Banking compliance jobs in HatfieldCreate job alerts

We are delighted to be partnering with a Hertfordshire based consumer lender to assist them with the appointment of a newly created Risk and Compliance vacancy within their First Line. You'll play a key role in supporting the Customer Services Department (Customer support at each step of the customer journey; including but limited to General Contact, Complaints, Collections, End of Agreement options, Remarketing and Operational Resilience) in embedding its first line of defence risk management framework. You will collaborate with risk owners, Management and senior stakeholders to identify, assess, and mitigate risks across the Customer Services Department, ensuring independence from daily business as usual operations while providing tailored risk management support. RESPONSIBILITIES Risk Identification and Documentation: • Support the identification and documentation of risks in line with the organisation’s framework, responsible for the completion and assessment of Risk and Control Self Assessments (RCSAs)., • Lead identification of root causes of risk events and incidents and deliver remediation of risks and issues., • Review and draft department policies, procedures, and processes to ensure regulatory alignment and business effectiveness., • Mapping of customer journeys to identify, assess and mitigate risks across key processes to ensure appropriate controls., • Review of key customer communications. Advisory and Support • Collaborate with risk owners and Head of Departments to provide risk oversight for change and transformation projects, including defining risks and controls and ensuring effective governance and documentation is in place to demonstrate customer outcome considerations., • Collaborate with business stakeholders and the Compliance Function to conduct regulatory impact assessments and support the department in implementing and adapting to new rules and expectations. Governance and Reporting • Represent risk in department governance committees, forums, and working groups, and provide insights and management information to support effective decision-making and risk oversight., • Analyse department Risk Appetite, Customer Outcomes and management information and data to assess and identify risks for mitigation, presenting reports to relevant committees and forums., • Identify and monitor the departments Top Risks, Emerging Risks and Issues Under Management for reporting to Operations Committee and Executive Risk Committee; including preparing papers for the Operations Committee., • Responsible for department external regulatory reporting. KNOWLEDGE & SKILLS • Strong experience working across multiple risk domains in a first line capacity, with a good understanding of banking and customer operations, especially lending, financial crime, underwriting, IT and operational resilience., • Sound knowledge of the FCA handbook, particularly CONC and Consumer Duty., • Proven experience in a consumer credit, or a similar FCA-regulated financial services firm/sector., • Experienced in advising business stakeholders, providing advice and guidance on internal matters, procedures and policies, and participating in internal committees and contributing risk insights., • Experience in managing/supporting business projects/initiatives, particularly relating to operational efficiency, business change transformation and regulatory change., • Excellent communication, stakeholder management and collaboration, and influence/problem-solving skills., • Previous experience of leading and managing others is highly desirable.

Regulatory & Compliance Advisory Manager - Banking. Regulatory Compliance Cross Border ESG Regulatory Reporting SMCR Governance Policy Market Abuse Bank Banking Corporate Retail Frameworks. Excellent opportunity opens for a Regulatory & Compliance Manager position.

A leading Big Four consultancy is looking to hire a Risk and Compliance Manager to join its growing Banking Risk and Regulatory Transformation team (Non-Financial). Finance, Risk and Compliance transformation. Good understanding of risk frameworks in wholesale banking.

Candidates must have over 10 years of experience in banking compliance, ideally within Private Banking or wealth management, and a strong background with AML and financial crime management. The role involves ensuring compliance with UK regulations, leading interactions with regulatory bodies like th

An international bank is seeking an experienced Head of Compliance (SMF16) to define and implement compliance reporting, conduct risk assessments, and ensure adherence to UK regulatory frameworks. Candidates must have extensive compliance experience in banking at the SMF16 level and strong communica

Implement compliance and conduct training; promote strong compliance culture, aligning to the conduct rules and embedding the code of conduct. Significant experience in UK Banking/financial services compliance (10+ years). Ideally Private banking/wealth management or foreign banking background.

Wholesale Banking - Non-Financial Risk & Compliance - Director. Wholesale Banking - Non-Financial Risk & Compliance - Director. Our Banking Non-Financial Risk & Compliance team is at the forefront of addressing the most pressing market, risk and regulatory challenges faced by our clients.

The role requires significant experience in UK Banking and compliance, with responsibilities including liaising with regulators and maintaining compliance frameworks. A prominent financial services firm is seeking a Head of Compliance and MLRO to oversee compliance and regulatory frameworks. Ideal c

A leading professional services firm is seeking a Director for their Wholesale Banking - Non-Financial Risk & Compliance sector. You'll be pivotal in driving large-scale transformations and developing relationships with banking clients.

A financial institution in the United Kingdom is seeking a Head of Compliance & MLRO. The role involves overseeing compliance and conduct risk, managing AML, and ensuring adherence to regulations. Candidates should have in-depth knowledge of compliance functions within financial institutions, MLRO e

As a Bank Care Assistant at a Barchester care home, you'll help residents enjoy each day by making sure they get the quality care and support they deserve.You'll assist with daily living, providing support and companionship and sharing great moments and memories too.It's a chance to bring your dedi

You will have experience integration and compliance projects specifically relating to integration with accountancy and Finance systems.

As a Senior Care Assistant at a Barchester care home, you'll look after the different needs of our residents to enable us to deliver quality, person-centred care and support.Your role will involve supervising and inspiring a team of dedicated Care Assistants alongside the Deputy General Manager.You

Technical Business Analyst – Global Electronic Trading | London (Hybrid).Miller Maxwell is partnering with a prestigious international electronic trading firm to hire a.This is a unique opportunity to work at the heart of a high-performance trading environment, acting as a key liaison between inte

Technical Director (Fire Compliance). This is a pivotal role where you will review technical designs, conduct compliance audits, and collaborate with stakeholders to deliver safe, compliant, and cost-effective fire safety solutions. Lead and manage fire compliance aspects of projects from feasibilit

We are seeking a commercially focused and detail orientated Business Analyst to support our client predominately with business case creation.You'll support two strategic business units within Europe and play a critical role in driving multi million benefits across a portfolio of strategic change pro

As the ideal candidate for the LGV Compliance Manager role, we are looking for a outgoing self-starter who will be the "go-to" person for all the Transport compliance requirements. The LGV Compliance Manager is the Subject Matter Expert (SME) on vehicle legality compliance, ensuring that logistics o

In this role, you’ll play a key part in maintaining and improving the firm’s compliance framework, ensuring that policies and procedures meet all relevant legislative and regulatory standards. Reviewing internal compliance policies and procedures. Assisting with wider compliance projects.

My client has a real depth of expertise in banking, including specialisms in risk & regulation, payments, collateral, finance, and broader transformation agendas. This role is an opportunity to lead the delivery of transformative projects in the banking industry, as well as take on client ownership

Facilitate risk and compliance reviews across operational, financial and strategic areas.

If you're a proactive customs specialist ready to lead a key compliance function, we’d love to hear from you. Customs Operations & Compliance Manager. Customs Operations & Compliance Manager.

Regulatory Compliance Manager - Hybrid Working. Providing clear compliance advice across the business. Leading and supporting the compliance team.

Senior Manager, Independent Model Validation and Model Risk Governance.We’re supporting a UK financial services group that’s actively building out its Independent Model Validation capability, not maintaining the status quo, but shaping how model risk is done across the bank.This is a genuine opp

Optimize laboratory application usage and ensure compliance with GMP standards. Our teams integrate seamlessly into client environments, ensuring compliance, efficiency, and excellence in every project.

We are delighted to be partnering with a Hertfordshire based consumer lender to assist them with the appointment of a newly created Risk and Compliance vacancy within their First Line. Collaborate with business stakeholders and the Compliance Function to conduct regulatory impact assessments and sup

Risk Manager – European Credit Trading (IG, HY & Distressed) – London.LevelUp is recruiting on behalf of our client, a major full-service global investment bank and capital markets firm, for a senior market risk professional to join the London Fixed Income Market Risk team.The team sits directly

Assist with tracking compliance, servicing and maintenance schedules. You’ll be part office-based from our Support Office in Hemel Hempstead and part site-based, helping oversee active works, maintenance and compliance. Support compliance with health & safety, statutory and environmental regulatio

The M&A Business Analyst provides analytical and operational support across multiple divestments, with a strong focus on stranded cost analysis, data consolidation, and building structured, automated reporting.The role supports deal teams by bringing clarity to complex data, enabling decision-making

We are the UK’s leading facilities management and professional services company, and our clients range from household names in banking, critical government sites as well as hospitals and schools.

Payroll & T&A Transformation Business Analyst.Minimal expectation to go into a HSBC office.If you’re looking for a career that will help you stand out, join HSBC, and fulfil your potential.Whether you want a career that could take you to the top, or simply take you in an exciting new direction, HS

Ensure compliance with policies, regulations, and technical standards throughout analysis.

Working at a leading financial services organization specializing in corporate banking and financial markets. Your expertise will drive efficiency, enhance customer experiences, and ensure compliance with industry standards. Participate in testing and ensure regulatory compliance.

Familiarity with security frameworks, compliance standards, and risk management practices.

In this role, you will play a pivotal part in supporting the London-based team with critical compliance tasks, focusing primarily on conflict searches and new business intake. We’re looking for a detail-oriented individual with at least 3 years of experience in a compliance-focused role, preferabl

Senior Business Analyst (Multiple roles).Based at client locations, working remotely, or based in our Godalming or Milton Keynes offices.Up to £65,000 plus excellent company benefits.Triad Group Plc is an award-winning digital, data, and solutions consultancy with over 35 years’ experience primar

Candidates must be based in UK and have right to work in UK.Law Enforcement / National Security experience.Gather and interpret business needs through workshops, interviews, discovery sessions, and document analysis, and synthesize them into formal documentation (e.BRDs, user stories, use cases).Col

Ensure compliance with ISO 27001 security standards.

Business Process Analyst – Midlands/Flexible.Up to £45k plus excellent benefits – Ideally you will be Midlands based, or able to get to a Midlands based office a few times a month.Business Process Analyst required for an organisation progressing through a large scale transformation programme.Fa

You will focus initially on getting the departments onboarding up to speed and moving and with time you will be trained in other more broad compliance duties. This is suitable for someone looking for their second job on the compliance career ladder. The role will encompass most parts of compliance b

We’re looking for a Business Compliance Manager to be our safeguarding expert and help shape treasury compliance standards. Our Compliance team blends regulatory expertise with data-driven thinking to make sure our products meet legal and policy requirements and deliver real value to customers. Yo

The ISO Compliance Manager will work closely with various business stakeholders to ensure they are fulfilling their requirements to ensure ISO Compliance relevant to their department as well as recommending actions to bolster the ISO standard. Understanding of UK regulatory and compliance frameworks

Help design and deliver compliance training to embed strong compliance awareness across the business. Contribute to scaling compliance processes and tooling in line with business growth. We’re looking for someone who enjoys collaborating with founders and teams to build strong, proportionate compl

We are now looking for a Legal and Compliance Officer to join our team, with a strong focus on compliance and data protection. Compliance and Data Protection (primary focus):. Preparing statistics and reporting on DSARs, erasure requests, breaches and other compliance activity.

In this role, you’ll provide vital administrative and professional support to the Risk and Compliance team, helping to maintain the firm’s policies, procedures and accreditations while assisting with a wide range of compliance tasks. We’re working with a well-established regional law firm to h

Maintain accurate records of compliance activities and product documentation. Previous experience in a product compliance role. Familiarity with compliance testing and product labelling requirements.

Business Analyst (Finance/Billing).X4 Technology are partnered with a leading software development house who are offering the opportunity for a contract Business Analyst to join an exciting transformation project within their finance function.This is a 6-month initial contract role, working in a fas

An established UK healthcare services organisation is seeking an experienced Interim Business Analyst to support business continuity, integration and process improvement initiatives during a period of change.This is a hands on role working closely with operational, clinical, commercial and technolog

Senior Business Analyst – 12 Months – Up to £650pd (Inside IR35).Hybrid, 3 days/week in Bedford.We’re recruiting two Business Analysts (Senior & Mid-level.Mid-level is up to £500pd ) to support a large-scale digital transformation across a Defence engineering/manufacturing environment.These