Compliance analyst jobs in Hoboken, New Jersey - Page 6Create job alerts

A financial services company is seeking a Market Data Analyst to handle exchange compliance, reporting, and user verification. The ideal candidate holds a Bachelor's degree in finance or data science and possesses strong Excel skills, with familiarity in SQL, Python, or VBA as a plus.

The Senior Analyst will be responsible for supporting the firm's comprehensive compliance program as an SEC Registered Investment Adviser. Undergraduate degree (Business, Finance, Accounting, Legal Studies or related field preferred). At least 3 years of experience in a compliance, legal, or audit r

A leading data annotation company in the United States seeks a Healthcare Billing Compliance Analyst to improve AI chatbots focused on healthcare.

Candidates should possess a Bachelor's degree in Information Systems or a related field, along with 3-5 years of experience in cybersecurity compliance.

Equity Trading & Operations Associate. Seeking an Equity Trading & Operations Analyst to support trade execution, portfolio reporting, performance analysis, and operational processes for an equity investment team. This role works closely with trading, operations, compliance, and back-office teams to

The Contracts and Grants Analyst will be responsible for preparing and maintaining budgets, submitting vouchers, ensuring compliance with funding requirements, and supporting audits. Submit contract modifications, close-outs, and required documentation for city, state, and federal contracts and priv

This role requires 2-3 years of experience in California real estate transactions and a valid California real estate license. Anywhere Real Estate seeks a File Compliance Specialist (Remote) to ensure the accuracy and completeness of online broker files.

Working with data, reports, and automated controls to identify and manage risk.

Business Analyst II – Deal Closing & Monitoring (Financial Risk). Our client, a leading global corporate and investment bank, is seeking a Business Analyst II to join their Deal Closing & Monitoring team within Financial Operations. Monitor borrower compliance with financial and reporting covenant

A healthcare technology company is seeking a HIPAA Compliance Officer to enhance AI model training.

Genesis10 is looking for a FCC KYC Support Analyst to work remotely for a global financial institution located in Jersey City, NJ.

Compliance Analyst, Executive Compensation And Employee Benefits.Simpson Thacher & Bartlett LLP is one of the world's leading international law firms.The Firm provides coordinated legal advice and transactional capability to clients around the globe.The Firm is seeking candidates interested in legal

Location: Los Angeles, Dallas, Washington D.Large global law firm seeks a Legal Billing Compliance Analyst to join their team.This position is responsible for the review of Outside Counsel Guidelines to ensure that billing is compliant with the expectations of their clients.This will include invoice

We are seeking a detail-oriented and analytical professional to join our Finance team as a Payroll and Budgeting Analyst. Process bi-weekly payrolls for all employees, ensuring compliance with federal, state, and local regulations. Respond to employee payroll inquiries and resolve discrepancies.

Review credit card transactions and employee reimbursement requests in Corporate Travel Management software and confirm entity allocation, GL coding, compliance with internal policies. Review vendor invoice allocations. As a Corporate Travel Expense Cost Allocation Analyst, you will be responsible f

Investment Banking & Wholesale Credit Risk Executive Content Analyst. As an Investment Banking & Wholesale Credit Risk Executive Content Analyst in the Risk Management and Compliance Executive Content Team, you will play a crucial role in managing the strategic projects, executive-level content and

Senior Analyst, Legal, Compliance & Risk (Vendor, Spend & Technology). In this role, you'll help drive better decision-making through reporting and metrics, enhance vendor management practices, and support the adoption of technology solutions that increase efficiency and transparency. Drive the adop

Hybrid role summary: Detail oriented and analytically strong Privacy Analyst to support our Compliance and Privacy Programs by conducting privacy risk assessments and advising stakeholders on privacy risk mitigation in accordance with assessment requirements.

We are looking for an analytical and detail-oriented Risk and Compliance Analyst. Develop and implement compliance policies and procedures. Using the ERMF to identify areas of non-compliance and implementing monitoring for the measurement of controls across the business.

Senior Analyst, AML Know Your Customer. Circle is looking for a Senior Analyst, AML Know Your Customer to join its Compliance Operations team and conduct detailed periodic reviews and projects in Circle's KYC Team. AML and KYC reviews for corporates, with 2 years in crypto, preferable in ongoing mon

The Contracts and Grants Analyst will be responsible for preparing and maintaining budgets, submitting vouchers, ensuring compliance with funding requirements, and supporting audits. Submit contract modifications, close-outs, and required documentation for city, state, and federal contracts and priv

Business Analyst / Data Analyst.Seeking a senior Business Analyst/Data Analyst to support the Wealth Management Monitoring team within Non-Financial Risk Technology.The role focuses on business analysis, data analysis, and project delivery for compliance and surveillance platforms supporting Risk an

Business Analyst, Time Operations and Compliance. Memorial Sloan Kettering Cancer Center is hiring for a Business Analyst, Time Operations and Compliance Position in Murray Hill, New York City. Exciting Opportunity at MSK: Business Analyst, Time Operations and Compliance.

Senior Analyst, Global Credit Operations CLO Compliance. The CLO Compliance Senior Analyst will be responsible for overseeing the compliance process across Carlyle's US CLO platform. The Senior Analyst will work closely with operations, fund management and investment professionals to support our in

The Senior Investment Performance Analytics Analyst job prepares investment performance and analytics data needed by portfolio management, marketing, client services, legal/compliance, and additional areas within the enterprise. In addition to investment performance support and analysis, the job wil

PACO Group (PACO) is seeking an organized, highly motivated Compliance Technical Analyst (Contract Specialist) to join our project team supporting construction management operations for the Port Authority of New York & New Jersey. The Compliance Technical Analyst will work under the general supervis

Business Analyst / Core Banking. Working with key business stakeholders & internal departments like front office, operations, compliance & IT teams to conduct requirement analysis. A strong communication skill is a MUST as this role will be facing all business areas of the bank.

Analyst SAFE Act is a seasoned professional role. Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adheri

Lead end-to-end business analysis for initiatives involving Charles River CRPM (compliance, portfolio management, order management, trade compliance) or Private Credit / Asset Management (deal onboarding, portfolio monitoring, origination workflows, risk reporting). Business Analyst W/ Hedge Funds

Job Description: Senior Business Analyst with experience in Audit/Compliance Risk & Control Review process/procedures. Business Analyst With Metric Stream. Familiarity with the business processes of at least one of the verticals like Banking, Finance, Insurance (BFSI), Manufacturing, Consumer Retail

Operations Control & Stock Record Analyst.Seeking an Operations Control & Stock Record Analyst to support regulatory reporting, stock record integrity, and FINRA data submissions within a broker-dealer environment.This role sits at the intersection of broker-dealer operations, regulatory compliance,

Legal, Compliance & Regulatory Business Analyst. We are seeking a highly analytical and detail-oriented Business Analyst to support a legal, compliance, and governance-focused function within a large, regulated organization. This role will partner closely with senior leadership to enhance business

Lead Analyst, Product Compliance.Circle is one of the world's leading internet financial platform companies, building the foundation of a more open, global economy through digital assets, payment applications, and programmable blockchain infrastructure.Circle's platform includes the world's largest

We're looking for a strategic Deal Desk Analyst who combines deal structuring expertise with a passion for AI-driven process optimization. This role is critical in accelerating deal velocity through intelligent automation while ensuring compliance with company policies and maximizing deal value. Dev

We are seeking an Experienced Analyst to join the Due Diligence team within Securitized Products, with a focus on U. Conduct independent due diligence reviews on residential mortgage and consumer loan portfolios, including credit, collateral, compliance, and data integrity assessments. The Experienc

This Business Analyst role focuses on supporting the operations, compliance, and governance of the Client-ONE Alternative Trading System (ATS).A few key responsibilities include producing and reconciling performance metrics; protecting confidential trading information (CTI) and supporting the Superv

As an Investment Banking & Wholesale Credit Risk Executive Content Analyst in the Risk Management and Compliance Executive Content Team, you will play a crucial role in managing the strategic projects, executive-level content and presentations for Firm's various Executive Committees. Financial Risk

Job DescriptionBenefits: • Bonus based on performance, • Competitive salary, • Flexible schedule, • Help or transport service, • Opportunity for advancement Responsibilities: • Conduct assessments (e.g., VB-MAPP, ABLLS-R, AFLS, functional behavior assessments), • Develop individualized treatment plans based on assessment data, • Supervise and train RBTs and behavior technicians, • Monitor and review client progress, adjust goals and programs as needed, • Provide parent training and support, • Ensure compliance with ethical guidelines and documentation requirementsQualifications:, • Board Certified Behavior Analyst (BCBA) certification (required), • Masters degree in Applied Behavior Analysis, Psychology, Education, or related field, • At least 1 year of experience in ABA preferred, • Strong communication, leadership, and organizational skills, • Comfortable working in home, school, and/or community settingsWe Offer:, • Competitive pay based on experience and hours worked, • Flexible scheduling and caseload management, • Supportive and responsive administrative teamJob Type: Part-time Benefits: • Professional development assistanceWork Location: In person

Job Description Contract Trade Support Analyst MUST be local to New York City Responsibilities: • Provide direct front office technology support to Equities traders, middle office users, and Compliance teams on the trading floor, • Monitor trading platforms and FIX network connectivity to ensure system stability and availability, • Diagnosing and resolve real time trading issues, including detailed investigation of compliance related inquiries, • Communicate major incidents, impacts, and resolution status clearly to key stakeholders and senior management, • Gather, analyze, and document business requirements from traders, ensuring proper tracking, prioritization, and transparency, • Translate business requirements into clear functional specifications for vendor and internal development teams to deliver enhancements, • Share end to end business workflows with Support and QA teams to strengthen regression testing and operational readiness, • Over 5 years of experience supporting mission critical front office trading applications within Equities, including U.S. Market Making, ETFs, Electronic Trading, Global Program Trading, and Convertible Bonds, • Strong understanding of high touch trading workflows, FIX protocol, OMS platforms, IOI processing, market data, and CTM flows, Tidal or other scheduler systems, • Proven experience handling regulatory and compliance driven requests and inquiries, including Reg NMS, Reg SHO, CAT, ACT, ORF, and TRACE, • Proficient with, SQL querying, JIRA for issue tracking, and Excel for operational analysis and reporting, • Demonstrated ability to build effective relationships and collaborate across front office, middle office, and control functions, • Excellent written and verbal communication skills, with the ability to convey complex technical issues to non-technical stakeholders, • Strong analytical and problem-solving skills with a high level of attention to detail, • Self-motivated and adaptable, with the ability to prioritize and execute effectively in a fast paced, high pressure trading environment, • Highly self-motivated with a strong sense of drive and accountability, • Confident, dependable, and consistently reliable, • Proven ability to work independently on complex issues and projects, • Effective collaborator with strong teamwork skills, • Excellent written and verbal communication abilities, • Strong critical thinking and problem-solving skills, • Computer Science degree

Job Description Equity Assistant Trader & Operations Administrator (Hybrid) Located in Manhattan Exempt, annual base salary $100,000.00 - $110,000.00 + eligibility for discretionary bonus based on qualitative and/or quantitative performance factors. A solid understanding of equity and financial markets, strong command of MS Office software and advanced Excel, and proficiency with Bloomberg/related automated research tools is required. Ability to work 8:30am – 5:00PM, with flexibility to work additional hours as needed. Experience/Qualifications: • Bachelor’s degree in Finance, Economics, a related field or equivalent work experience., • At least 3-4 years of experience in financial services, including at least 1-2 years within a trading environment., • Ability to effectively prioritize work in a real-time environment with strong risk management and compliance awareness. Essential Duties/Function: • Manage the processing and settlement of trades according to trading & operations guidelines and standards. Assess, interpret, and report on market practices and developments as they pertain to trading. Recommend and advise on any changes or improvements necessary., • Responsible for fund performance measurement & allocation. Monitor and track portfolio cash positions. Maintain up-to-date performance and ratings data., • Execute trades within guidelines with focus on quality of trade execution in compliance with legal and regulatory requirements. Complete all trades in a timely manner – in collaboration with Operations, broker/dealers and Back-Office. Ensure compliance with Tokyo’s zero- tolerance policy for trade errors., • Communicate and collaborate with the operations analyst, other front, middle and back-office teams to ensure accuracy and completeness of trades, reporting, adherence to compliance requirements etc. #acgresourcesjobs This role requires unrestricted U.S. work authorization. Employer sponsorship is not available. ACG Resources and our client partners are equal opportunity employers. All qualified applicants will receive consideration without regard to protected characteristics. To apply, please contact Franca Diona Email: Phone number: 646-442-2272 Company DescriptionGreat opportunity, visible roleGreat opportunity, visible role

Job Description Job Title: Retirement Services Analyst I Labor Grade: 7 Department: Retirement Services Reports To: Supervisor, Retirement Services FLSA Status: Non-Exempt (Local 153) Salary Range: As established by contract Posting Date: 5/10/21 Position Summary: Under the supervision of the Retirement Services Supervisor, the Analyst I is responsible for determining pension eligibility and for processing all pension applications and death benefit claims in compliance with Plan documents and the law. These applications are inclusive of, but may not be limited to: retirement, death, and disability for all plans. Essential Duties and Responsibilities: • Determine pension eligibility in compliance with plan documents for members, spouses and beneficiaries., • Analyze applications for completeness and accuracy; draft follow-up correspondence as needed; maintain file while application is in process., • Process pension and death benefit applications in a timely and accurate manner., • Required minimum distribution calculations, • Review “prior service” record and conduct research of work history as necessary., • Supporting all batch application processes, including the review of calculations and applications, • Test system updates., • Complete standardized and one-off written communications., • All banking transactions including, stop/reissue of pension payments, , reclaims and reconciliations., • Process ACH transfers, • Corrections to overpayment and underpayment issues, • Special projects as assigned by management. Qualifications: To perform this job successfully, an individual must be able to perform each essential duty satisfactorily. The requirements listed below are representative of the knowledge, skills, and/or ability required. Technical Skills: • Detailed Knowledge of pension calculations., • Ability to prioritize work and meet deadlines., • High level of proficiency on Microsoft office programs, including Word and Excel., • Very strong math, analytical, problem solving and decisions-making skills., • Excellent organizational and prioritizing skills., • Detailed oriented with strong ability to multitask. Interpersonal Skills: • Strong oral and written interpersonal skills., • Demonstrated customer service orientation., • Ability to work both independently and as a team player., • Ability to effectively operate in a fast -paced work environment. Education and/or Experience: College graduate. Experience with pension administration preferred. Reasoning Ability: High Certificates, Licenses, Registrations: None

The Supervisory Analyst will be an independent contractor to BTIG LLC reporting to the Head of Equity Research and will review research reports for compliance with FINRA regulations and BTIG's internal research style guidelines. BTIG's Research and Strategy Team has over 25 publishing analysts that

We are seeking a KYC Analyst to join our compliance team and support the onboarding of retail users to the Ether. Play a central role in building the compliance infrastructure for one of the most innovative crypto + payments programs in the market.

JPMorgan Chase in New York seeks a Margin and Collateral Analyst to oversee credit operations and manage collateral functions. Key responsibilities include compliance monitoring of collateral agreements, managing credit exposures, and collaborating with various stakeholders.

We're hiring a Market Operations Analyst to shape, curate, and safeguard the backbone of Polymarket's markets. Experience in prediction markets, sports-book operations, compliance, or exchange rulebooks.

Genesis10 is currently seeking a FCC KYC Support Analyst for a remote position with a global financial institution located in Jersey City, NJ. Within the Compliance Operations Department, this role is responsible for performing processes related to Know Your Customer (KYC/CIP) and assessing the qual

Job Description Be Part Of A High-Performing Team: This opportunity sits within a leading global financial institution known for its strong governance, regulatory rigor, and commitment to data privacy and risk management. The Compliance function plays a critical role in safeguarding sensitive data while enabling business operations across regions. The team operates in a highly collaborative environment, working closely with Legal, Information Security, Procurement, and Technology groups to embed privacy-by-design principles into enterprise processes. This is a fast-paced setting where precision, accountability, and influence are key to driving compliance initiatives forward. What’s In Store For You: Engagement: W2 only Opportunity to work cross-functionally with senior stakeholders across IT, Legal, and Data teams Exposure to enterprise-level privacy programs and regulatory frameworks Hands-on involvement in shaping privacy risk practices within a global organization How You Will Make An Impact: • Conduct privacy risk assessments including PIAs and DPIAs across business and technology initiatives, • Translate regulatory requirements into practical, actionable guidance for stakeholders, • Partner with IT, Procurement, Legal, Infosec, and business teams to evaluate data handling practices, • Support the implementation of privacy-by-design principles across projects and workflows, • Identify and mitigate privacy risks while ensuring alignment with internal policies and external regulations, • 5–7 years of experience in privacy, compliance, or risk management roles, • Strong hands-on experience conducting PIAs, DPIAs, or similar privacy assessments, • Solid understanding of global privacy regulations and frameworks (GDPR, CCPA, etc.), • Ability to translate complex regulatory requirements into business-friendly guidance, • Experience working cross-functionally with IT, Legal, and Security teams, • Strong analytical mindset with attention to detail and documentation rigor, • Proven ability to manage multiple priorities and operate independently, • Strong communication and stakeholder management skills, • Familiarity with privacy and compliance terminology and frameworks

The Contracts And Grants Analyst will be responsible for preparing and maintaining budgets, submitting vouchers, ensuring compliance with funding requirements, and supporting audits. Submit contract modifications, close-outs, and required documentation for city, state, and federal contracts and priv