Regulatory counsel jobs in Hoboken, New Jersey - Page 9Create job alerts

JUNIOR ASSOCIATE ATTORNEY – REAL ESTATE.This is an exciting opportunity to work with a collaborative, high-performing team advising on sophisticated real estate transactions across multiple markets and industries.Soft skills: Strong analytical ability, excellent drafting and communication skills,

Associate to join its Insurance Transactional & Regulatory group in either Chicago or New York. The practice advises sophisticated, high-profile clients navigating complex regulatory and transactional matters. Familiarity with insurance regulatory frameworks, compliance matters, and corporate transa

Collaborate with attorneys across practice areas, including finance, tax, and regulatory, to provide comprehensive client support.

Must have experience in personal injury law and wrongful death compromise proceeding.This Jobot Job is hosted by: Danielle Liguori.Are you a fit? Easy Apply now by clicking the "Apply Now" button and sending us your resume.Salary: $80,000 - $95,000 per year.A top law firm in NYC responsible for some

FUND FINANCE/SUBSCRIPTION LINE SENIOR ASSOCIATE ATTORNEY OR COUNSEL. Senior Associate Attorney or Counsel. Collaborate closely with fund formation counsel to advise on.

Assist with the coordination of examinations and inquiries by regulators covering various businesses, functions and topics, including operations, finance, regulatory reporting, and sales and trading, and prepare business personnel for meetings with regulators. Communicate with regulators and interna

MID-LEVEL ASSOCIATE ATTORNEY – REAL ESTATE.This is an exciting opportunity to work with a collaborative, high-performing team advising on sophisticated real estate transactions across multiple markets and industries.Soft skills: Strong analytical ability, excellent drafting and communication skill

Monitor and interpret changes in regulatory requirements and ensure timely implementation across business units. Understand and assess insurance and reinsurance-related issues, including international and domestic regulatory compliance topics. Serve as a key advisor to the executive leadership and b

Collaborate with attorneys across corporate, tax, and regulatory teams to structure and execute cross-border offerings and capital markets transactions.

The Chief Global Compliance Officer (CGCO) is responsible to the Senior Vice President, General Counsel for developing, executing, and enforcing the Global Ethics and Compliance Program in order to ensure compliance with evolving laws and regulatory requirements in addition to University policies an

Executive Assistant To The General Counsel. As the Executive Assistant to the General Counsel, you will play a critical role in providing high-level administrative and operational support within a fast-paced, confidential, and dynamic environment. Prepare and submit expense reports for the General C

With a focus on Process Testing and Implementation, this Compliance Officer will use their technical skills to design, develop, and implement controls across a variety of asset classes and jurisdictions, ensuring the Firm meets its regulatory obligations. Perform monitoring controls related to regul

Ardian's compliance team is responsible for ensuring that the firm complies with all applicable regulatory requirements. Additionally, the Senior Compliance Officer will work on global regulatory topics within the framework of the Ardian compliance team. Prepare regulatory filings, administer the fi

At least 4-7 years of compliance or regulatory experience, preferably with an investment bank, federal regulator or self-regulatory organization, or in a risk management function or law firm. On a day-to-day basis, the position supports the Head of Swap Dealer Compliance and works closely with vario

Functional knowledge of: US derivative trading regulatory framework (Commodity Futures Trading Commission (CFTC)/NFA and Securities and Exchange Commission (SEC) SBSD rules and regulations); Financial Industry Regulatory Authority (FINRA) and SEC broker dealer regulations; industry standards (e. You

Immediate need for a talented AVP-Compliance Officer.This is a 09+ months contract opportunity with long-term potential and is located in Jersey City, NJ (Hybrid).Employee benefits include, but are not limited to, health insurance (medical, dental, vision).

Assist the General Counsel with corporate governance matters and the execution of strategic initiatives. Reporting to the General Counsel, this role will serve as a key member of ICSC’s legal team. Counsel will be responsible for a broad range of general corporate matters with a focus on drafting

We are seeking an eager, motivated, hard working, Associate Attorney to join our prestigious well-established firm.This is an in-office position and an excellent opportunity for a junior attorney who wants hands on experience, real mentorship, and meaningful courtroom exposure.This is not a virtual

Collaborate with outside counsel on tenant bankruptcies, landlord/tenant disputes, and property-level litigation.

Participate in structured training to learn commercial real estate lending fundamentals, REIT regulatory considerations, and securitization processes. Act as a liaison across departments, ensuring clear communication between deal teams, in house legal counsel, underwriters, servicing, and external p

Corporate M&A Associate Attorney.Additional locations: Los Angeles, San Francisco, Orange County, Houston, Chicago.The firm will not see your information without your consent.I am working with a leading international law firm that is seeking an M&A Associate to join its market-leading Corpor

Attends to communication through telephone, e mail and correspondence with courts, insurance carriers and counsel and scheduling of appearances and depositions, transcripts, deposition line summaries, routing inquiries to the appropriate party, responding to such communications, reserving conference

The Compliance Officer will work closely with the members of a team focusing on regulatory compliance issues with respect to marketing and other investor/third party materials and communications. Review marketing material for consistency with applicable US and International regulatory standards. Ana

Lead Financial Officer: Global Legal Affairs & Compliance and Internal Audit.Working at Citi is far more than just a job.A career with us means joining a team of more than 230,000 dedicated people from around the globe.At Citi, you'll have the opportunity to grow your career, give back to your commu

Regional law firm is looking for a Foreclosure Paralegal to sit either in their NYC Office or one of their New Jersey Offices.This is a great opportunity for any qualified candidates to work with a team considered experts in their field!.Prepare initial demand letters, notice of intent to foreclose

May serve as a liaison between the legal department and external legal counsel in connection with corporate governance matters, transactions, and other projects.

The CCO must maintain the effectiveness of the compliance program, ensuring it adapts to regulatory developments, business growth, and product expansion. Beyond maintaining compliance, the CCO is a business enabler, partnering with product, engineering, design and operations teams to develop solutio

Review marketing and sales content in an effort to confirm adherence to Mercer standards and regulatory requirements. Stay abreast of regulatory and legal developments and best practices governing investment advisers, investment companies and trust companies.

Lead Financial Officer: Global Legal Affairs & Compliance and Internal Audit.Working at Citi is far more than just a job.A career with us means joining a team of more than 230,000 dedicated people from around the globe.At Citi, you'll have the opportunity to grow your career, give back to your commu

This pivotal role carries broad scope and authority, ensuring adherence to complex regulatory frameworks, mitigating risk, and fostering a culture of integrity and compliance throughout IBM's public sector operations. Advise leadership on compliance risks, regulatory changes, and best practices with

Regulatory Filings: Conduct ongoing monitoring to determine regulatory filing requirements and coordinate with operations, technology, outside counsel, and compliance consultants; develop processes and tools to improve the framework. Policy and Procedures: Draft, implement, and maintain compliance p

Experience communicating and interacting with regulatory agencies, including exam management and other regulatory affairs. Maintaining regulatory change management, policies and procedures, training, and advisory matters for mortgage lending compliance. Monitor legislative/regulatory/enforcement act

Our client, one of the largest Energy companies in the US providing a wide range of Energy-related products and services to its customers, seeks an accomplished.Duration: 6 months+ Contract with high possibility of extension!!!.WORK SCHEDULE: Monday–Friday, 8:30 AM – 5:00 PM (EST).This role supp

With a focus on Process Testing and Implementation, this Compliance Officer will use their technical skills to design, develop, and implement controls across a variety of asset classes and jurisdictions, ensuring the Firm meets its regulatory obligations. Perform monitoring controls related to regul

The Senior Compliance Office provides advice, guidance and support to business units in adhering to regulatory/compliance requirements and assists in implementing compliance initiatives to help manage regulatory risk. Knowledge of global financial institutions' operational, financial, sales and trad

Under direction and with some latitude of independent action and judgement, conducts and presides over employee discipline and/or expedited grievance hearings at various Transit locations, including bus depots and remote locations.Gathers facts and issue decisions to form the basis of Transit's posi

Immediate need for a talented AVP-Compliance Officer.This is a 09+ months contract opportunity with long-term potential and is located in Jersey City, NJ (Hybrid).Employee benefits include, but are not limited to, health insurance (medical, dental, vision).

This role involves representing the Funds in benefit litigation, providing counsel on ERISA compliance, and advising on labor and employment matters. Providing counsel regarding federal, state and local employment laws. Providing counsel regarding staff deferred compensation plans.

We are looking for a dynamic and highly experienced Chief Compliance Officer (CCO) to lead our global compliance and regulatory strategy. This role is central to ensuring that the company maintains the highest standards of integrity, transparency, and adherence to all relevant regulatory obligations

The ideal candidate will be responsible with the collection and organization of medical documents and information for various cases at the firm.This detail-orientated candidate should feel comfortable with playing a vital role in.Provide compassionate support to clients throughout their legal proces

Provide regulatory/compliance training; assist the Business in implementing and documenting various supervisory/control mechanisms. Participate in internal investigations, respond to regulatory inquiries, and coordinate internal and external audits and inspections; interact with federal and state re

The employee will report to the Director, Senior Compliance Counsel and will work closely with both the Compliance and Legal Departments. Assist the Director, Senior Compliance Counsel on data/research compliance matters. Assist the Compliance Department with ongoing regulatory requirements and enfo

Natixis CIB Americas Compliance is seeking a Compliance Officer to support the CIB Americas Control Room and Compliance Department.This role involves overseeing and reviewing deal-related conflicts, specifically those related to the Firm's M&A affiliates and other Natixis entities.The Compliance Off

Contribute, as needed, to annual compliance training requirements and regulatory change impact assessments. Knowledge of operations, finance, regulatory reporting, sales and trading, and applicable rules and regulations, and the ability to learn new areas while supporting them. Client service skills

Direct Counsel is representing an Am Law 100 firm.

Well-established plaintiff's trial law firm is seeking attorneys to litigate and improve their skills.Qualified candidates are adaptable, detail-oriented, proactive, and thrive in a fast-paced environment.This is an excellent and exciting opportunity for a motivated individual looking for profession

Work at an Am Law 100 firm known for producing future partners and highly sought-after in-house counsel.

INSURANCE TRANSACTIONAL + REGULATORY PRACTICE. Insurance Transactional + Regulatory Practice Group. Analyze and interpret regulatory frameworks.