Are you a business? Hire compliance analyst candidates in New York, NY
Overview: This is a hybrid role, with the expectation that time working will regularly take place inside and outside of a company office. SVB’s First Line of Defense Enhanced Due Diligence Know Your Customer (“EDD KYC”) team is responsible for conducting enhanced due diligence on higher risk cl...
Overview: This is a hybrid role, with the expectation that time working will regularly take place inside and outside of a company office. The AVP, Business Risk Process Analyst III will serve as business & operations subject matter experts (SME) for the Commercial Finance Division within FCB’s ...
The financial analyst will work closely with various DoD agencies to ensure the effective management of financial resources, compliance with regulations, and the achievement of financial objectives. MoveAmerica is seeking a highly skilled and experienced Financial Analyst to provide comprehensive...
A leading global bank in New York City seeks a BSA Compliance Analyst to provide critical support for the banks BSA/AML Program on a three-month contract.The analyst will play a key role in ensuring compliance with BSA/AML and OFAC regulations, adhering to internal processes, and supporting quali...
Regulatory Compliance Analyst is a professional responsible for processing and ensuring to complete the regulatory compliance requirements for GTFD related transactions. If the goods are identified with some potential risks, such goods need to be sent to dedicated compliance team to have an inter...
The Compliance Analyst will work with the Associate Director of Compliance and the Compliance Manager to provide support on all ethical screens Firm-wide, including establishment, maintenance and removal. The Compliance Analyst will interact with the Department of the General Counsel in relation ...
Our client is seeking a Business Analyst with Fenergo experience to join their team.Hybrid: 2 days onsite, 3 days remote.Gathering business requirements from key stakeholders and working with development and integration team.KYC Space- ideally wants someone who knows the KYC process and periodic ...
The KYC Analyst will be part of Rockefeller Capital Managements AML and Sanctions Compliance team. Communicate with the business to ensure AML Compliance possesses the required information during the onboarding phase, and that all customer and account information is captured properly in the Firms...
Our client is a growing bank who are seeking an immediate application support analyst specific to compliance systems. Experience supporting applications. Hands on troubleshooting and maintenance of compliance applications.
The Guidelines and Restrictions team is tasked with ensuring compliance with investment guidelines across various accounts, including institutional separate accounts (both ERISA and non-ERISA), commingled trusts, mutual funds, and hedge funds.The team conducts daily, weekly, and monthly audits to...
Partner with business leaders, including portfolio management and portfolio administration, within Global X business lines to maintain a strong compliance program. Ensure that any compliance issues or concerns with the firm are being appropriately escalated, evaluated, investigated, and addressed...
This role offers the chance to work within a well-established compliance team focused on investment advisor compliance for credit strategies, including BDCs. Coordinate conflict checks and handle additional compliance projects as needed. Our client, a leading asset management firm with over $40B ...
Job Title: Compliance Analyst- US Control Room. The Control Room Analyst will be primarily responsible for:. Assisting in the development and implementation of business-specific Compliance Training programs.
RELM Analysts are primarily responsible for supporting regulatory exams across a portfolio of U. The Analyst position is in New York City, NY or Salt Lake City, UT with hybrid in-office requirements (3 days per week in the office, or more as needed given regulatory interactions). The Regulatory E...
The key purpose of the Business Analyst is to gather data, track status and provide reporting for a wide variety of change initiatives driven by business, legal, regulatory, compliance or market requirements. For lower complexity, and lower financial risk projects, the Business Analyst may be giv...
We are looking for a motivated and detail-oriented Legal Analyst to support our clients Legal & Compliance team in New York. Key Responsibilities as a Legal Analyst. A minimum of two years of experience in a legal support or administrative role, preferably involving contract review or legal docum...
Minimum of 7 years of experience in a technical business analyst role, with a focus on regulatory compliance in the financial industry. Collaborate with cross-functional teams to gather business requirements and translate them into technical solutions that address regulatory obligations effective...
You will also get exposure to Agile methodology, gain in-depth knowledge of Citi's systems and compliance frameworks, and have the opportunity to work with stakeholders and compliance SMEs to test and implement new and/or enhanced system solutions. The ideal candidate to join our team will have "...
Our client, a well-known international investment bank located in New York, NY, is looking to hire a Trade Finance Compliance Analyst! This individual will be responsible for reviewing trade-related transactions and trade risk profiles, with a specific focus on conducting Trade Base Money Launder...
Compliance & Contract Monitoring is recruiting for (1) one Administrative Staff Analyst NM to function as a Special Projects Liaison, who will: - Perform qualitative analysis of day-to-day operations to identify integrity gaps and/or potential compliance issues.
Compliance & Contract Monitoring is recruiting for (1) one Administrative Staff Analyst NM to function as a Special Projects Liaison, who will:* Perform qualitative analysis of day-to-day operations to identify integrity gaps and/or potential compliance issues.
The Senior Analyst will ensure compliance and audit activities, compile and analyze data for reports, evaluate outcomes, coordinate data collection, and identify key gaps affecting workforce diversity. The Senior Analyst of DEI (Diversity, Equity, and Inclusion) Data & Insights will advance our D...
About Rockefeller Capital Management:.Rockefeller Capital Management was established in 2018 as a leading independent financial advisory services firm.Originally founded in 1882 as the family office of John D.Rockefeller, the Firm has evolved to offer strategic advice to ultra- and high-net-worth...
