TSR Consulting Services, Inc.
FINRA Registration Specialist
19 days ago
Florham Park
Lead the end-to-end FINRA registration process for 40 full-time associates, ensuring timely submission of Form U4, fingerprints, and any required state registrations. Minimum of 23 years managing FINRA registrations (Form U4/U5), CE requirements, and state registrations within a financial service...