Fca jobs in Falkirk

FOSTER CARE ASSOCIATES SCOTLAND (FCAS) Role: Senior/Supervising Social Worker - Full Time & Fixed Term Until December 2024 Location: Head office - Cambuslang Salary: £30,338 - £41,052 Per Annum ...

Comply with the Financial Services & Markets Act 2000, the FCA Statements of Principle Code of Practice and the relevant FCA rules. * Building and maintaining strong relationships with clients by ...

FCA reporting, returns and general updating of competency requirements * Regular adviser T&C meetings with Key Performance Indicators being analysed and discussed * Client observations with a view to ...

FCA reporting, returns and general updating of competency requirements * Regular adviser T&C meetings with Key Performance Indicators being analysed and discussed * Client observations with a view to ...

Immediate · Fraud Experts with an FCA background - good knowledge of Fraud within the Banking, Financial Services, Telco Fraud · They deal mainly with Identity fraud - handling cases where ...

You will be working within an FCA regulated finance service provider, supporting customers with querieis in regards to their pensions and savings both personal and employee based accounts. Key ...

We are looking for an experienced Senior Pension Technician with extensive knowledge of pensions (DB & DC) and FCA regulations. The successful candidate should have excellent communication skills and ...

Marketing Compliance Officer Do you have experience of working in a commercially focused or Marketing Compliance Role, with expert knowledge of FCA financial promotions rules? Are you looking for a ...

You must be open and cooperative with the FCA, the PRA and other regulators. * You must pay due regard to the interests of customers and treat them fairly. * You must observe proper standards of ...

Preparing periodic FCA regulatory reporting * Performance and review of due diligence on suppliers, clients and customers * Involvement with Change projects to ensure regulatory compliance * Assist ...

Diploma in Regulated Financial Planning (or FCA approved equivalent) and to maintain CF30 status in accordance with the FCA regulations. * Clear demonstration of a client centric approach with a well ...

Offer insightful advice and guidance to the broader business on the interpretation and application of UK regulations such as PSRs, EMRs, MLRs, FCA Handbook, EBA Guidelines, etc. Foster a culture of ...

You must be open and cooperative with the FCA, the PRA and other regulators. * You must pay due regard to the interests of customers and treat them fairly. * You must observe proper standards of ...

Offer insightful advice and guidance to the broader business on the interpretation and application of UK regulations such as PSRs, EMRs, MLRs, FCA Handbook, EBA Guidelines, etc. Foster a culture of ...

Ensuring client files are compliant with FCA and Company guidelines * Preparation of correspondence including general letters and emails * General administrative duties such as photocopying and ...

Fraud Experts with an FCA background - good knowledge of Fraud within the Banking, Financial Services, Telco Fraud * They deal mainly with Identity fraud - handling cases where customers make contact ...

Knowledge gained within Banking / FCA regulated environment. An understanding of how to design IT controls and automation. Applicants must be located and eligible to work in the UK without ...

Prepare periodic FCA regulatory reporting. * Provide regulatory advice to the business and handle ad-hoc regulatory queries. * Perform and review due diligence on suppliers, clients, and customers

... FCA rules and guidance in relation to material outsourcing. You'll be sourcing and negotiating with material suppliers, monitoring and ensuring compliance with all relevant legislation and ...

Prepare periodic FCA regulatory reporting. * Provide regulatory advice to the business and handle ad-hoc regulatory queries. * Perform and review due diligence on suppliers, clients, and customers

Experience working within financial services and to FCA Guidelines The Perks * Company pension scheme * Discretionary Bonus Scheme * 25 days holidays + 8 bank holidays * Gain professional ...

Demonstrating knowledge of FCA complaints rules (DISP) and internal and industry requirements for handling and reporting complaints * Actively engaging in improving client experiences through quality ...

FCA conduct rules and regulations, internal audit, risk management frameworks and operating models, corporate governance / board effectiveness, prudential risk, SMCR, operational resilience, consumer ...

Maintain comprehensive market knowledge and adhere to relevant compliance requirements and FCA regulations * Liaise with lenders, estate agents, introducers and solicitors when required to ensure a ...