Fca jobs in Uxbridge

As an integral part of our Retail Branch Network team, you will play a key role in driving our office’s commercial success and supporting the leadership of our dynamic branch team. You will be a SME of the local taxi industry including the requirements, restrictions, providers & competition. Work...

Key Accountabilities: ● Work with the Head of Compliance to implement FCA regulatory requirements into the firm's global compliance program ● Manage day-to-day operations of the compliance ...

You will oversee the FCA's external supplier spend within the category of expertise, driving breakthrough results for FCA through effective development and delivery of sourcing and contracting ...

They will be heavily involved in the delivery of the MLRO report, the financial crime risk assessment, FCA reporting relating to AML/CTF and other related processes. * SMCR -The candidate will ...

Preparing monthly FCA monitoring data and quarterly regulatory financial returns in conjunction with Compliance. * Being part of the Firm's ICARA team: Providing financial data for the Firm's ICARA ...

To work closely with the FCA, FOS, Lloyd's of London, and other useful organisations such as MGAA and BIBA. Key skills and experience required. * The candidate should have circa 5 years' work ...

IMPORTANT FOR YOU TO BE CONSIDERED FOR THE FULL HEAD OF COMPLIANCE:- 1) YOU MUST BE STRONG SKILLED WISE ON THE FCA TO GET THE BUSINESS ACREDDITED AS AN "API" WHICH IS (AN AUTHORISED PAYMENT ...

The successful candidate will ensure that our products and services adhere to FCA regulations and are safeguarded against financial crime and risk. This includes reducing the likelihood of financial ...

Conduct daily and monthly client fund reconciliations to segregate funds accurately, ensuring this is in accordance with FCA standards. * Detect, address, and resolve reconciliation discrepancies

Submitting reports to the FCA and producing required management information * Ensuring all compliance and AML policies are up to date in line with regulatory developments. * Supporting all ...

An understanding of FCA regulations and guidelines relating to financial services clients * Willingness to continue to develop knowledge of products and related issues through formal and informal ...

This is a great opportunity for an aspiring lawyer with a broad commercial practice from an FCA-regulated background, whether that is strictly financial services, insurance, or any other FCA ...

The Role Head of Compliance - West End based Brokerage Martis Search are representing a West End based, FCA regulated, privately owned FX Brokerage to hire a "Head of Compliance." The role sits on ...

Relevant knowledge of the FCA handbook relating to ICOBS and PROD, and experience in relationship management. * Demonstrate solid experience in a regulatory environment * A good understanding of the ...

Oversee firm's compliance with FCA's rules on systems and controls against money laundering What you bring: The ideal candidate for this Compliance Officer and MLRO role will bring a wealth of ...

English fluent, Be familiar with the requirements from regulatories (FCA, PRA, BOE, etc.) regarding AML/CFT, conduct risk, complaint, fraud, CASS, customer duty, etc.; Familiar with banking products ...

... and FCA Principles of Business * the product and technical teams to ensure the Company Platform is compliant with applicable regulations and industry guidance * advice and legal support to ensure ...

Finance Manager (Qualified Accountants required - ACCA/CIMA/ACA) FCA Regulated Digital Assets business Up to £80K / Hybrid working London Fidarsi are currently working with a rapidly expanding ...

Comfortable with the FCA Handbook and with FCA rules. * Excellent analytical skills. * Commitment to learning and continuing professional development. * Should be comfortable with communicating with ...

Ensure electronic client files are organised and updated, and easily accessible Compliance with FCA and company procedures * Assist the team in complying with FCA and internal compliance procedures ...

A broad understanding of FCA regulations in relation to Consumer activity.

Submit timely and accurate reports to global regulatory authorities (e.g., SEC Form PF, SEC Schedule 13, FCA Gabriel reporting). * Develop and maintain regulatory reporting procedures and ...

Act as the MLRO and hold the FCA SMF17. * Implement robust AML measures to prevent and detect money laundering activities, safeguarding the integrity of the organisation. * Ensure that the company ...

Knowledge of FCA regulation and compliance expertise (Preference is having completed FCA regulation and Derivatives qualification) * Strong interpersonal and communication skills * Proven track ...