Are you a business? Hire trade compliance candidates in Jersey City, NJ
Customs and Border Protection Officer U.S. Customs and Border Protection (CBP) offers those interested in a career in law enforcement an opportunity to work with an elite team of highly trained professionals whose camaraderie, pride, and purpose are hallmarks of their daily mission to protect Ame...
SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group has more than 130 offices and 80,000 employees worldw...
Manage delivery efforts across the Trade Surveillance space. Engage in detailed planning of both work and funding across the Trade Surveillance portfolio, as well as develop and provide regular reporting to senior management in the Technology, Compliance, and Front-Line teams. Report to the senio...
Be a part of a global team that is responsible for developing, enhancing and maintaining the framework and methodologies relating to surveillance calibration, validation and optimization, analytics and reporting.Responsible for executing these framework elements.Execution of standards for surveil...
Experience as a trader, trade surveillance professional, regulator is a plus;. The CPAD Market Surveillance team performs centralized trade surveillance for the America’s SMBC Group activities, covering a wide range of risks and products. Report to the Fixed Income Trade Surveillance Manager for ...
The Director of ATS and trade surveillance will work under the general direction of the Chief Compliance Officer and will support FUTC's newly established ATS and trade surveillance for the firm's clients. ATS systems, trade surveillance and trade survelliance systems. Provide compliance oversigh...
The Trade Operations Team has full day-to-day ownership and responsibility for trade lifecycle event processing, as well as monitoring of market risk and compliance risk exposures on an intraday basis. Trade Operations coordinate across Front Office, Back Office, Risk, Accounting, and IT to inves...
Oversee projects focused on SWIFT payments , aligning with regulatory and compliance requirements. * Drive process improvements and streamline the trade life cycle , ensuring operational efficiency
As a Technical Business Analyst, you will play a key role in the delivery of business requirements. Strong experience working with Trade Surveillance, Compliance, Regulatory Reporting. Work closely with the Compliance Stakeholders to ensure functional / Technical requirements are clearly specifie...
The Sr Trade Surveillance lead, in collaboration with Risk and Compliance officers, ensures accountability primarily, for the timely completion of "Market Conduct Trade Surveillance” which begins with computerized analyses of activities that trigger “alerts” requiring additional review to determi...
... trade/sales support to such a desk * Functional knowledge of the US fixed income and derivative ... among Compliance, the Business and other infrastructure functions * Action-oriented and delivery ...
Review trade exception reports and trading activity to ensure compliance with appropriate rules, regulations, and firm policies * Design and implement surveillance reports and processes for various ...
Operations and the wider Compliance function. Role Responsibilities ... Ensure the Firm meets its obligations pursuant to key regulations related to equities trading ...
... compliance parameters. You will also provide support and coverage for other Core Trade Products (including Import/Export LCs, and Standby LCs) to ensure all daily activities are completed on time, as ...
... to ensure compliance and mitigation of risks associated with international trade transactions. What We Offer You * A diverse and inclusive environment that embraces change, innovation, and ...
Review trade exception reports and trading activity to ensure compliance with appropriate rules, regulations, and firm policies. * Create and develop exception reporting process including trend ...
Utilase and create trade ideas, market analysis, and relevant content to enhance client interactions. * Execute trades efficiently, ensuring compliance with all regulatory standards. * Expand ...
... of the World Trade Center (WTC) Health Program. This is a multifaceted role that is highly ... Perform all duties and functions in compliance with state and federal laws and regulations
... compliance system, * 2) Interacting real-time with investors to evaluate pre-trade alerts generated by their trading orders, and * 3) Resolving post-trade incident exceptions generated from Sentinel ...
You will assist in the care for a very diverse population of members of the World Trade Center (WTC ... Perform all duties and functions in compliance with state and federal laws and regulations
The Bank is a trusted partner to our clients on a global scale with expertise in trading and ... Coordinate with Deutsche Bank Compliance, Credit, Finance and other control functions to ensure ...
... all trading platform. The Group operates from more than 60 offices in 27 countries. We are 5,300 ... Experience with Audits & Compliance Familiarity with internal and external audit processes ...
... trading and structuring teams and other businesses in connection with a broad range of equity ... Coordinate with Deutsche Bank Compliance, Deutsche Bank Credit and other control functions to ...
... Risk, Compliance, Technology, and Audit. The team ensures alignment of the portfolio of projects ... trading surveillance and market conduct * Significant experience in managing a complex regulatory ...
