M-Logic, Inc.
CONTRACTOR - Broker Dealer Level 2 Financial Controls Specialist - Jersey City, Hybrid
hace 12 horas
Jersey City
Perform all aspects of regulatory reporting level 2 control reviews: (identification of financial risk areas, walkthroughs, testing execution, communication and follow-up of improvement areas) on 15c3-1, 15c3-3, 17a-13, 17a-5, Finra 2231, customer statement, Finra 4210 etc.Propose improvements to...