Financial services compliance jobs in WakefieldCreate job alerts

My client is a directly authorised Financial Advisory firm based in Wakefield, providing sound Financial Advice to both individuals and businesses surrounding Investments, Pensions, Mortgages, Protection and Estate Planning. Due to team members being promoted to Financial Advisers, we are urgentl...

OPERATIONS MANAGER – MARKET LEADING ENGINEERING BUSINESS – PACKAGE NEGOTIABLE We are delighted to be partnering with a leading engineering client who operate on a national basis and boast a strong reputation for service excellence and reliability. They are seeking a dynamic Operations Manager to ...

Practitioner background likely to include 3+ years of direct experience in a data analysis field, preferably within Financial Services and relating to the assessment of commercial performance. We buy debts from lots of different companies in all kinds of sectors as well as provide collection serv...

French Speaking Customer Service Advisor.We are looking for a French speaking candidate to join a small, friendly team in Normanton.Full time Monday to Friday 8-5.You will be speaking to customers who have broken or faulty products and finding the best resolution for them.This is a really excitin...

Practitioner background likely to include 3+ years of direct experience in a data analysis field, preferably within Financial Services and relating to the assessment of commercial performance. We buy debts from lots of different companies in all kinds of sectors as well as provide collection serv...

The Senior Quality & Compliance Officer will have delegated ownership in delivering elements of the internal management system deliverables. Coordinate with colleagues and project teams to close out non-compliances and raise awareness of any shortcomings. Support the Head of Management Systems & ...

CRM/software development company that is seeking to engage an experience Sanctions/Trade Compliance Analyst on a full-time (40 hours per week) contract basis, for an initial 6 month term. Assist with restricted party screening as part of the sanctions compliance program.

Act as an advocate for the financial compliance function: work closely with Finance teams to raise awareness of financial controls, promote examples of best practise and provide trusted guidance on financial compliance issues. Sewell Wallis are proud to be partnering with our client, a large, glo...

Offer expert guidance on compliance matters including onboarding, financial promotions, fraud, and consumer duty. Minimum 3 years of experience in financial crime and compliance. We are seeking a passionate and detail-oriented Compliance Officer to join our clients dynamic Risk and Compliance tea...

For the role you will be able to demonstrate:Have the drive to develop an in-depth knowledge of our suppliers, products and services.

Provide excellent customer support through liaison with the customer, third party suppliers, SM’s, ABM’s and other departments.Answering direct calls from customers in a prescribed timeframe and delivering service and support for the customer.Advise customers on threshold levels for bulk deliver

Provide excellent customer support through liaison with the customer, third party suppliers, SM’s, ABM’s and other departments.Answering direct calls from customers in a prescribed timeframe and delivering service and support for the customer.Advise customers on threshold levels for bulk

Do you have a passion for helping others and giving them peace of mind? Whether its getting answers for customers or clients with time critical constraints or consulting with various departments to investigate queries, you will be the difference between their customer/client experience being just...

French Speaking Customer Service Advisor.We are looking for a French speaking candidate to join a small, friendly team in Normanton.Full time Monday to Friday 8-5.You will be speaking to customers who have broken or faulty products and finding the best resolution for them.This is a really excitin...

Practitioner background likely to include 3+ years of direct experience in a data analysis field, preferably within Financial Services and relating to the assessment of commercial performance. Conduct detailed analysis of historical and current financial data to identify trends, patterns, and ano...

Act as an advocate for the financial compliance function: work closely with Finance teams to raise awareness of financial controls, promote examples of best practise and provide trusted guidance on financial compliance issues. Sewell Wallis are proud to be partnering with our client, a large, glo...

Full-time, on-site at Willerby, Hull.Whoever you are, wherever you are, and whatever you do online, we're on a mission to provide just that—lightning-fast, reliable broadband that reaches the places other providers leave behind.Our mission relies on a team of inspiring individuals, and we're look...

Verisure Services are looking for Customer Service Advisors to join our Newcastle team in Quorum Business Park. Verisure is the leading European provider of professionally monitored security systems with 24/7 response services. Verisure is known for category-creating marketing, sales excellence, ...

Compliance Manager Location: Leeds LS12 4PT with Visits to other business offices as required ... financial services environment. * Strong leadership and communication skills, with the ability to ...

Research financial products and services, such as pensions, investments, and protection plans, to ... Ensure all work adheres to FCA regulations and internal compliance standards. Draft suitability ...

HW Finance are working in retained partnership with a Leeds based Financial Services specialist who ... Ensuring accurate forecasting of compliance with all UK prudential requirements. * Support in ...

... from staff compliance to support practice mobilisation, and PCN rotas to finances! · Ensure all services provided are customer and patient-focused as well as of high quality, optimising the ...

... service. * Fulfil your responsibilities in line with agreed processes to achieve agreed objectives, and in doing so, ensure compliance with the client and insurer money rules within the FCA Handbook ...

Manage the business unit's profit and loss, ensuring financial targets and budgets are met or ... Ensure compliance with industry regulations, company policies, and customer requirements