Broker dealer compliance jobs in Bayonne, NJCreate job alerts

A prestigious and well-established asset manager and broker-dealer, with a growing portfolio of private equity funds, is seeking a dynamic Chief Compliance Officer (CCO) to lead and enhance its compliance program. Oversee and manage the firm's compliance framework across all business lines, inclu...

A prestigious and well-established asset manager and broker-dealer, with a growing portfolio of private equity funds, is seeking a dynamic Chief Compliance Officer (CCO) to lead and enhance its compliance program. Oversee and manage the firm's compliance framework across all business lines, inclu...

JCW is partnered with a established investment bank as they're looking to hire a Broker-Dealer Compliance Officer. Have 3+ years broker-dealer compliance experience. This position reports directly into the CCO and will assist with all aspects of the compliance program.

A prestigious and well-established asset manager and broker-dealer, with a growing portfolio of private equity funds, is seeking a dynamic Chief Compliance Officer (CCO) to lead and enhance its compliance program. Oversee and manage the firm's compliance framework across all business lines, inclu...

A prestigious and well-established asset manager and broker-dealer, with a growing portfolio of private equity funds, is seeking a dynamic Chief Compliance Officer (CCO) to lead and enhance its compliance program. Oversee and manage the firm's compliance framework across all business lines, inclu...

A prestigious and well-established asset manager and broker-dealer, with a growing portfolio of private equity funds, is seeking a dynamic Chief Compliance Officer (CCO) to lead and enhance its compliance program. Oversee and manage the firm's compliance framework across all business lines, inclu...

JCW is partnered with a established investment bank as they're looking to hire a Broker-Dealer Compliance Officer. Have 3+ years broker-dealer compliance experience. This position reports directly into the CCO and will assist with all aspects of the compliance program.

Have 3+ years broker-dealer compliance experience. JCW is partnered with a established investment bank as they're looking to hire a Broker-Dealer Compliance Officer. This position reports directly into the CCO and will assist with all aspects of the compliance program.

A prestigious and well-established asset manager and broker-dealer, with a growing portfolio of private equity funds, is seeking a dynamic Chief Compliance Officer (CCO) to lead and enhance its compliance program. Oversee and manage the firm's compliance framework across all business lines, inclu...

Have 3+ years broker-dealer compliance experience. JCW is partnered with a established investment bank as they're looking to hire a Broker-Dealer Compliance Officer. This position reports directly into the CCO and will assist with all aspects of the compliance program.

Marex is seeking a Senior Compliance Officer - Broker Dealer Advisory who will provide compliance advisory services for Equities, Fixed Income, Listed Options, Structured Products trading activities as well as knowledge of various regulatory reporting requirements. Provide Compliance Advisory ser...

The primary responsibility would be to design, implement and maintain the broker-dealer compliance program, develop and work in tandem with the Wintermute's global compliance team to ensure compliance with relevant regulatory requirements. We are looking for a Chief Compliance Officer (CCO) who w...

Support issues management development and tracking of Compliance-identified findings. Participate in special projects to enhance compliance functions. Work closely with other support functions and business areas to foster a culture of compliance across the firm.

Marex is seeking a Senior Compliance Officer - Broker Dealer Advisory who will provide compliance advisory services for Equities, Fixed Income, Listed Options, Structured Products trading activities as well as knowledge of various regulatory reporting requirements. Provide Compliance Advisory ser...

The Compliance Associate for the Broker Dealer is responsible for ensuring there are strong controls, policies, and procedures in place to ensure that all aspects of Distribution are covered. Compliance, preferable with a broker dealer. FINRA licenses (SIE, 7, 24) or strong desire to grow within ...

A prestigious and well-established asset manager and broker-dealer, with a growing portfolio of private equity funds, is seeking a dynamic Chief Compliance Officer (CCO) to lead and enhance its compliance program. Oversee and manage the firm's compliance framework across all business lines, inclu...

A prestigious and well-established asset manager and broker-dealer, with a growing portfolio of private equity funds, is seeking a dynamic Chief Compliance Officer (CCO) to lead and enhance its compliance program. Oversee and manage the firm's compliance framework across all business lines, inclu...

Director, Regulatory Compliance - Broker Dealer. Maintain and implement compliance program for a limited purpose broker-dealer which serves as the distributor of registered funds and private/non-listed investment products. The successful candidate will be well rounded with experience helping exec...