Are you a business? Hire compliance analyst candidates in Jersey City, NJ
The Treasury Analyst reports to the Manager of Treasury Management Services. Provides financial planning and analysis in the conduct of daily treasury activities. Ensure compliance with internal controls, policies and procedures of cash management activities and stay abreast of financial markets ...
To provide support to the Head of Compliance Assurance the Compliance team with analysing compliance risk data and risk frameworks within Compliance. To support the Head of Compliance Assurance in actively and effectively managing the Compliance training platform and regulatory advice and risks. ...
Act as Lead Analyst or participate as Analyst in the review of members' commercial real estate mortgage collateral, ensuring compliance with the Bank's credit and collateral policies, operating standards, procedures, guidelines and FHFA Regulations and Advisory Bulletins. Senior Commercial Loan R...
GRC Fusion Business Analyst, who will be responsible for leading the analysis, design, and implementation of Governance, Risk, and Compliance (GRC) solutions using Oracle GRC Fusion applications. Proven experience (X years) working as a Business Analyst in GRC or related domains. He will collabor...
Seeking a highly skilled Business Analyst to join Operations Change and Transformation team within Global Markets. Partner with business and support partners to prioritize, sponsor, and implement multiple change initiatives driven by business, legal, regulatory, compliance, or market requirements...
Serves as a compliance risk analyst for Independent Compliance Risk Management (ICRM)s Surveillance team responsible for the design, implementation, and oversight for a suite of surveillances designed to detect behaviors that may violate regulatory rules or internal policies and procedures. Parti...
We are seeking a detail-oriented Associate Product Compliance Analyst to join our Regulatory Compliance State Filings team. Equivalent Experience is defined as 4 years of experience working within compliance. ...
In-depth knowledge of FINRA, SEC, MSRB and SIPC rules and interpretations governing advertising required. ...
As a Risk Management - Risk Reporting Analyst, you will be responsible for developing, implementing, and maintaining effective risk reporting processes to support the organization's risk management framework. As part of Risk Management and Compliance, you are at the center of keeping JPMorgan Cha...
Require a Business/Data Analyst within Compliance Technology to actively participate in and support the end-to-end phases of the software development cycle, and drive strategic work across the development of the Enterprise and LOBs as necessary to maintain and deliver business solutions. Highly e...
Understanding of SOX controls and ensuring compliance over financial reporting. As the Senior Analyst of Regulatory Reporting within the Treasury team, you will be focused on preparing and submitting Net Capital and Customer Segmentation Requirements (15c3-3) reports related to our Broker Dealer ...
Provide ongoing support related to compliance advisory coverage and monitoring of various banking activities for compliance with key regulations issued by City National Bank’s (“CNB”), primary U. Provide ongoing support related to compliance advisory coverage and monitoring of various banking act...
Strong experience working with Trade Surveillance, Compliance, Regulatory Reporting. Work closely with the Compliance Stakeholders to ensure functional / Technical requirements are clearly specified . ...
Are you looking for purpose and meaning in your work? Does the idea of working for a regulator speak to your moral compass?As a not-for-profit entity, FINRA (Financial Industry Regulatory Authority) operates under the oversight of the SEC and sits at the nexus of broker-dealers, policymakers and ...
Lead Analyst Identity Governance and Administration (SailPoint IIQ). Minimum 5 years’ experience in Identity governance and administration, compliance, ITGC controls, access certification and data analysis. Good understanding of identity governance and administration concepts including authentica...
Responding to questions from Research analysts, Research management and investment bankers regarding issues related to Research product and the capital formation process. In addition, engages with the ICRM Product, Banking & Research business teams, in order to partner, develop and apply ICRM pro...
FINRA is dedicated to protecting investors and ensuring the integrity of America's financial system. At FINRA we are focused on employee career development, offering learning opportunities, resources, and tools to help you achieve your professional aspirations. As a not-for-profit entity, FINRA ...
We're hiring a Principal Analyst in our Advertising Regulation group. In-depth knowledge of FINRA, SEC, MSRB and SIPC rules and interpretations governing advertising required. ...
Job description Infosys is seeking a Risk and compliance Business Analyst in Financial services Domain. Perform complex programming functions, assistance, and technical advice including design architecture, configuration, writing, testing, and documentation to complex programming of client system...
Assist with compliance monitoring reviews which audits the effectiveness of the internal controls as reflected in the related Prudential Regulations compliance programs. Assist the team with managing Audit or Compliance Testing issues, including tracking, monitoring and reporting on the progress ...
Participates in other special projects as required, including IT compliance initiatives, risk assessments, policy development and compliance with SOX 404. The position also assists IT control owners with control design, standards and opportunities for efficiencies as it relates to CHUBB’s Global ...
Trade Compliance Analyst to ensure adherence to import/export regulations for the US and Canada. If you're detail-oriented with a passion for trade compliance, we want to hear from you!. ...
Fair Lending Analyst is responsible for developing, implementing, and administering all aspects of the Compliance Fair Lending Monitoring Program, the individual will work directly with the Chief Compliance Officer and the CRA Officer ensuring that the Bank remains in compliance with all Fair Len...
