UK's biggest regional business title, Midlands Business Insider is the number one monthly business magazine in the region and Insider's business events are market leading. Insider Media, part of the National World Group is the UKs leading regional business information and media company. Work clos...
Design and implement robust policies and procedures to manage information barriers, monitor conflicts of interest, and ensure regulatory compliance across all business lines. * Manage Insider and ...
... of interest, Insider list, Watch list, MNPI and wall crossing. This role covers both the banks and securities business', so knowledge of capital markets, structured finance and other investment ...
Oversight of surveillance protocols to ensure CSG compliance with applicable conduct of business ... other federal insider trading laws. * Knowledge of any of: Eflow, Behavox, Enfusion and ACA ...
... business as follows: * Legal, Compliance and Risk support to Corporate Finance, Debt Advisory ... Maintain FRP insider lists and various company policies. * Handle annual related party transaction ...
As such, we are a trusted source of information for industry insiders across the world. Our web ... B tech-buyer journeys. They deliver attributable pipeline and revenue impact that our sales ...