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Janus Henderson Investors Job Description.A career at Janus Henderson is more than a job, it’s about investing in a brighter future together.Our Mission at Janus Henderson is to help clients define and achieve superior financial outcomes through differentiated insights, disciplined investments, a...

Our client does not necessarily need a legal risk and compliance background but you must have had some exposure to risk and compliance work (this can be from another law firm, or corporate/professional services environment) and a genuine interest in progressing your career within legal risk and c...

Our client, a well established investment manager, is looking to bring on board an experienced Compliance Monitoring Analyst who will be responsible for taking ownership of the CMP. Compliance Monitoring and Thematic Reviews.

Tier 1 law firm are looking for a senior risk and compliance analyst to join their team and work closely with the Risk and Compliance Manager to help ensure that the firm complies with relevant regulations and statutory requirements, particularly in relation to new client and matter take-on proce...

Assisting with Compliance Monitoring. Support the team with compliance monitoring reviews. Regulatory Compliance/Financial Crime certificates or Diplomas are preferred.

Leading, tier 1 law firm are looking for a risk and compliance analyst to join their small team and assist with AML checks, risk and compliance, and conflict checks. Our client does not necessarily need a legal risk and compliance background but you must have had some exposure to risk and complia...

As part of an established compliance team, you will play a crucial role in maintaining regulatory compliance and safeguarding the company's reputation. MERJE is excited to be partnering with this highly prestigious stockbroking firm in their search for a Compliance specialist. Ensure compliance w...

PGIM Compliance seeks a Compliance Analyst to support PGIM Fixed Income. Based in London and reporting to the PGIM Fixed Income UK Compliance Officer, the Compliance Analyst will be part of the team responsible for the compliance program overseeing the PGIM Fixed Income business in London.

Our client is a well regarded broker and market maker specialising in futures, options and other derivatives.Drafting, reviewing and negotiating different types of contracts such as trading agreements, ISDA agreements, NDAs, service level agreements.Drafting client and counterparty communications...

Global Compliance manages the firm’s compliance, regulatory and reputational risks by ensuring adherence to laws, rules and regulations. In addition to advising and partnering with the firm’s businesses, Global Compliance is responsible for managing audits and inquiries, educating, surveillance

We are currently supporting a leading renewable energy investment firm in their search for a Regulatory Analyst to join their expanding Governance, Risk, and Compliance team. Work closely with the Compliance Manager and other departments on compliance initiatives. If you are passionate about comp...

They are looking to hire a Compliance Monitoring Analyst on a permanent basis. Maintaining accurate records and files of all compliance-related matters. Support the existing team with co-ordinating ongoing compliance projects and thematic reviews.

The candidate will support the Head of Compliance, and the compliance team to deliver, maintain and help comply with Davies Insurance Services regulatory compliance framework and oversee the Intermediary Services' network of Appointed Representatives.The role will also cover the oversight of the ...

Assist the Compliance team with day-to-day support to the London Business on all regulatory matters. Assisting with Compliance Monitoring. Support the team with compliance monitoring reviews.

Our Client, a leading brokerage firm specialising in mergers & acquisitions, debt advisory and capital fundraising, are looking for a junior individual to join their compliance function.The role will be a generalist position with additional responsibilities within the control room.This is an exce...

Provide compliance advisory support to the business in respect of one or more asset classes or business areas, advising on application of applicable regulatory rules including global compliance policies & procedures. Good understanding of UK/EU regulation and of compliance and conduct risk within...

We are working with an international law firm who are looking for a Compliance Analyst to join their team in London. Assist with updating and maintaining compliance-related documentation, including AML manuals, policies, procedures and templates, as well as compliance bulletins and other internal...

We are working with an international law firm who are looking for a Compliance Analyst to join their team in London.Provide practical and prompt advice and assistance to fee-earners and other professional staff in relation to applicable AML (including CDD) obligations.Conduct screening to identif...

Assist the Compliance team with day-to-day support to the London Business on all regulatory matters. Assisting with Compliance Monitoring. Support the team with compliance monitoring reviews.

Regulatory Compliance - manage all aspects of FCA compliance, including Consumer Duty. Compliance and Governance Analyst. We’re expanding our Compliance and Operations team in London or Leeds to continue to support our businesses in the most effective way.

Prestigious International Bank based in the West End of London, are looking to bring onboard a Compliance Analyst, for a 12 month fixed term contract. Ideal candidates must have solid experience around Regulatory Compliance. Assist the Compliance team with day-to-day support to the London Busines...

Experis have partnered with a brilliant client in the South West looking to recruit a Business Analyst to join their team with a focus on BI and MI projects. This role will be instrumental in driving ...

Senior Compliance Analyst As a Senior Compliance Analyst, you will be responsible for ensuring full compliance of all FX trading and related activities. You will work closely with our MLRO and Head ...

... the Analyst's career path to becoming an expert compliance professional in the financial services industry. Responsibilities Compliance Analysts will support Senior Compliance Consultants in ...