Are you a business? Hire finance compliance candidates in Jersey City, NJ
Advising clients on legal matters related to real estate financing, including regulatory compliance and financing structures. * Drafting and reviewing loan documents, security agreements, and related ...
Ensure legal and regulatory compliance regarding all financial functions Qualifications * 5+ years' of relevant experience in a senior finance position * Knowledge of non-profit and for-profit ...
... . * 10+ years of finance leadership experience, preferably in construction or related industries. * Proven expertise in financial planning, analysis, and compliance. * Strong leadership and ...
Quontic's mission to break the system for financial empowerment stands in the face of big banks and ... Advises Senior Management and Bank personnel of emerging compliance issues and consults and guides ...
Maintaining Compliance: Ensuring that all ETF operations comply with regulatory requirements and internal policies, such as reporting obligations and trading restrictions. * Risk Management
This role may support up to 3 Financial Professionals. This person works directly with the ... Maintain an organized filing system following compliance guidelines. * Conduct proactive outreach ...
Finance Controller - Join a $200M Leader in Construction, Plumbing Supplies & Distribution! Note ... Ensure compliance with GAAP and uphold strong financial controls. * Drive inventory management and ...
Communicate with authorities for licensing and permit compliance. LLCs & Vehicle Management ... and financial management. The owner values this position greatly and truly appreciates the ...
... Chief Compliance Officer, and Chief Human Resources Officer, to develop and advance effective ... Lead, coach, and mentor a high-performing team of accounting and finance Directors. * Contribute to ...
Support the finance department in building budget, revised budget and 3-year plan * Assist in ... In accordance with the New York City Commission on Human Rights and in compliance with the Salary ...
Research Compliance Officer Location: New York, NY Firm Overview: Cantor Fitzgerald L.P., with over ... Capitalizing on the firm's financial acumen and technology prowess, Cantor's portfolio of ...
Reporting directly to the VP of Finance, this role will play a key part in shaping the organization ... compliance with Inclusiv's hybrid work schedule (2 days in-office, 3 days remote). Key ...
This role demands a keen understanding of the financial regulatory landscape, excellent skills in ... Collaborate closely with cross-functional teams including engineering, compliance, and customer ...
Our elite benefits and wealth-building programs Our competitive payouts Our operation and compliance infrastructure support *LPL Financial, member FINRA, SIPC, is the clearing broker-dealer for ...
Daily interaction with business management, operations, finance, and risk, providing compliance advice * Maintenance and filing of SEC Forms, including ADV Part 1, Part 2A, Form PF and related ...
The business unit is dedicated to effectively supporting the financial intermediary community and ... Marketing Compliance Consultant The Firm is seeking to add a Compliance resource to the BOWS Legal ...
Maintain compliance with federal, state, and institutional regulations. * Guarantee that all members of the campus Financial Aid Office deliver exceptional service to students, applicants, and ...
Maintain the integrity of accounting information by verifying and analyzing financial data ... Familiarity with SOX compliance and IT General Controls (ITGC).. * CISA (Certified Information ...
... finance teams * Enhance and maintain effective trade surveillance program to ensure compliance with ... relevant legal and regulatory requirements as well as internal allocation policies and procedures
Compliance Surveillance Analyst Essential Duties & Responsibilities: * Maintain and monitor ... S. financial institution/broker dealer, including related to insider trading monitoring, and ...
A financial services firm in Midtown, NY, is seeking a Regulatory Compliance Manager for their Broker-Dealer team. This role will focus on overseeing and managing compliance initiatives, particularly ...
We are seeking a highly skilled and experienced Investment Banking Compliance and Supervision ... Bachelor's degree in Finance, Accounting, Business Administration, or a related field. Advanced ...
Dow Jones Newswires, Factiva, and Risk & Compliance. The team runs a client centric approach ... You will focus on developing content for the Financial sector (Banking, Investing, and Payments ...
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