Compliance analyst jobs in New York, NYCreate job alerts

Opportunity for Board Certified Behavior Analyst (BCBA)! Horizon Blue ABA is looking for an experienced Board Certified Behavior Analyst (BCBA) to join our team! We are a passionate ABA company dedicated to transforming lives through evidence-based practices. Our culture fosters collaboration, p...

Circle is looking for a Lead KYC Utility Analyst to join its Compliance Operations team and conduct complex reviews and projects in Circles KYC team. The Lead Analyst is responsible for end-to-end KYC lifecycle processes including onboarding periodic reviews event-driven reviews and offboarding. ...

The City of New York is an inclusive equal opportunity employer committed to recruiting and retaining a diverse workforce and providing a work environment that is free from discrimination and harassment based upon any legally protected status or protected characteristic including but not limited ...

Company Overview A leading real estate operating platform focused on office and retail assets, supporting a team of over 200 professionals with expertise across acquisitions, asset management, leasing, development, and property management. Role Summary The Analyst / Senior Analyst on the A...

Position Overview: The Pricing Analyst supports margin optimization through pricing execution and promotional analysis. Responsible for managing product pricing and trade activity across multiple customer types, this role delivers key insights through financial modeling, reporting, and cross-fun...

Top Tier Asset Manager is looking for a Derivatives Documentation | Operations Analyst to join their growing team. This is an excellent opportunity to work alongside passionate professionals on the Trading Desks, Technology, Legal, Group Finance, Middle Office, Compliance, Reconciliations and ext...

The Role – What You’ll Do As a Senior Consultant, you will work on strategic programs tackling complex, industry-specific challenges, while further deepening knowledge in your area of specialization. You will independently deliver high quality solutions and actively build key client relationship...

Job Description The Role: Are you looking for a new challenge to grow an exciting SaaS company as a Graduate Customer Success Analyst US based then continue reading Who We Are: AQMetrics is a leading provider of regulatory risk software to global financial institutions. Our SaaS platfor...

We’re Hiring: Engagement Letters Analyst (Full-Time | Remote | Multiple Shifts Available) Join a dynamic legal team where your analytical, writing, and organizational skills will help shape how we manage client engagement across the Firm. Position: Engagement Letters Analyst Status: Full-Time ...

About the Position Reporting to the Senior Vice President, Chief Compliance Officer & Chief Counsel, the Regulatory Compliance Analyst will support the LR&C function on U.S. (re)insurance regulatory filings, research, and related projects. Key Responsibilities - Assist Assistant Compliance...

EquityZen is a financial technology company, backed by leading venture and private equity investors. We’re looking for a collaborative, organized and hardworking Deal Operations Analyst, who has a strong interest in the pre-IPO space. Since 2013, the EquityZen marketplace has made it easy to...

I'm looking for a Trade Service Operations Analyst to join a major Banking Client. This role is responsible for processing transactions related to Standby Letters of Credit in Trade Services Center NYA, handling all processes/activities related to such transactions and ensuring compliance with U....

Company: David creates tools to increase muscle and decrease fat. Our first product is a protein bar. More broadly, David is a platform to develop high-protein, low-calorie, blood-sugar-friendly foods that are craveable. This is a compelling opportunity to be a part of an exciting new food ...

Join us as a Senior Risk Analyst As a Senior Risk Analyst you will be responsible for the execution of risk and control best practices for the Private Banking line of business. The position works closely with Relationship Managers and staff, CP Administration, Investment Operations, Global Finan...

Top European Bank with a strong and growing U.S. presence is seeking a highly skilled Corporate Credit Analyst with minimum of 12 years of experience working with in corporate/investment banking environment. As an Corporate Credit Analyst/Underwriter, you will play a crucial role in assessing the...

Top technology-driven prime brokerage and FinTech services firm is looking to hire an experienced Business Analyst to join a relatively new team, in the US. This role is integral to bridging the gap between business expertise and technology solutions across the firms diverse product vertical...

FIRM OVERVIEW J. Goldman & Co., L.P. (“JGC”) is an independent investment manager founded in 1986 by Jay G. Goldman and has been in continuous operation for over three decades. JGC’s investment philosophy is based upon fundamental analysis, a comprehensive understanding of the capital markets an...

About the Firm R.F. Wilkins Consultants, Inc. is a New York-based Business Development and Management Consulting firm. We partner with non-profits, small businesses, government agencies, and corporations to meet their development and expansion needs. Services under our umbrella include fundraisi...

Summary of Position The TCredit/Loan Trading Trade Support Analyst plays a vital role in supporting and securing the development of the Credit and Loan trading business. This position involves assisting traders and sales teams with their daily tasks, ensuring that transactions are accurately boo...

Introduction Since 1973, East West Bank has served as a pathway to success. With over 120 locations across the U.S. and Asia, we are the premier financial bridge between the East and West. Our teams of experienced, multi-cultural professionals help guide businesses and community members o...

At Evvy, we believe the female body shouldn’t be a medical mystery. We’re closing the gender health gap through novel biomarker discovery in the vaginal microbiome. Evvy’s groundbreaking Vaginal Health Test is the world’s only certified, peer-reviewed test to uncover 700+ microbes with a sing...

Our client, a popular fashion brand, is seeking a Workday Analyst for Compensation & Benefits to join their team in New York on a contract basis! Workday experience is required. Responsibilities: - Serve as the go-to expert for Workday Compensation and Benefits functionality - Config...

Applications Development Analyst – Oracle EPM ***Please note C2C is not an option for this role, direct applicants only*** 📍 Location: New York, NY (Hybrid: Onsite Tuesday–Thursday) 📅 Duration: 12-Month Contract 💼 Start Date: ASAP About the Role: Are you an Oracle EPM expert ready ...

Software Guidance & Assistance, Inc., (SGA), is searching for an IT Controls & Risk Framework Analyst for a CONTRACT assignment with one of our premier Financial Services clients in lower Manhattan, NYC. He or she will need to work in the office 1-2 days/week. Role Overview: This role is cri...

An international asset management firm is seeking a Vice President, Risk Officer / Operational Analyst to lead the development and oversight of its U.S. risk management function. This newly created role stems from a strategic initiative to internalize risk management processes and support the fir...

Job Title: Help Desk Location: New York, NY 10027 (Hybrid) Position Type: 10 Months (Contract) Number of Hours: 40 Hrs/ week Interview Type: In-person Required Skills: - 12 months experience working directly with users in a health and human service environment. - 12 months experience pr...

CREO is a NYC-headquartered not-for-profit with a mission to mobilize and catalyze high-impact capital to drive the necessary transition to a low-carbon, sustainable, and prosperous future for all. To achieve our mission, CREO works with a large ecosystem of global stakeholders, including Mem...

SUMMARY Loan Review VP will assist in the implementation of the credit review of the Loan Portfolio booked in the US Branches and offices of CACIB on a timely basis. This review covers in particular the adequacy of the credit risk ratings for loans booked in the Americas, assessment of the quali...

Hybrid (3days onsite and 2days remote) Duration: 08+ months (Possible extension or conversion) Employment Type: W-2 Job Description: Deposit & Cash Management is seeking an Analyst to join the product management team reporting to the Shared Bank Services Program Manager. The Analys...

Job Description Position Overview: We are seeking a detail-oriented and proactive Instrument Specialist Analyst to manage and optimize the inventory of capital equipment across our facilities. This individual will oversee equipment repairs, coordinate loaner equipment, track key performance indi...

Compliance Analyst will play a critical role in supporting the firm's compliance program, focusing on electronic surveillance, monitoring and testing, new hire onboarding, and regulatory obligations.This role involves daily interaction with cross-functional teams and requires strong attention to ...

Job Description About the Company: Founded in 1983, AKAM provides unparalleled knowledge, industry-leading technology, cost-saving initiatives, and the best customer service in the industry to every condominium, cooperative, homeowners association, and investment property we service. From compreh...

Ubik Group is currently seeking an experienced Business Analyst with exposure in Financial Compliance and Regulations to join a large Capital Markets consulting company in Manhattan. Skills/Qualifications:2-5 years experience in capital markets (Dodd Frank/EMIR/BASEL/Volcker etc) working in a Bus...

Job Title: Business Analyst - 25-04804Job Duration: 12 Months of Contract role Job Location: New York, NY (Onsite) Client: BrokeragePay Rate: $34. Assist in managing project plans with deliverables that span across functional teams with representatives from IT, Operations, Legal, Compliance, Mark...

This role will be responsible for ensuring our organization meets regulatory and compliance requirements, managing security policies, assessing risk, and improving overall security posture. Track security metrics and provide reports to leadership on security risks and compliance status. Collabora...

Business Analyst/Regulatory Reporting Integral Business Analyst role, responsibility for end-to-end of regulatory reporting obligations & risk assessments for global regulatory compliance across Citadel's Asset Management business, working alongside the Businesses, Compliance, Control & Technolog...

System Maintenance: Assist in maintaining system documentation, performing routine checks, and ensuring compliance with internal processes and regulatory requirements. Join our innovative Support Analyst team focused on Portfolio Management systems, where you'll play a crucial role in efficiently...

Pay Range: $105,000 - $120,000 Company Overview: The people of Memorial Sloan Kettering Cancer Center (MSK) are united by a singular mission: ending cancer for life. Our specialized care teams provide personalized, compassionate, expert care to patients of all ages. Informed by basic research do...

Company Overview: The people of Memorial Sloan Kettering Cancer Center (MSK) are united by a singular mission: ending cancer for life. Our specialized care teams provide personalized, compassionate, expert care to patients of all ages. Informed by basic research done at our Sloan Kettering Insti...

The Compliance Analyst will support overall enterprise and specific projects working in the Compliance Department of a Broker-Dealer. Review and triage emails sent to the Compliance Department and Compliance Education mailboxes. Minimum 0-3 years of experience as a summer intern or analyst in fin...

The DSNY Bureau of Commercial Waste is seeking Regulatory & Compliance Analysts to support the enforcement, oversight, and compliance functions of the CWZ program. Engage with external stakeholders, including CWZ Awardees and regulatory agencies, to provide training and guidance on compliance req...

Senior Analyst, Compliance (AlpInvest).

Stash Invest is in search of a Brokerage and Compliance Analyst to assist in the day to day Brokerage Operations of a rapidly growing investment advisor. Assist in the day to day brokerage operations, including account management, Clearance/Settlement and Regulatory Compliance. Implement Operatio...

This role will be on the US Compliance team, supporting OKX in the US, and will assist the BSA Officer with ensuring that local regulatory requirements are met and the Compliance program is designed and executed effectively. The Compliance function at OKX is responsible for the overall compliance...

The successful candidate will have prior e-communications surveillance experience in the financial services industry. You will be responsible for monitoring, analyzing, and interpreting electronic communications to ensure compliance with legal, regulatory, and organizational standards. Conduct su...

We are seeking a crypto-passionate KYC Analyst who will provide advice and support on legal and compliance matters in the NAM region, working alongside the global team. The KYC Analyst will report directly to the Lead Compliance Officer in New York. One of the main objectives of this role is to w...

Utilize SQL to perform data analysis, ensuring data quality and integrity for regulatory reporting. Business Analyst within a financial services environment, with a focus on swap dealer regulations. Proficient in SQL for data analysis to support compliance and regulatory reporting.

Prepare workpapers for audits and special projects, including spreadsheets, interview write-ups, memos, letters, and reports that reflect audit activities and findings;. Assist the Audit Supervisor in developing and following-up on corrective action plans and preparing periodic audit status updat...