Financial services compliance jobs in LutonCreate job alerts

You will be covering all areas of compliance including, monitoring, advisory, AML and T&C compliance. You will ideally come from another wealth manager in a compliance role. Barclay Simpson are currently recruiting for a Compliance Officer to join a Wealth Manager based in Hertfordshire.

Aboutthe CompanyIn return, we can offer you: Central locations in theBorough with excellent public transport links and localamenities Automatic enrolment into the Local Government PensionScheme (Career Average Pension Scheme) The opportunity to buy andsell annual leave to increase work-life balan...

Barclay Simpson are currently recruiting for a Compliance Officer to join a Wealth Manager based in Hertfordshire.This is a well-established business that will offer a supportive and friendly culture.You will be reporting into a highly experienced COO and will have unrivalled exposure to senior s...

AUDITING experience across legal, ethical and quality compliance is highly beneficial. To assist with the day to day running of the Compliance Department and to help communicate, maintain and monitor the on-going compliance activities within the business ensuring all regulatory requirements a...

We, the Mitsubishi Electric Group, will contribute to the realisation of a vibrant and sustainable society through continuous technological innovation and ceaseless creativity, as a leader in the manufacture and sales of electric and electronic equipment used in Energy and Electric Systems, Indus...

Our client is a boutique financial services firm based in St Albans, seeking a Head of Risk and Compliance on a permanent basis. This is a great opportunity for someone to work locally in a close ...

Contribute to the Compliance team in association with the Head and Compliance and Risk to ensure procedures and services delivered adhere to the regulations that apply to a regulated financial ...

Ensuring 100% statutory compliance is maintained at all times * To manage safely all daily ... Demonstrable financial acumen applicable for the role requirements in managing a P&L * Have a ...

Work closely with our USA Aftersales & Compliance team, ensuring that communication is transparent ... United Wheels will never ask for payments, bank details, or any financial commitments during the ...

Specialises in providing comprehensive professional services to a diverse range of clients ... Ensure accuracy, compliance, and timeliness in all payroll activities. * Process payroll data ...

... services and as a Building Remediation Manager you will be contributing to our vision to be ... rules, compliance processes, relevant legislation/leaseholders lease terms and financial ...

To provide the client with a professional and effective service, managing the compliance and ... Effective financial planning and management of all projects. * Managing the P&L of the department ...

Integrated facilities management services with a purpose. We're here to make workplaces better ... Ensure compliance with health and safety regulations, carrying out risk assessments as required

... Marketing, Finance/Tax, Procurement and Commercial, Construction and Technical Services ... Supporting legal compliance activities and delivery of compliance programmes. * Taking the lead on ...

... Finance Brokers). You will be responsible for identifying new opportunities, nurturing existing partnerships, and ensuring that our products and services meet the needs of its clients. Business ...

Manage and resolve where necessary all issues relating to the finance, logistics, and other ... service. We are an equal opportunities employer and welcome applications from all suitably ...