Are you a business? Hire fca candidates in Luton
The business is regulated by the FCA, therefore they will complete an in-depth credit and criminal record check * Full driving licence required The Company Long-established mutual society with ...
Ensure that the companies have the correct level of FCA regulatory oversight and that the procedures and monitoring activity adequately support the mandatory requirements expected for these ...
Complete and offer all renewals within the FCA guidelines * Complete and process all new business and transfer new business within the FCA guidelines * Completion of tasks in a timely manner * Ensure ...
Ensure all relevant regulatory requirements are met during operational practice including the FCA's Consumer Duty, Conduct Rules and Principles. * Monitor and brief Operational Teams on developing or ...
To comply with all regulatory filings - FCA, CASS and HMRC. To preserve the integrity of the financial records and maintain robust financial controls. To raise organisational financial awareness
... FCA guidelines. · Ideally, you'll have passed IF1/FIT or equivalent, however, we'll meet any reasonable costs for this to be completed within the probationary period if this isn't the case. · ...
FCA knowledge is preferable but not essential. This is a Customer Service position dealing with renewal of Insurance Polices such as Home and Car with some outbound calls- (no cold calling) Cross ...
... FCA-regulated entities, charities, and more - An environment where your audit expertise can make a difference in enhancing client services - A supportive culture for career progression and continuing ...