Are you a business? Hire fca candidates in Rochdale
Senior FCA Compliance Officer (FTC for 12 months) Manchester - Hybrid To £50,000 + Benefits MERJE is currently seeking an experienced FCA Compliance Officer for a financial services company based in ...
The role is for a Senior FCA Compliance Officer to be responsible for ensuring the group complies with FCA regulatory requirements, and the implementation of our FCA compliance and risk management ...
Maintain oversight of FCA use of powers of product and financial promotions intervention and report to the business, including attending FCA or other events or seminars as required. * Assist in the ...
Our client, are a reputable collections agency regulated by the Financial Conduct Authority (FCA), dedicated to helping clients manage and recover outstanding debts while adhering to strict ...
The primary objective of the compliance team is to ensure all the rules and regulations set by the Financial Conduct Authority (FCA), the information commissioner's office (ICO), The Pensions ...
The purpose of this role is to undertake file reviews to ensure the company is providing the highest standards of advice to their clients in line with internal policies and FCA requirements. This ...
Ensure suppliers are working within any required FCA / PRA regulatory obligations * Undertake regular supplier reviews using scorecards to measure performance against objectives * Reporting findings ...
You will have a background in dispute resolution, preferably in a regulated setting, and be well-versed with FCA DISP regulations and complaint-handling best practices. This is a challenging position ...
Ensure that FCA regulations are adhered to * Manage and minimise risk, including reputational risk * Ensure adherence to service level agreements Key Responsibilities * To assist in the production of ...
You will ensure all operations are in compliance with FCA/PRA and all other relevant regulations.Reporting directly to the CEO, you will support the CEO and Board of Directors and promote the ...
Devoted to the FCA principle of Consumer Duty, by ensuring we are driving good customer outcomes across all aspects of services that have potential to impact our customers. What we're looking for
FCA Statement Please note that this role is subject to meeting regulatory requirements. As an FCA-regulated organisation, we are committed to adopting the highest standards and we do this by ...
Social Work/Family Court Advisor (FCA) vacancies with Cafcass Manchester. Caritas work with Cafcass to support with their recruitment. We currently have locum FCA roles available with Cafcass ...
Assists in complaints reporting to senior leaders and the FCA. Provides coaching and feedback to the client service crew based analysis of complaints* Maintains control of work load through actively ...
You must be open and cooperative with the FCA, the PRA and other regulators * You must pay due regard to the interests of customers and treat them fairly * You must observe proper standards of market ...
Adhere to FCA rules and guidelines What you bring: The ideal Customer Service Advisor or Renewal advisor will bring a friendly, approachable manner that puts callers at ease from the moment they pick ...
Comply with the Financial Services and Markets Act 2000 and the relevant FCA rules at all times *Comply with the relevant compliance... ZIPC1_UKTJ
Adhering to Compliance and FCA regulations on all calls, guaranteeing the best and fairest outcome for our customers. Recording customer details on the CRM system. Maximizing sales to hit targets
FCA Regulations, DPA requirements. Experience: * Previous Experience of working in a Motor Vehicle Engineering environment (Essential). * Evidence of working in a FCA regulated environment (Desirable ...
Reviewing procedures and complying with FCA * Scheduling tasks and making sure office is running smoothly * Involvement in operational plans for the business * Oversee reception desk functionality
FCA Compliant * Money Focused * Efficient * Independent * Hardworking If this is what your looking for please apply NOW with an updated CV!! Thanks Tasha
... FCA requirements. You will add value in helping us live to our client centric values. Working in a small team environment you are expected to make an impact and engage with stakeholders in the ...
Advising on the implementation of the FCA's Consumer Duty and implementation of the Mortgage Charter. * Advising on Secured Borrowing's sustainability strategy. * Staying abreast of an advising on ...
Maintain a CPD record in line with FCA requirements for regulated individuals * Generate reports and summaries of thematic reviews/file assessments as requested by the Head of Compliance Requirements