collaborate with wider compliance departments ...