Trade compliance jobs in Beckenham - Page 9Create job alerts

Monitoring and processing of MiFID II trade and transaction reporting breaks and resubmissions ... compliance. To be considered candidates must have broad Regulatory experience with exposure to ...

New Compliance Officer (Monitoring) hire working with a top performing broker who work closely with the Lloyd's market. You will work with the business to define the compliance monitoring framework ...

Manage the Compliance team and co-ordinate regular management information * Ensure full compliance with the FCA's Consumer Duty by embedding consumer-focused governance across all levels * Keep up to ...

Compliance Officer - Insurance London/Hybrid The Compliance Officer will operate in a Regional Compliance Function offering wide exposure across a number of areas of compliance. Duties * Conduct ...

... compliance with the BIM governance (BIM Execution Plan and supporting documents) and supporting ... of a trade union, your social security number, or information which relates to your health or ...

Regulatory Compliance : Ensure the company complies with all relevant UK financial regulations, including the Financial Conduct Authority (FCA) rules and guidelines. * AML/KYC Compliance : Implement ...

Collaborating with the business to implement practical processes that ensure compliance with relevant Lloyd's principles. * Overseeing second-line processes to ensure activities, such as writing ...

About The Role GB Bank is seeking an experienced Compliance Manager to join our dedicated team. This broad and dynamic role will immerse the successful candidate in various facets of the Bank ...

We are currently recruiting for a Compliance Training Manager on behalf of one of the world's leading law firms. The newly created role will be based in the busy London office, and work as part of ...

They will manage experienced project managers, supervisors, trades, QS, and other associated ... Compliance: • Ensure assigned team compliance with company project management policies and ...

Ensuring reporting remains in compliance with current and future legislation. * Active ... Holder of an Industry Recognized Qualification in both EMIR and MIFID Transaction and Trade ...

General Description about the role The Compliance Manager is a member of the BOSWME UK Compliance Department, working closely with the Head of Financial Crime Compliance, the local Regulatory ...

Regulatory Advisory (Compliance) Manager Salary £75k This position is with a renowned, market-leading provider of tech services that specialise in the wealth management and platform sectors globally

Licence Compliance Associate - Software Piracy AVEVA is creating software trusted by over 90% of leading industrial companies. Job Title: Licence Compliance Associate Reports to: Senior Counsel Anti ...

We are currently recruiting for our client, a leading international law firm, in their search for a motivated and detail-oriented Compliance Officer to join the Business Acceptance Team . The ...

Comply with all training requirements including product, sales skills, sales management, operational including systems and compliance. * Represent the business at conferences, trade fairs and ...

We are seeking a highly motivated and experienced Working Site Supervisor | Carpenter / Multi Trade ... Your role will involve supervising a team of tradesmen and sub-contractors, ensuring compliance ...

Apply today to this Compliance Analyst role today to find out more! Lunaria Partners are advertising this Compliance Analyst role on behalf of our client. We strive to respond to all applications but ...

We are currently partnered with a market leading global UCITS and Alternative Investment firm, who are seeking a Compliance Officer to join their join their growing compliance function. This role ...

... and trading transactions, leases, landlord and tenant matters, refinancing, and development ... Ensuring compliance with all regulatory and professional standards. * Meeting personal billing ...

Coordinating with the management of the trade-to-trade handover process. * Managing supply chain snagging and de-snagging process. * Auditing of construction installation works to ensure compliance ...

Manage day-to-day operations, reconciliation, and compliance throughout the CLO lifecycle, from the ... trading analyses to evaluate asset fit within CLOs based on factors such as size and concentration ...

HEAD OF COMPLIANCE- UK&I Location: Greater London/Essex area (hybrid 3 days per week on-site) Overview We are seeking a dynamic, confident, and collaborative leader to manage our client's regional ...

We are seeking a Compliance & Licensing Specialist - Government and Regulatory Affairs to join a dynamic team. This role offers a unique opportunity to influence and support a global, cutting-edge ...