Trabajos fca en Basildon

SS&C is the largest global investor service provider, servicing more than 55 million investors. Continually investing in global technology and services across the spectrum of distribution channels including: Asset Managers, Financial Advisors, Wealth Managers and large financial institutions such...

Compliance Officer - Food Industry. I am looking for a Compliance Coordinator/Officer to join the team of experienced and knowledgeable foodies. Train staff on compliance procedures & support with training the wider teams. Investigate and resolve compliance issues. ...

Head of Compliance – Boutique Equity focused Asset Manager - West End based (Multi $Bn AUM – strong potential to become their SMF16 and SMF17). Initially this is fill be a stand-alone Head of Compliance role, but there is a view to hire x 1-2 Compliance Analysts underneath you after a few months ...

Complete tasks as delegated by the Principle Investigator and attend investigator meetings as required. Clinical Research Physician / Sub-Investigator - London, Permanent, Onsite. Carrot Recruitment are acting as a recruitment agency sourcing a Clinical Trials Sub-Investigator for a permanent ful...

The Divisional Chief Risk & Compliance Officer for Davies UK&I will be accountable for the delivery of an effective and efficient Risk & Compliance infrastructure and function across Davies UK&I Division, with the purpose of:. Delivering at Divisional level all objectives set by the Group Chief R...

To assist the Team Leaders in ensuring the timely and accurate delivery of complaint resolution in accordance with mutually agreed service level agreements (SLA) and other agreed deadlines and to ensure that regulatory and audit requirements are met. To provide an excellent and efficient service ...

Join a leading organisation as a Risk and Compliance Manager and be at the forefront of driving excellence in compliance and risk management within the insurance industry. Offering comprehensive guidance on compliance matters to key stakeholders and promptly escalating significant compliance conc...

An exciting opportunity has arisen to join a boutique trading house that are looking for someone to join their compliance team in a generalist compliance officer role, there will however be a focus on the Compliance monitoring and assurance program however there will be the opportunity to get inv...

The Risk & Compliance function has grown from 4 to more than 20 in a little over 3 years. You’ll have gained several years’ Compliance experience focused on investment products and have a detailed knowledge of UK regulatory requirements in this space, including MiFID, MAR, UCITS etc. ...

Accountant will support the department with maintaining statutory compliance and preparing financial statements for all entities, globally. Accountant you will be preparing detailed reconciliations, schedules, and support and assisting in the preparation of financial statements. ...

The Lead Investigator, Casino/Sports Risk and Fraud is tasked with finding causes of risk, detecting and stopping fraud within our product operations. ...

Senior Compliance Monitoring Officer | Lloyd's Broker | London/WFH | £60 - 70,000 (doe). Finitas are partnering with a growing Lloyd's broker in their search for a Senior Compliance Monitoring Officer to join their team. Minimum 3 years compliance/compliance monitoring experience. Reporting into ...

Coopman Search and Selection are delighted to partner with a global multi-strategy hedge fund who are looking to hire a Compliance Officer to be part of their London Team. The role will report direct into the General Counsel & Chief Compliance Officer. Ensure FCA & SEC regulatory compliance requi...

Position: Capital Markets Reporting Accountant - UK Remote (6-month Contract). ...

Lutine Bell are supporting a leading Financial Services firm in the Midlands to appoint a Prudential Compliance Officer. The ideal candidate will possess a comprehensive understanding of regulatory frameworks and compliance requirements, coupled with the ability to interpret complex regulations e...

Are you a seasoned trade compliance professional with a passion for streamlining international transactions?. A leading Fortune 500 tech solutions provider is seeking a skilled and experienced individual to join their growing London team! You will report directly to the UK Head of Legal, Risk, Et...

Job Title – Compliance Officer. The Compliance Guys are a fast-growing business bringing a refreshing outlook to FCA compliance. Do you want to make a difference to multiple small businesses and even a whole industry? This is not your typical boring compliance role where you’re battling against n...

Compliance Manager – Asset Management & Hedge Fund Compliance Consultancy (Must have solid Asset Management & Hedge Fund Compliance experience). Our client needs either a “senior Compliance Manager”, or "Head of Compliance" level experience either gained from a Hedge Fund, Asset Manager, or Priva...

Our client, a successful Investment Management firm, are looking for an experienced Senior Compliance professional to join the team to lead, oversee and manage the day to day compliance and operational aspects of their investment management business unit and platform offering, ensuring issues and...

Conduct regular audit work of the Compliance Function alongside external Compliance Consultants to test its standards and potential areas for improvement. Compliance practices and support the streamlining of existing processes within the business, providing ideas and identifying operational effic...

We have been appointed by our Client, a boutique Retail & Institutional Stockbroker, who are looking to recruit a Compliance Manager to support the Head of Compliance in all areas of compliance including preparing for any regulatory changes, ongoing monitoring and any ad hoc compliance projects. ...

Work in a FCA (Financial Conduct Authority) regulated environment, maintaining the client and ... What we offer * Hybrid working - 1in 4 weeks are office based, remaining 3 weeks are remote

The successful candidate will be responsible for ensuring the company complies with FCA regulatory requirements and implementing the company's FCA compliance and risk management framework. MERJE is currently seeking an experienced FCA Compliance Officer for a financial services company based in M...

The successful candidate will be responsible for ensuring the company complies with FCA regulatory requirements and implementing the company's FCA compliance and risk management framework. MERJE is currently seeking an experienced FCA Compliance Officer for a financial services company based in M...