Financial services compliance jobs in Southport

Templegate Recruitment Specialists in Financial Services Recruitment Position: Paraplanner Location: Merseyside Benefits: Health Cash Plan, Employee Assistance Program, Death in Service, 25 days plus bank holidays Salary: £30,000 - £45,000 depending on experience and qualifications About the Comp...

Service Delivery: - Embed the home's ethos in service delivery and involve service users in daily ... financial year - Adhere to central ICT policies and procedures - Coordinate and monitor ...

Planning and undertaking assignments, striving to deliver service excellence * Tracking progress ... Closely monitoring deadlines and ensuring compliance with all financial regulations * Using ...

Our client is a leading Chartered Financial Planner and independent advisory firm with over 40 ... They provide high-quality personal service to clients across the UK. Purpose: The Paraplanner ...

My client is currently looking for a IFA Compliance Monitoring Officer to join their growing Compliance Function. Monitoring - Perform file reviews and compliance monitoring on all aspects of the FCA regulated activities within the group, assessing compliance with regulations, standards and outco...

Chapman Tate Associates is delighted to partner with a leading insurance company in their search for a dynamic and experienced Compliance Manager. Oversee and ensure the company's compliance with all FCA regulations and standards. Manage and lead the compliance team, providing guidance, support, ...

Regulatory Affairs Officer, Compliance Officer, Pharmaceutical, COR5800. A Regulatory Affairs Officer / Compliance Officer is urgently needed to join a thriving scientific technology company in Lincolnshire. Regulatory Affairs Officer, Compliance Officer, Pharmaceutical. Joining a family-owned bu...

Are you passionate about risk management, compliance, and ensuring regulatory adherence? A Southampton-based financial services organisation seeks a dedicated, skilled Risk and Compliance Assistant Manager to join their dynamic team. As a Risk and Compliance Assistant Manager, you will play a cru...

I am currently looking for an experienced Compliance Specialist to join a SME who are within the wealth/asset management industry! This company has seen significant success over recent years and is currently undergoing a acquisition phase within their compliance department. It would suit someone...

Working within a dedicated Product Compliance and Quality function, you will collaborate with stakeholders in R&D, Supply Chain, and Marketing to ensure relevant compliance and legislation in all relevant territories is understood and maintained. ...

They have an exciting opportunity to recruit a Safety Compliance Manager on a permanent basis who will report to the Director of SHEQ. Furthermore, you will lead the way in providing safety leadership to line managers and the wider SHEQ team, including the local SHEQ Managers, to ensure they have...

They are currently seeking to recruit a compliance Officer to assist the Quality Assurance / Regulatory Affairs Manager (QARAM) and other members of the quality team in day-to-day quality administration activities, essential to the smooth running of the Quality Management System. ...

As the Compliance Manager you will be the lead person in fire and asbestos compliance. We are working with a Social Housing provider, who are looking to recruit a Compliance Manager on a permanent basis. You will be responsible for planning, implementing, managing and monitoring the planned progr...

Do you have experience within Regulatory and/or Compliance?. The responsibilities for the Regulatory and Compliance role:. Collaborating with internal stakeholders to ensure compliance. Maintaining registered product regulatory compliance. ...

Currently looking for someone to join as Quality and Compliance Manager, this is a great opportunity to work closely with the Senior leadership team, partnering with the COLP to maintain a strong risk and compliance framework across the business. Compliance & Quality Manager. Bring experience ac....

Risk & Compliance Manager - Farnborough. Excellent opportunity for a Risk & Compliance Manager to join a top-ranked law firm. They are currently looking for a Risk & Compliance Manager to join their office in Farnborough, Hampshire. Risk and compliance management with knowledge of SRA an...

This is an exciting role where, as the Pensions Governance & Compliance Officer, you will provide professional support to maintain the accountability of the County Council in its role as Administering Authority to the West Sussex Local Government Pension Scheme (LGPS), and as Scheme Manager for....

As a Compliance Analyst you will be responsible for completing a range of allocation tasks including breach logging and reporting, complaints handling, customer documentation reviews, approval of financial promotions and marketing material, reviewing new and replacement insurer and Delegated Aut...

Working closely with the Fire Compliance Officer and Fire Compliance Administrator to action a large number of fire actions that we have from our recent Fire Risk Assessment (FRA). Our client are currently seeking a highly experienced administrator to join their team. Assisting the fire complianc...

Assisting the Chief Compliance Officer (CCO) and the MLRO of MarTrust in overseeing AML Compliance Framework, systems and controls used to combat Financial Crime risks and conducting Compliance Monitoring testing in line with MarTrust’s Compliance Monitoring Programme (CMP). The Compliance Office...

Davies is working with a well established financial services client to recruit a Head of Compliance to join their team. In-depth understanding of relevant FCA handbooks and their practical application. Credible and engaging professional with influencing skills. Proven experience working within a ...

The Risk & Compliance function has grown from 4 to more than 20 in a little over 3 years. You’ll have gained several years’ Compliance experience focused on investment products and have a detailed knowledge of UK regulatory requirements in this space, including MiFID, MAR, UCITS etc. ...

Are you a compliance leader ready to navigate the exciting landscape of digital assets within an FCA regulated business? Your next career move awaits you! Black Swan Group is thrilled to represent a pioneering client in the digital assets space, seeking a visionary Head of Compliance to join thei...

We have an exciting opportunity for a Compliance Officer to join our Organisation on a 12 months, fixed-term contract. As a Compliance Officer at Certsure, you'll collaborate with external organisations, ensuring adherence to accreditation, process, and product criteria. By presenting compliance ...