Are you a business? Hire broker dealer compliance candidates in Jersey City, NJ
Prepare and file various Broker-Dealer Regulatory Reports and assist with projects and process improvement initiatives for RBC Capital Markets, LLC.Ensure compliance with SEC, FINRA, CFTC, etc.Regulatory Reporting Requirements.Assist in all aspects of preparing the FOCUS and Supplemental Reports,...
Understanding of SOX controls and ensuring compliance over financial reporting. As the Senior Analyst of Regulatory Reporting within the Treasury team, you will be focused on preparing and submitting Net Capital and Customer Segmentation Requirements (15c3-3) reports related to our Broker Dealer ...
The candidate will be a strategic partner to the COO and work closely with the Chief Compliance Officer (CCO) to execute IMBD Compliance’s strategic initiatives aligning these efforts with the overall vision and goals of the Global Compliance Department. Investment Management and Broker-Dealer Co...
Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM)’s Testing team responsible for assessing compliance risks and controls implemented by the first and second line of defense. Also responsible for performing risk assessments of Citi's compliance risks; performing...
Detailed knowledge of project planning, tracking, resource management, project planning, scheduling tools, and cross-project analyses is required. Responsible for managing and driving large complex programs & projects throughout the full project life cycle - from ideation, planning, resourcing, e...
Technical Project Manager with over 15 years of experience in managing teams that work together in sprint development and managing teams. Manage the project and vendor team members in understanding their estimates, monitoring their quality of work and ensuring as a team you meet the project deadl...
Conduct regular assessments to evaluate the effectiveness of IT controls and identify areas of non-compliance with SOX IT general controls, PCI-DSS, and GDPR. Collaborate with cross-functional teams to develop and implement processes and controls to ensure compliance with regulatory requirements....
Working with stakeholders on requirements for data sourcing, metrics, visualization, and automation. Expert in data sourcing, transformation and clean up. Proficient in data querying using API, ODBS connections, Access DB and Excel. ...
MARY: The Technical Project Manager, must have hands on experience to work in partnership with the VP of IT Operations to lead and implement company-wide technology projects to support the Funding Corporation’s long term business strategy. Technical Project Manager – Information Systems. The Tech...
With over 10 years of construction project backlog, this firm is well-positioned to grow and provide lifetime careers for its people. Trust me, I have placed multiple people there who have told me so! This organization is looking to hire a Construction Code Specialist to provide management, overs...
Our client, a fast growing, commercial stage international biotech company based in New Jersey, is seeking an Assistant General Counsel, Privacy to be a key business partner and a senior member of the legal leadership team, reporting directly to the General Counsel and serving the Company’s Priva...
We are seeking a Project Manager who is highly organized, detail oriented, and a great communicator. Analyze project status and, when necessary, revise the scope and schedule, to ensure that project requirements can be met. Proven work experience as a Project Manager. Excellent organizational, ti...
A Global Life Sciences Company is seeking to hire an Assistant General Counsel, Privacy, to join its New Jersey office. The position will report directly to the General Counsel. New Jersey Bar or eligibility to register as in-house counsel in New Jersey. Support the HR function by providing couns...
This position will play a key role in conducting risk assessments, executing audit plans, and providing valuable recommendations to enhance the company's internal controls and operational efficiency. Perform detailed testing of controls, transactions, and processes to evaluate their effectiveness...
Participate in the annual Internal Audit planning process. Participate and undertake applicable professional, technical and career development training (internally and externally) to include attainment of associated qualifications where required. ...
Role: Solar Development Project Manager. They are building out their team in the US and one of their key hires is a Solar Development Project Manager. Monitor project performance metrics and take corrective actions to achieve project goals. Proven experience managing utility scale solar energy pr...
LHH is partnered with a growing company for a Senior Internal Auditor position! This opportunity offers a strong compensation package, excellent benefits/perks, and upward mobility. Support the development of the internal audit function. Evaluate internal controls using risk-based methodology. .....
Associate Senior Counsel, Legal Operations - Commercial. Associate Senior Counsel, Legal Operations - Commercial. Assistant General Counsel, Legal Operations - Commercial and will be primarily responsible for providing counsel specific to the company's pharmaceutical regulatory needs, including s...
Online Data Analysts for a project aimed at improving the content and quality of digital maps, which are used by millions of users globally. We are hiring freelance English speaking Online Data Analyst’s for a project aimed at improving the content and quality of digital maps, which are used by m...
We are hiring freelance English & Spanish speaking Online Data Analyst’s for a project aimed at improving the content and quality of digital maps, which are used by millions of users globally. TELUS International AI-Data Solutions partners with a diverse and vibrant community to help our customer...
Data governance and ability to ensure high data quality is maintained throughout the data lifecycle of a project. Data Analysis to help support business requirement gathering and data quality efforts. Data/Business Analysis at a buy-side or wealth management. Experience working with large data se...
Project Manager - Contract Management. Project management responsibilities include the coordination and completion of multiple projects on time and within scope. Manage deadlines, assign responsibilities and monitor and summarize progress of project. Work directly with internal clients to ensure ...
Input, update, and maintain accurate data into our computer systems or our database. As a Data Analysis, you are responsible for making sure files are up to date and correctly input information into our system. Data Entry Analysis Core Qualifications:. Data Entry Clerk Core Responsibilities:. ......
Working knowledge of data governance and ability to ensure high data quality is maintained throughout the data lifecycle of a project. Role: Fixed Income Data/Business Analyst. Proficiency in technical tools and techniques for data analysis, documentation, and system analysis (e. SQL, data modeli...
