Fca jobs in Woodford Green - Page 2Create job alerts

Adhere to all relevant FCA requirements and compliance, completing all necessary training within the required timeframe. * Familiarise yourself with Financial Promotions regulations and ensure that ...

Experienced Operational Resilience consultant proficient with implementation of Operational resilience regulation by FCA/PRA within the banking or insurance sector working across the first, second ...

FCA reporting on RegData as well as FCA Connect * Operational assistance - HR platform, marketing assistance, office expansion, etc. * Ad Hoc work including NDA preparation, Additional ...

Established in 2009 and regulated by the FCA, with a proven track record for customer and employee satisfaction. What we are looking for: We are seeking an extremely driven, passionate and motivated ...

Key Responsibilities: · Act as main point of contact with regulatory bodies and exchanges. · Ensuring regulatory compliance with FCA and NFA rules. · Oversight of regulatory compliance framework ...

Ensuring compliance with relevant regulatory frameworks, including UCITS Directive, FCA rules, etc. * Drafting and negotiating fund documentation, including prospectuses, investment management ...

Up to £90,000 + Commission (Double OTE) + Benefits This is a UK FCA-regulated financial services firm, owned by a well-known US brokerage. They are significantly growing their UK presence and are ...

Experience advising on the FCA Handbook, consumer protection and privacy laws would be beneficial. Flexible working offered (2 days in the office). February/March 2025 start Please contact ...

Ensure regulatory compliance, particularly within Lloyd's and the FCA framework. * Oversee outsourcing agreements and service provider relationships. Key Skills & Experience: * Strong leadership and ...

Governance and Compliance Monitor committee compliance with regulatory and statutory requirements (e.g., PRA, FCA). Ensure adherence to the Bank's governance framework and policies. Support periodic ...

You will need to have an understanding of FCA regulations and preferably have used XPlan. Hybrid - 3 days in the office. Please submit your CV to be considered for this role.

Provide guidance on regulatory obligations, including FCA requirements, data protection laws, and financial services regulations. * Corporate & Governance Support: Assist with corporate governance ...

Strong working knowledge of the FCA handbook, including MCOB regulations. Please note that you will initially be required to work in their London office 4 days a week, which then drops down to 3 days ...

Knowledge of key FCA reporting standards such as SMCR * Ability to maintain an effective compliance programme, with responsibilities across Conflicts, PA dealing etc. * Good understanding of the UK ...

Knowledgeable of UK financial services regulations, including FCA requirements. * Detail-oriented with the ability to work independently and manage multiple tasks efficiently. * Experienced in a fast ...

Be fully conversant with, and adhere to, the rules and procedures contained in the Company's FCA Insurance Business Compliance Manual * Explore opportunities for new business generation and be an ...

A mid to senior lawyer within financial services, you have extensive knowledge of FCA and PRA regulations, combined with a deep understanding of life insurance, pensions, and investment products. You ...

In-depth knowledge of FCA and Prudential regulations . * Excellent communication and presentation skills . This is a fantastic opportunity to join a globally-renowned firm with exceptional ...

Monitor industry trends and regulatory developments to ensure ongoing compliance with FCA guidelines. * Assist in the identification, review and analysis of operational risk events. * Maintain the ...

Experience * Proven compliance experience in an FCA-regulated firm (Investment bank, brokerage, trading house, etc.) * Fixed income or commodities experience is preferred but not essential

Coordination of all FCA filings ensuring complete and accurate submissions and quarterly compliance with the firm's compliance monitoring programme * Coordination of investor onboarding, including ...

You'll need a detailed understanding of the FCA rulebooks impacting the insurance sector and must possess excellent communication and stakeholder management skills. This is a fully office-based role ...

Servaada is a separate legal entity, authorised by the FCA and has been set up by Wipro to provide regulated outsourcing services within the Financial Services industry. Our client is a financial ...

The software is FCA approved, and has a strong foothold within the insurance market, by becoming one of the "go-to" platforms within this industry. They have a fantastic new opportunity for a senior ...

Practical understanding of the UK FS sector and FCA agenda. * Similar experience in a consultancy role or strong retail lending industry background * Strong analytical skills and problem solving ...

... FCA regulations, and Bound's desired customer experience objectives. * You will work closely with the Finance, Operations and Compliance functions * Main responsibilities include * KYC/AML

Deliver the production of regulatory reporting to the PRA and FCA requirements, including COREP, FINREP, LCR, NSFR, ALMM , PRA110 * Develop yourself as a subject matter expert for all things ...

Current and former FCA, BoE, PRA and EC employees highly encouraged to apply Candidates will also possess the following attributes: * Intelligence and the ability to express opinions clearly

Knowledge of relevant guidelines such as FCA Handbook, JMSLG and 4MLD * Strong knowledge of Microsoft Word, Excel, and PowerPoint * Experienced knowledge of MS Excel, including pivot tables, macros ...

Strong understanding of UK and European payments regulations, including PSD2, the Electronic Money Regulations, and FCA requirements. * Product development knowledge: Experience advising on product ...

Understanding of FCA and/or PRA rules and regulations. * Knowledge of banking and company laws and regulations, including but not limited to the Corporate Governance Code. Support the Company ...

In-depth understanding of the UK financial services sector, FCA regulations, and the wider regulatory landscape. * A strong consulting mindset, able to apply strategic thinking to everyday tasks and ...

Knowledge and adherence of FCA working practices and legislative requirements * Excellent organisational skills and the ability to multi- task * Ability to work under pressure as part of a small team

Comprehensive understanding of FCA rules and guidance, including Consumer Duty, MiFiD regulations, UCITS fund products, regulatory frameworks, SMCR, and Market Abuse Regulations.

Good knowledge of the FCA rules, in particular COBS, SYSC, SUP and FIT * Understanding of European Directives and other regulatory rules * Knowledge of the firms' products including cash equities and ...

Knowledge of AML regulations inclusive of POCA, JMLSG guidelines and Money Laundering Regulations 2003 and 2007, FCA rules * Proficient with MS Excel, Word * You will be a team player and be able to ...

Be open and co-operative with Lloyd's, the FCA, the PRA, and other regulators * Pay due regard to the interests of customers and treat them fairly * Observe proper standards of market conduct ...

Based in Farringdon, London, Skill Capital is an FCA-regulated advisory business (capital raising, due diligence, headhunting, deal origination) working with the largest private equity investors in ...

... FCA regulations, inclusive of SMCR, IFPR and MIFID. They will also have a deep understanding of HR operations and policies and be able to demonstrate risk awareness, alongside working knowledge of ...

Experience navigating and ensuring compliance with relevant regulations (e.g., FCA, PSD2, PCI-DSS) in a payments environment. * Strong negotiation skills with experience managing relationships with ...

Working knowledge of the practices and expectations of the PRA and FCA * Experience in assessing financial sanctions queries relating to complex (re)insurance coverages and via delegated outsourcing ...

Compliance & Documentation - Ensure all activities adhere to FCA regulations and company policies. Who You Are * Experienced - A proven background in commercial insurance account handling , ideally ...

Private fund regulation (AIFMD, MiFID II, SFDR, EMIR, FCA Regulations etc); * Trading, execution and clearing; and * Derivatives, repos and securities lending. Key Responsibilities * Legal Advisory

Excellent knowledge of FCA regulations, including PROD, and ICOBs. * Experience working in the general insurance industry. * Strong product management experience. * Strong stakeholder management ...

FCA handbook - you must have a strong understanding and interpretation of and understand where to navigate through it. * SMCR. * AIFMD. * MiFID2. * PRA/ PRU. The role involves a broad range ...

Is familiar with FCA rules and compliance procedures. * Holds relevant industry qualifications. * Possesses strong organisational and client relationship-building skills. * Is proactive, resilient ...

Good knowledge of the FCA, PRA, Lloyds and other regulators. * Technical and practical experience with large datasets, data cleansing and data / system migration. The Lancashire Way At Lancashire, we ...