Job Title: Senior Risk and Compliance Analyst. Tier 1 law firm are looking for a senior risk and compliance analyst to join their team and work closely with the Risk and Compliance Manager to help ensure that the firm complies with relevant regulations and statutory requirements, particularly in ...
Eames Consulting is partnering with a reputable Lloyd's Syndicate to appoint a Compliance Officer in multiple locations, including London, York, and Colchester.We are seeking compliance generalists to support the Head of Compliance with a solid understanding of the PRA/FCA Handbook, Sanctions, an...
Our client does not necessarily need a legal risk and compliance background but you must have had some exposure to risk and compliance work (this can be from another law firm, or corporate/professional services environment) and a genuine interest in progressing your career within legal risk and c...
We are exclusively recruiting for a growing asset management firm looking to hire a Compliance Officer for a newly created role as the business continues to expand.This role will suit someone with a proactive & dynamic working approach, comfortable working within a fast paced work environment.The...
Minimum of 3years' Experience in dealing with KYC/AML/CTF with good trackrecord of communicating various counterparties including CDD team,Compliance, Financial Crime, Operations concerning the on boardingand reviewing of clients.
Key responsibilities include but are not limited to:.Undertake regular compliance monitoring in accordance with the annual Compliance Monitoring Plan.Identify any gaps or weaknesses in the Plan and propose remedial actions.Day to day management of the Plan ensuring tests are completed on time and...
An exciting opportunity has arisen at the London Fire Brigade for an Infrastructure Compliance & Support Analyst. An Infrastructure Compliance and Support Analyst is required to support the Brigades server environment, ensuring the server and client infrastructure is fully supported, modern and c...
Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment r...
Coordinate with DPO to conduct data impact assessment if there are innovative marketing or business development projects involving personal data or an added information sharing requirement with third parties. They are seeking a Business KYC/Compliance Support Analyst to work with them on a contra...
Principal Purpose of the role:.The Head of Compliance/CCO (SMF16) & MLRO (SMF17) has a duty to the Bank to work with management and staff to identify and manage regulatory risk and the risk that the Branch may be used for the purposes of financial crime.The overriding objectives of the Head of Co...
The role holder will be responsible for working directly with the Chief Compliance Officer to administer all aspects of the compliance frameworks for all lines of business. The Senior Compliance officer (12-15 Months Mat cover role) has a base salary of. Senior Compliance Officer (VP).
Minimum of 5 years of experience in internal and/or external audit, compliance testing team or a similar function within the financial industry. Extensive experience in compliance test planning, processes and controls design assessments, controls operating effectiveness testing, transactional tes...
Having recently set up a new Healthcare Commercial Due Diligence team, they are seeking to hire an ambitious and talented Corporate Finance Director to support the strategic growth plans.The Director ...
... due diligence and deal execution and supporting integration in partnership with finance, accounting, tax, legal, compliance, business, product, engineering, people and other departments at Ripple
Their main focus is the fast-paced financial due diligence phase of M&A processes. By using data and analytics, they assess a target company's financial performance and business projections ...
Responsible for the accurate execution of Financial Crime Prevention controls in accordance with the Bank's and Departmental policies and procedures. * Ensure Due Diligence/Enhanced Due Diligence ...
A background in Bordereaux, Due Diligence and Vendor Management is preferred and my client would ... Manage the Loss Fund and reconciliation processes, including collaborating with Finance, completing ...
Working closely with the corporate finance activities in the business, involvement in due diligence and working closely with potential and new investors You must be * Qualified ACA, ACCA or CIMA * An ...
... finance and trade-in business and across the Organisation. The role will manage the full supplier ... Responsible for the maintenance and storage of all supplier contracts, due diligence and reference ...
The Position Required: 1. Funding: • Assist in structuring financing arrangements, including ... Sale Agreement, Due Diligence Checklist, Title Transfer Documents. 4. Development: Knowledge in ...
Our client is seeking a Senior Financial Crime Advisory professional to join their dynamic team in ... Working knowledge of due diligence tools including World-Check, Dow Jones, Factiva Robert Walters ...
Conduct thorough due diligence to understand the current financial landscape. * Review existing controls, procedures, processes, and systems to identify areas for improvement. * Implement streamlined ...
... models, due diligence materials, legal documents and front negotiations for transactions - Develop a deep understanding of the financial performance of ISTARI portfolio companies by owning ...
... and Financial Institutions The Skills You'll Need: Fluent Mandarin, ideally Credit and/or ... Conduct customer/counterparty due diligence including KYC/onboarding and ongoing risks monitoring ...
