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Job Description About Futu US Inc. Futu US Inc. stands at the forefront of financial services, housing two SEC registered broker-dealers alongside a cryptocurrency brokerage — all operating under the reputable wing of Futu Holdings Limited (Nasdaq: FUTU). Our core mission revolves around innovating the investing landscape through a digitized brokerage and wealth management platform that's designed to elevate the investment experience. Here's a closer look at our key entities: • Futu Clearing Inc.: An SEC registered FINRA member dedicated to delivering top-tier clearing and execution services globally., • Moomoo Financial Inc.: As an SEC registered FINRA member, we provide retail investors access to both U.S. and Asian securities markets, ensuring your investment journey is backed by expertise., • Moomoo Technology Inc.: Offering a data-rich trading platform, we provide unparalleled insights and tools to enhance your trading strategies. Note that this entity is not a licensed broker-dealer. For deeper insights into our entities and affiliates, explore futuclearing.com or moomoo.com/us to discover the future of investing with confidence and innovation. About the Team & Role: As the Director/AML Compliance, you will lead a dedicated team responsible for monitoring and enforcing anti-money laundering policies and procedures. Your leadership will be crucial in ensuring compliance with regulatory requirements and safeguarding the integrity of our financial services. You will work closely with internal and external stakeholders to identify and mitigate risks, providing expert guidance and oversight. This role must be based at the specified office locations, in line with our in-office work philosophy. Remote work is not available for this position. For more details about our in-office approach and expectations, please reach out to the recruiter. Office Location: Jersey City, NJ This role must be based on the office locations specified in the job description, in line with our in-office work philosophy. Remote work is not available for this position. For more details about our in-office approach and expectations, please reach out to the recruiter. Requirements What you do • Oversee and manage the firm’s AML compliance program in accordance with the Bank Secrecy Act (BSA), USA PATRIOT Act, and applicable FINRA, SEC, and state regulations., • Act as a subject-matter expert on all AML-related matters, including CDD, EDD, transaction monitoring, sanctions screening, and SARs., • Design, enhance, and optimize AML data flows, reporting, and surveillance processes to improve efficiency and reduce manual review., • Partner with Technology, Operations, and Data teams to implement and refine AML systems, automation, and controls; Actimize experience is a strong plus., • Manage AML alerts, investigations, and escalations, ensuring timely and accurate regulatory filings., • Maintain AML WSPs, risk assessments, and internal controls., • Monitor regulatory developments and ensure ongoing compliance with FINRA, SEC, and state requirements., • Prepare for and respond to regulatory exams, audits, and inquiries., • Influence business decisions by providing risk-based compliance guidance., • Build and maintain strong internal and external relationships., • Provide guidance and training to AML staff and stakeholders. What you offer • Required:, • Significant AML compliance experience within a FINRA-registered broker-dealer; clearing firm experience strongly preferred, • FINRA Series 7 license active at time of hire, • CAMS certification active at time of hire, • Series 24 license active or ability to obtain within 4 months of hire, • In-depth knowledge of BSA/AML requirements, USA PATRIOT Act, FINRA, SEC, state, and related regulatory requirements, • Strong hands-on experience with AML transaction monitoring, investigations, SAR filings, sanctions screening, CDD/EDD, and risk-based escalation processes, • Demonstrated experience managing AML alerts, investigations, surveillance reviews, and regulatory inquiries within broker-dealer or capital markets environments, • Strong background in AML systems, surveillance platforms, data analysis, reporting, and control optimization, • Experience partnering with Technology, Operations, and Data teams to improve AML workflows, automation, and monitoring effectiveness, • Ability to identify control gaps, assess surveillance effectiveness, and implement practical, risk-based solutions, • Excellent written and verbal communication skills, including the ability to prepare clear, defensible investigative and regulatory documentation, • Strongly Preferred:, • Prior experience working at or directly supporting regulatory agencies such as FINRA, SEC, OCC, Federal Reserve, or similar regulatory/enforcement organizations, • Experience working in trading environments, including direct exposure as a trader, trading desk support professional, operations contributor, or surveillance/compliance partner supporting trading activity, • Trade surveillance and market abuse monitoring experience, including suspicious trading activity, spoofing, layering, wash trades, low-priced securities, or market manipulation reviews, • Experience within electronic trading, institutional brokerage, clearing, or fintech brokerage environments, • Hands-on experience with Actimize or comparable AML/trade surveillance platforms, • Experience improving AML surveillance effectiveness through alert tuning, calibration, automation, or workflow optimization Benefits What We Offer: • Comprehensive Paid Medical Benefits: We prioritize your health with a robust medical benefits plan that covers you and your dependents, • 401k Employer Contribution: We match your contributions to help you grow your retirement savings, • Generous Paid Time Off & Paid Holidays: Take the time you need to recharge and pursue your passions with our generous paid time off policy, • Opportunities for Professional Growth & Development: Invest in your future through hands-on learning, skill-building, and cross-functional work, • Performance Based Bonuses: Your hard work deserves recognition! Enjoy performance-based bonuses that reward your contributions to our team's success Base pay for a successful applicant will depend on a variety of job-related factors, which may include education, training, experience, location, business needs, or market demands. The expected salary range for this role is $145,000 - $180,000. This role is also eligible to participate in our discretionary bonus plan. Disclaimer The above information on this description has been designed to indicate the general nature and level of work performed by employees within this classification. It is not designed to contain or be interpreted as a comprehensive inventory of all duties, responsibilities, and qualifications required of employees assigned to this job. Employment with Futu Holdings Limited, including all subsidiaries, is on an at-will basis. This means that either the employee or the Company may terminate the employment relationship at any time, with or without notice and with or without cause, subject to applicable law. Nothing in this job posting or description should be construed as creating an express or implied contract of employment or guarantee of employment for any specific duration. Futu Holdings Limited, including all subsidiaries, is an equal opportunity employer, and all qualified applicants will receive consideration for employment without regard to race, color, religion, sex, national origin, age, disability status, protected veteran status, or any other characteristic protected by law. Warning about fake job posts Please be aware of fraudulent job postings by persons not affiliated with Futu, Moomoo, or their affiliates. Criminals may use fraudulent job postings to obtain your personally identifiable information and/or financial information to steal your identity and/or money. All communications to you will come from a business email address. We do not hire through text message, social media, or email alone, and any interviews will be conducted in person or through a video call. We will not ask you for bank account information nor ask you to pay anything during the hiring process. If you see suspicious activity or believe that you have been the victim of a job posting scam, you should report it to your local FBI field office or to the FBI’s Internet Crime Complaint Center.

Job Description About Futu US Inc. Futu US Inc. stands at the forefront of financial services, housing two SEC registered broker-dealers alongside a cryptocurrency brokerage — all operating under the reputable wing of Futu Holdings Limited (Nasdaq: FUTU). Our core mission revolves around innovating the investing landscape through a digitized brokerage and wealth management platform that's designed to elevate the investment experience. Here's a closer look at our key entities: • Futu Clearing Inc.: An SEC registered FINRA member dedicated to delivering top-tier clearing and execution services globally., • Moomoo Financial Inc.: As an SEC registered FINRA member, we provide retail investors access to both U.S. and Asian securities markets, ensuring your investment journey is backed by expertise., • Moomoo Technology Inc.: Offering a data-rich trading platform, we provide unparalleled insights and tools to enhance your trading strategies. Note that this entity is not a licensed broker-dealer. For deeper insights into our entities and affiliates, explore futuclearing.com or moomoo.com/us to discover the future of investing with confidence and innovation. About the Team & Role: The Vice President, Trading Surveillance will be responsible for monitoring, investigating, and escalating potential market abuse and regulatory violations across multiple asset classes. This role supports the firm’s compliance with FINRA, SEC, and other applicable regulatory requirements and works closely with Compliance, Legal, and Operations. The ideal candidate will have deep experience with equities, options, and crypto surveillance, strong investigative skills, and hands-on expertise with NASDAQ SMARTS. Office Location: Jersey City, NJ This role must be based on the office locations specified in the job description, in line with our in-office work philosophy. Remote work is not available for this position. For more details about our in-office approach and expectations, please reach out to the recruiter. Requirements What you do Conduct daily trade surveillance reviews using NASDAQ SMARTS and related surveillance platforms across: • Equities, • Options, • Digital assets / crypto, • Futures and event contracts (preferred) Analyze and disposition surveillance alerts related to potential market manipulation and abusive trading practices, including: • Spoofing and layering, • Wash trading, • Marking the close, • Front-running, • Momentum ignition, • Cross-product and cross-market manipulation, • Cross-venue futures activity, • Calendar spread abuse Perform complex investigations involving: • Trading pattern analysis, • Account relationship reviews, • Order lifecycle analysis, • Cross-product linkage analysis across equities, options, futures, and crypto products Review and interpret futures surveillance data, including CME market data and related trading activity. Prepare investigative findings, escalation memos, exception reports, and regulatory responses with clear and defensible conclusions. Respond to regulatory inquiries and examinations, including: • FINRA investigations, • Electronic Blue Sheet (EBS) requests, • NFA examinations and inquiries, • Other regulatory requests and audits Partner with Compliance, Legal, Trading, Operations, and Technology teams to obtain data, communicate findings, and support remediation efforts. Assist in the enhancement of surveillance rules, thresholds, procedures, and controls to address evolving market structure, products, and regulatory expectations. Stay current on FINRA, SEC, CFTC, NFA, and broader regulatory developments impacting market abuse and trade surveillance. What you offer Required Qualifications • 7+ years of hands-on trade surveillance experience at a FINRA member firm, clearing firm, exchange, regulator, or similar financial institution., • Extensive surveillance experience covering:, • Equities, • Options, • Digital assets / crypto, • Strong knowledge of market abuse detection and surveillance methodologies across multiple asset classes., • Experience using NASDAQ SMARTS and other surveillance technologies such as OneTick, Eventus, or OMS-related platforms., • Direct experience managing:, • FINRA investigations, • Electronic Blue Sheet (EBS) requests, • NFA or other regulatory inquiries, • Strong understanding of U.S. securities and futures market structure, including:, • CME/ICE exchange environments, • Globex trading behavior, • Position limits and account aggregation, • Give-ups, block trades, and EFRPs, • FCM/IB relationships Series 7, Series 3, and Series 24 licenses (active or eligible for transfer). Strong analytical, investigative, written, and verbal communication skills. Ability to operate independently in a fast-paced and highly regulated environment. Preferred / Plus Qualifications • Futures and NFA-related surveillance experience., • Experience at a clearing firm or organizations supporting introducing broker-dealers., • Prior involvement in regulatory examinations, enforcement matters, or remediation initiatives., • Familiarity with:, • CFTC and NFA regulatory frameworks, • Large trader reporting, • Futures recordkeeping requirements, • Audit trail and supervisory expectations Benefits What We Offer: • Comprehensive Paid Medical Benefits: We prioritize your health with a robust medical benefits plan that covers you and your dependents, • 401k Employer Contribution: We match your contributions to help you grow your retirement savings, • Generous Paid Time Off & Paid Holidays: Take the time you need to recharge and pursue your passions with our generous paid time off policy, • Opportunities for Professional Growth & Development: Invest in your future through hands-on learning, skill-building, and cross-functional work, • Performance Based Bonuses: Your hard work deserves recognition! Enjoy performance-based bonuses that reward your contributions to our team's success Base pay for a successful applicant will depend on a variety of job-related factors, which may include education, training, experience, location, business needs, or market demands. The expected salary range for this role is $120,000 - $160,000. This role is also eligible to participate in our discretionary bonus plan. Disclaimer The above information on this description has been designed to indicate the general nature and level of work performed by employees within this classification. It is not designed to contain or be interpreted as a comprehensive inventory of all duties, responsibilities, and qualifications required of employees assigned to this job. Employment with Futu Holdings Limited, including all subsidiaries, is on an at-will basis. This means that either the employee or the Company may terminate the employment relationship at any time, with or without notice and with or without cause, subject to applicable law. Nothing in this job posting or description should be construed as creating an express or implied contract of employment or guarantee of employment for any specific duration. Futu Holdings Limited, including all subsidiaries, is an equal opportunity employer, and all qualified applicants will receive consideration for employment without regard to race, color, religion, sex, national origin, age, disability status, protected veteran status, or any other characteristic protected by law. Warning about fake job posts: Please be aware of fraudulent job postings by persons not affiliated with Futu, Moomoo, or their affiliates. Criminals may use fraudulent job postings to obtain your personally identifiable information and/or financial information to steal your identity and/or money. All communications to you will come from a business email address. We do not hire through text message, social media, or email alone, and any interviews will be conducted in person or through a video call. We will not ask you for bank account information nor ask you to pay anything during the hiring process. If you see suspicious activity or believe that you have been the victim of a job posting scam, you should report it to your local FBI field office or to the FBI’s Internet Crime Complaint Center.

Job Description About Futu US Inc. Futu US Inc. stands at the forefront of financial services, housing two SEC registered broker-dealers alongside a cryptocurrency brokerage — all operating under the reputable wing of Futu Holdings Limited (Nasdaq: FUTU). Our core mission revolves around innovating the investing landscape through a digitized brokerage and wealth management platform that's designed to elevate the investment experience. Here's a closer look at our key entities: • Futu Clearing Inc.: An SEC registered FINRA member dedicated to delivering top-tier clearing and execution services globally., • Moomoo Financial Inc.: As an SEC registered FINRA member, we provide retail investors access to both U.S. and Asian securities markets, ensuring your investment journey is backed by expertise., • Moomoo Technology Inc.: Offering a data-rich trading platform, we provide unparalleled insights and tools to enhance your trading strategies. Note that this entity is not a licensed broker-dealer. For deeper insights into our entities and affiliates, explore futuclearing.com or moomoo.com/us to discover the future of investing with confidence and innovation. The Position The Strategic Influencer Business Development Manager will drive the way we develop and execute influencer marketing (paid and earned strategies) and campaigns for Moomoo US. You will connect with influencers and work with your team to enhance our influencer programs coverage and manage in-depth relationships with influencers to contribute on the grow of paying clients for the company, including work on events/campaigns and other initiatives to build partnerships and engage our influencer community. You will play a crucial role in identifying partnership opportunities, negotiating agreements, and managing ongoing partner relationships to ensure mutual success across both business sectors — with a particular focus on accelerating individual options trader growth. The ideal candidate is a strategic thinker with a proven track record in partnership management, relationship building, and experience in the fintech or brokerage industry, especially with initiatives that drive options trading adoption and engagement. What you do • Develop and implement a comprehensive business development strategy aligned with marketing, product, and business objectives — with a strong focus on individual options trader growth., • Identify, target, and establish relationships with potential partners, including influencers across YouTube, Twitter, Discord, and other relevant platforms., • Negotiate and finalize business development agreements to maximize value for both parties and drive user acquisition and revenue growth., • Collaborate with internal teams — including marketing, content, product development, and compliance — to ensure successful execution of partnership initiatives and campaigns that promote option trading adoption., • Manage and nurture existing partner relationships to ensure satisfaction and identify opportunities for growth, co-marketing, and deeper collaboration., • Analyze market trends, competitive landscape, and user behaviors to inform partnership and option growth strategies., • Develop and track key performance indicators (KPIs) to measure the success of partnerships, option user acquisition, and retention efforts, making data-driven adjustments as needed., • Prepare and present regular reports to senior management on business development performance, key insights, and growth opportunities., • Lead, mentor, and develop a high-performing team focused on partnership expansion and option user base growth. Requirements • Proven track record of successful options trading strategies, • Strong negotiation skills and the ability to influence decision-makers at all levels., • Excellent communication, presentation, and interpersonal skills., • Ability to analyze market trends and business metrics to drive strategic decisions., • Some experience in sales management or business development, preferably within the brokerage or financial services industry., • Strong leadership ability with a focus on team development and performance enhancement., • The job requires 4days onsite at the MOOMOO US Jersey City office. *Only shortlisted candidates will be contacted. Benefits What we offer: • Comprehensive Paid Medical Benefits: We prioritize your health with a robust medical benefits plan that covers you and your dependents, • 401k Employer Contribution: We match your contributions to help you grow your retirement savings, • Generous Paid Time Off & Paid Holidays: Take the time you need to recharge and pursue your passions with our generous paid time off policy, • Opportunities for Professional Growth & Development: Invest in your future through hands-on learning, skill-building, and cross-functional work, • Performance Based Bonuses: Your hard work deserves recognition! Enjoy performance-based bonuses that reward your contributions to our team's success Base pay for a successful applicant will depend on a variety of job-related factors, which may include education, training, experience, location, business needs, or market demands. The expected salary range for this role is $100,000 - $120,000. This role is also eligible to participate in our discretionary bonus plan. Disclaimer The above information on this description has been designed to indicate the general nature and level of work performed by employees within this classification. It is not designed to contain or be interpreted as a comprehensive inventory of all duties, responsibilities, and qualifications required of employees assigned to this job. Employment with Futu Holdings Limited, including all subsidiaries, is on an at-will basis. This means that either the employee or the Company may terminate the employment relationship at any time, with or without notice and with or without cause, subject to applicable law. Nothing in this job posting or description should be construed as creating an express or implied contract of employment or guarantee of employment for any specific duration. Futu Holdings Limited, including all subsidiaries, is an equal opportunity employer, and all qualified applicants will receive consideration for employment without regard to race, color, religion, sex, national origin, age, disability status, protected veteran status, or any other characteristic protected by law. Warning about fake job posts Please be aware of fraudulent job postings by persons not affiliated with Futu, Moomoo, or their affiliates. Criminals may use fraudulent job postings to obtain your personally identifiable information and/or financial information to steal your identity and/or money. All communications to you will come from a business email address. We do not hire through text message, social media, or email alone, and any interviews will be conducted in person or through a video call. We will not ask you for bank account information nor ask you to pay anything during the hiring process. If you see suspicious activity or believe that you have been the victim of a job posting scam, you should report it to your local FBI field office or to the FBI’s Internet Crime Complaint Center Disclaimer The above information on this description has been designed to indicate the general nature and level of work performed by employees within this classification. It is not designed to contain or be interpreted as a comprehensive inventory of all duties, responsibilities, and qualifications required of employees assigned to this job. Futu Holdings Limited, including all subsidiaries, is an equal opportunity employer, and all qualified applicants will receive consideration for employment without regard to race, color, religion, sex, national origin, age, disability status, protected veteran status, or any other characteristic protected by law.

Job Description:\n\nFutu US Inc. stands at the forefront of financial services, housing two SEC registered broker-dealers alongside a cryptocurrency brokerage — all operating under the reputable wing of Futu Holdings Limited (Nasdaq: FUTU).\nOur core mission revolves around innovating the investing landscape through a digitized brokerage and wealth management platform that's designed to elevate the investment experience.\nHere's a closer look at our key entities:\n\n Futu Clearing Inc.: An SEC registered FINRA member dedicated to delivering top-tier clearing and execution services globally.\n Moomoo Financial Inc.: As an SEC registered FINRA member, we provide retail investors access to both U.S. and Asian securities markets, ensuring your investment journey is backed by expertise.\n Moomoo Technology Inc.: Offering a data-rich trading platform, we provide unparalleled insights and tools to enhance your trading strategies. Note that this entity is not a licensed broker-dealer.\n\nFor deeper insights into our entities and affiliates, explore futuclearing.com or moomoo.com/us to discover the future of investing with confidence and innovation.\nJob Summary\nThe VP, Futures Regulatory Compliance will support the firm’s futures and derivatives compliance program, with primary responsibility for regulatory inquiries, examinations, licensing and membership initiatives, and related compliance coordination.\nThe successful candidate must possess significant hands-on experience within a futures commission merchant (FCM), futures clearing organization, exchange, regulator, or similarly regulated derivatives environment, with deep knowledge of CFTC, NFA, and applicable exchange requirements.\nThis role will serve as a key point of contact for matters involving the CFTC, NFA, CME Group, and other applicable futures exchanges and self-regulatory organizations. The VP will coordinate regulatory responses, support examination readiness, maintain required documentation, and partner with Compliance, Futures Operations, Risk, Technology, Finance, Legal, AML, and business teams to address futures regulatory obligations.\nKey Responsibilities: Futures Regulatory Examinations and Investigations\n\n Serve as a primary Compliance coordinator and subject matter expert for regulatory examinations, audits, investigations, and information requests involving the firm’s futures business, including matters involving the CFTC, NFA, CME Group and other applicable exchanges and regulatory authorities.\n Lead and coordinate responses to routine examinations, investigations, inquiries, targeted reviews, and regulatory information requests involving futures activities.\n Manage regulatory requests involving futures trading, clearing, customer accounts, margin, collateral, segregation, supervisory controls, books and records, and related operational activity.\n Coordinate information gathering across Compliance, Futures Operations, Risk, Technology, Finance, Legal, and business units to ensure complete, accurate, and timely regulatory responses.\n Maintain examination logs, regulatory correspondence, document repositories, response trackers, and supporting records.\n Prepare and coordinate management responses, remediation plans, and corrective action initiatives resulting from regulatory examinations, findings, or identified control deficiencies.\n Conduct and support internal investigations involving potential violations of CFTC, NFA, exchange, or firm requirements.\n Provide regular updates to the Chief Compliance Officer and senior management regarding regulatory matters, examination findings, emerging risks, and remediation efforts.\nFutures Clearing and Operations Compliance Oversight\n\n Provide compliance oversight, guidance, and regulatory interpretation for the firm’s futures clearing and operational activities.\n Maintain a comprehensive understanding of the futures trade lifecycle, including order entry, execution, clearing, settlement, position management, margin, collateral, and reconciliation processes.\n Provide compliance guidance regarding customer and proprietary futures accounts, margin requirements, position management, account activity, and operational controls.\n Maintain strong knowledge of applicable customer protection, segregation, secured amount, and residual interest requirements.\n Partner with Futures Operations, Risk, Finance, and Technology to identify regulatory and operational risks and enhance related controls.\n Review and assess futures-related operational processes, supervisory controls, exception management, and escalation procedures.\n Participate in new product reviews, new market or exchange connectivity initiatives, operational changes, and regulatory change projects affecting the futures business.\n Support compliance oversight of clearing relationships, carrying arrangements, omnibus accounts, and other futures-related third-party or affiliate relationships, as applicable.\nFutures Trade Surveillance and Market Conduct\n\n Maintain comprehensive knowledge of futures market conduct requirements and surveillance expectations.\n Partner with Trade Surveillance and Compliance personnel in evaluating futures trading activity for potential manipulative, disruptive, or otherwise prohibited conduct.\n Provide subject matter expertise regarding futures order and trade activity, including order lifecycle analysis and trading patterns requiring regulatory review.\n Support investigations involving potential spoofing, layering, wash trading, prearranged trading, disruptive trading practices, position limit concerns, or other potential market conduct violations.\n Assist with regulatory inquiries and investigations involving futures orders, executions, positions, customer activity, and surveillance alerts.\n Partner with Technology and surveillance personnel to assess the effectiveness of futures surveillance scenarios, escalation processes, and supporting controls.\n Monitor developments in futures market conduct regulation and exchange enforcement priorities and recommend enhancements to the firm’s surveillance and supervisory framework.\nCFTC, NFA and Exchange Regulatory Compliance\n\n Maintain current knowledge of CFTC regulations, NFA rules and interpretive notices, and applicable futures exchange rules.\n Monitor regulatory developments affecting FCMs, futures clearing, derivatives trading, and customer protection requirements and assess their impact on the firm.\n Provide guidance regarding implementation of new or amended futures regulatory requirements.\n Assist in maintaining policies, supervisory procedures, compliance manuals, and control frameworks applicable to futures activities.\n Participate in futures-related risk assessments, compliance testing, and control reviews.\n Identify regulatory gaps or emerging risks and work with relevant stakeholders to develop appropriate remediation or control enhancements.\nFinancial Crimes and Customer Compliance\n\n Maintain a strong understanding of Anti-Money Laundering and financial crimes requirements as they apply to futures customers and activity.\n Partner with AML personnel regarding futures-related customer activity, transaction monitoring, customer due diligence, sanctions considerations, and suspicious activity investigations.\n Support regulatory examinations and information requests involving futures customer activity and financial crimes controls.\n Assist in identifying potentially suspicious or unusual futures trading or funding activity requiring escalation.\nGeneral Compliance Responsibilities\n\n Serve as a futures regulatory subject matter expert within the Compliance Department.\n Assist in the development and maintenance of Written Supervisory Procedures, compliance policies, and futures-specific supervisory controls.\n Participate in enterprise and business-level compliance risk assessments.\n Support implementation of regulatory initiatives and strategic compliance projects.\n Develop productive relationships with Futures Operations, Risk, Technology, Finance, Legal, business leadership, affiliated entities, and other control functions.\n Provide guidance and training to employees regarding futures regulatory requirements and compliance expectations.\n Promote a strong culture of compliance, escalation, and ethical conduct throughout the organization.\n\nRequirementsRequired Experience\n\n 5+ years of relevant compliance, regulatory, or supervisory experience, with significant experience supporting futures and derivatives activities.\n Significant hands-on experience within an FCM, futures clearing firm, futures exchange, regulatory organization, or financial institution with substantial futures operations.\n Demonstrated experience with CFTC, NFA, and/or futures exchange regulatory requirements.\n Experience managing or materially supporting regulatory examinations, investigations, audits, or information requests involving futures activities.\n Strong understanding of futures clearing and operational processes, including trade lifecycle, margin, collateral, position management, reconciliations, and customer account activity.\n Strong knowledge of FCM customer protection and segregation requirements.\n Demonstrated understanding of futures trade surveillance, market conduct, and disruptive trading practice requirements.\n Experience working in complex, highly regulated financial services environments and coordinating regulatory matters across multiple business and control functions.\n\nLicensing Requirements\n\n FINRA Series 7 – Required\n FINRA Series 24 – Required\n FINRA Series 3 – Strongly Preferred\n FINRA Series 4 – Preferred\nKnowledge and Skills\n\n Comprehensive knowledge of the U.S. futures regulatory framework, including CFTC regulations, NFA requirements, and applicable exchange rules.\n Strong understanding of FCM regulatory requirements and futures clearing operations.\n Knowledge of futures customer protection, segregation, margin, collateral, and books and records requirements.\n Strong understanding of futures market structure, order lifecycle, clearing, settlement, and position management.\n Knowledge of futures trade surveillance and market conduct requirements, including disruptive trading practices and manipulation risks.\n Ability to interpret regulatory requirements and translate them into practical policies, procedures, controls, and operational processes.\n Strong investigative, analytical, and problem-solving capabilities.\n Strong project management and organizational skills, with the ability to manage multiple regulatory initiatives simultaneously.\n Exceptional written and verbal communication skills, including the ability to communicate complex regulatory matters to senior management and non-compliance stakeholders.\n Strong attention to detail and ability to operate effectively under regulatory deadlines.\n Demonstrated ability to coordinate large-scale regulatory information requests across multiple functions.\nPreferred Attributes\n\n Direct experience working for or interacting extensively with the CFTC, NFA, CME Group, or other futures exchanges or regulatory organizations.\n Experience supporting an FCM with customer clearing activities.\n Experience with CME-listed futures and options on futures.\n Experience reviewing futures order-level data and reconstructing order and trade activity in connection with surveillance or regulatory investigations.\n Familiarity with futures position limits, large trader reporting, exchange reporting, and other futures regulatory reporting requirements.\n Experience with electronic trading environments and surveillance of algorithmic or high-volume futures activity.\n Experience with cross-product or cross-market surveillance involving futures, equities, options, or other asset classes.\n Experience working within multinational financial organizations.\n Familiarity with affiliate clearing arrangements and omnibus clearing environments.\n Demonstrated ability to lead cross-functional regulatory projects and influence senior stakeholders.\n Ability to thrive in a fast-paced, highly regulated environment while maintaining a strong control mindset and commitment to regulatory excellence.\n\nBenefits\n\nWhat We Offer:\n\n Competitive salary and performance-based bonuses.\n Comprehensive benefits package, including health, dental, and retirement plans.\n Opportunities for professional growth and development.\n A dynamic and collaborative work environment.\n\nBase pay for a successful applicant will depend on a variety of job-related factors, which may include education, training, experience, location, business needs, or market demands. The expected salary range for this role is $135,000-$165,000. This role is also eligible to participate in our discretionary bonus plan.\n\nDisclaimer\nThe above information on this description has been designed to indicate the general nature and level of work performed by employees within this classification. It is not designed to contain or be interpreted as a comprehensive inventory of all duties, responsibilities, and qualifications required of employees assigned to this job.\n\nEmployment with Futu Holdings Limited, including all subsidiaries, is on an at-will basis. This means that either the employee or the Company may terminate the employment relationship at any time, with or without notice and with or without cause, subject to applicable law. Nothing in this job posting or description should be construed as creating an express or implied contract of employment or guarantee of employment for any specific duration.\n\nFutu Holdings Limited, including all subsidiaries, is an equal opportunity employer, and all qualified applicants will receive consideration for employment without regard to race, color, religion, sex, national origin, age, disability status, protected veteran status, or any other characteristic protected by law.\n\nWarning about fake job posts\nPlease be aware of fraudulent job postings by persons not affiliated with Futu, Moomoo, or their affiliates. Criminals may use fraudulent job postings to obtain your personally identifiable information and/or financial information to steal your identity and/or money.\n\nAll communications to you will come from a business email address. We do not hire through text message, social media, or email alone, and any interviews will be conducted in person or through a video call. We will not ask you for bank account information nor ask you to pay anything during the hiring process.\n\nIf you see suspicious activity or believe that you have been the victim of a job posting scam, you should report it to your local FBI field office or to the FBI’s Internet Crime Complaint Center.

About the Role RDM Consulting is looking for a motivated Video Production & Content Creation Intern to join the Red Dawg Mindset team. This is a part-time, early-morning internship, generally starting around 6:00 AM ET and continuing through approximately lunchtime. The position may be on-site in Short Hills, NJ and/or virtual, depending on the responsibilities and type of work being completed. This opportunity is ideal for a current college student or recent graduate interested in video production, digital marketing, social media, finance, and brand building. You’ll work closely with Scott Redler, founder of Red Dawg Mindset, creating content centered around fitness, mindset, and the financial markets. The role offers hands-on experience in content creation while also providing exposure to the day-to-day environment of a professional trader. Responsibilities • Record high-quality fitness and financial-markets content during early-morning shoots, • Edit short-form content for Instagram Reels, TikTok, and YouTube Shorts, • Edit long-form videos for YouTube, • Publish and manage content across YouTube, Instagram, TikTok, X, and LinkedIn, • Optimize content for each platform, including captions, hooks, titles, formatting, and posting strategy, • Stay current on social media and content trends, • Help grow the Red Dawg Mindset brand across digital platforms Qualifications • Current college student or recent graduate preferred, • Strong video editing and content creation skills, • Camera and videography experience, including framing, lighting, and audio, for on-site work, • Experience with Premiere Pro, Final Cut Pro, CapCut, DaVinci Resolve, or any similar software, • Creative, reliable, self-motivated, and able to work independently, • Consistent availability during early-morning hours, beginning around 6:00 AM ET through approximately lunchtime, • Comfortable working on-site in Short Hills, NJ and/or virtually, depending on the assignment, • Portfolio, class projects, or examples of previous video work strongly preferred Professional Development & Learning Opportunities • Work alongside Scott Redler, who brings 25+ years of experience in the financial markets, • Gain firsthand exposure to how an experienced professional trader analyzes markets, manages risk, develops routines, and approaches decision-making, • Build knowledge of financial literacy, stocks, investing, trading, market terminology, market analysis, and how financial markets operate, • Gain hands-on experience in video production, digital marketing, content strategy, and social media management, • Learn how content is adapted and distributed across multiple platforms to grow a brand, • Build a portfolio of published professional work across major social media platforms The internship is designed to provide both practical content-creation experience and a unique learning environment for someone interested in understanding the financial markets. How to Apply To be considered for this position, you must send your resume directly to reddawgmindset@outlook.com. If available, we also encourage applicants to include a portfolio or examples of previous editing, video production, social media, or content creation work. This may include links to videos, social media posts, class projects, or other relevant work that demonstrates your skills and creativity.

Company Description Polytope Research is a trading and software firm that leverages quantitative methodologies and cutting-edge technology to access and optimize performance in global financial markets. With a commitment to innovation and efficiency, the firm integrates data-driven strategies with advanced tools to deliver superior trading solutions. Known for its collaborative environment and focus on research excellence, Polytope Research fosters a culture of intellectual rigor and continuous growth. Join us to contribute to impactful projects in a fast-paced and dynamic industry. Role Description This is a full-time, on-site role for a Production Trader located in Jersey City, NJ. You will supervise the automated trading systems and respond to market and system events in real time. The role includes analyzing market conditions, collaborating with the Portfolio Manager to enhance trading performance, and maintaining a thorough understanding of trading platforms and tools. You will also play an integral role in maintaining operational risk standards and compliance. We're looking for someone bright, curious, and hungry. A strong technical foundation matters, but so does the drive to learn the business from the ground up. This seat is designed as an entry point: candidates who demonstrate strong judgment and technical aptitude will have a clear path to grow into more senior trading, research, or strategy development roles. Responsibilities • Working closely with the trading team to operate and implement trading strategies, • Launching, supervising, and shutting down Polytope's trading activities on global markets, • Triaging real-time alerts and coordinating with the trading and engineering teams to resolve production issues, • Coordinating with risk, operations, and compliance to assess live trading and respond to unusual market behavior, • Flagging real-time alerts and working with the trading to team to resolve issues in real time, • Documenting, monitoring procedures, and logging production issues as they occur Requirements • Bachelor's degree or higher in a quantitative field (computer science, mathematics, physics, engineering, or similar), • Working knowledge of one or more of the following asset classes: digital assets, equities, futures, options, FX, • Experience with trading systems, execution workflows, and risk monitoring, • Familiarity with high-frequency trading concepts and the operational demands of low-latency systems, • Strong problem-solving skills with the ability to act decisively under pressure, • Clear written and verbal communication, with a collaborative approach to working alongside trading and technology teams, • High attention to detail and a commitment to accuracy, • Able to work on flexible hours and provide weekend and public holiday coverage on a rotation basis, • Familiarity with UNIX, python, and SQL (C++ is a plus, but not required), • Prior experience in algorithmic trading or execution trading is a plus Compensation and Benefits • Competitive base salary, calibrated to experience, • Discretionary annual bonus tied to firm and individual performance, • Health, dental, and vision insurance, • Retirement plan with employer contribution

Is it you? Our Crew Members create a warm and friendly shopping experience in our stores. We answer questions, offer suggestions, and ensure our customers know they are welcomed and cared for. We entertain customers and make grocery shopping an exciting adventure. Some responsibilities may include: Working together to accomplish goals Operating the cash register in a fun and efficient manner Bagging groceries with care Stocking shelves Creating signage to inform and delight customers Helping customers find their favorite products You'll learn a lot. You're not stuck doing one task here. Each Crew Member contributes to creating a WOW customer experience by participating in all aspects of the job. If you have experience in art including penmanship, working with chalk, and large signage, that's a plus. If you have a passion for people and a fervor for food, we'd love to meet you. We can teach you the rest. Stores have the greatest need for people that can work evenings and weekends. Trader Joe's is an equal-opportunity employer and is committed to hiring a diverse Crew.

Maverick Currencies is hiring a Funded Forex Trader based in East Orange, NJ. This is a remote, performance-based opportunity we fund qualified traders with up to $400,000 in firm capital and split profits 60% to 90% depending on performance tier. East Orange is a sensible base for remote trading. Eastern time aligns you directly with the New York open and the London close, so the high-volume hours of the FX day land in your morning instead of fighting your evening. You're not trying to outwork the market you're matching your hours to where the liquidity actually is, then stepping away. • Day-trade Forex and Crypto markets using the firm's capital, not your own, • Operate inside a rule-based system rather than discretionary trading, • Apply per-trade risk caps and daily loss limits without exception, • Review your trades, learn from the losses, and compound the wins, • Show up to coaching, contribute to peer review, and stay in the community, • Disciplined, coachable, and committed to a rule-based approach, • Comfortable with performance-based (not salaried) compensation, • US-based, reliable internet and a workable trading environment, • Serious about building trading as a long-term professional craft, • Access to firm capital with a clear path to $400,000 in funded accounts, • Education and training across Forex and Crypto markets, with an emphasis on risk-first execution, • An ongoing coaching relationship and an active community of working traders, • Profit-share tiers from 60% to 90% based on demonstrated consistency This is a contract role with no fixed salary or hourly pay. Earnings come entirely from a profit split on the trading returns you generate, ranging from 60% to 90% of profits depending on your tier. Consistently profitable traders earn $50,000 to $200,000+ per year. Traders who are not consistently profitable will not earn income the model rewards results, not effort. Q: Can I scale faster than the milestone path? A: The scaling milestones exist to protect both you and the firm's capital. Skipping them isn't really on the table but the milestones themselves move quickly for traders who are genuinely consistent. The system rewards results, just on a sensible timeline. Q: What kind of capital will I be trading? A: Funded traders start on smaller accounts and scale up through defined milestones, with paths to $400,000 in firm capital. You are never required to risk your own money to participate in the trading program. We are the Forex and Crypto division of Maverick Trading a proprietary trading firm that has trained and funded US-based traders since 1997. The Maverick Currencies program is built specifically for remote traders who treat trading as a career, with structured education, firm capital, and a long-term development model rather than short-term challenges. Apply today and start building your funded trading career from East Orange, NJ.

Our Crew Members create a warm and friendly shopping experience in our stores. We answer questions, offer suggestions, and ensure our customers know they are welcomed and cared for. We entertain customers and make grocery shopping an exciting adventure. Some responsibilities may include: • Working on teams to accomplish goals, • Operating the cash register in a fun and efficient manner, • Bagging groceries with care, • Stocking shelves, • Creating signage to inform and delight customers, • Helping customers find their favorite products You'll learn a lot. You're not stuck doing one task here. Each Crew Member contributes to creating a WOW customer experience by participating in all aspects of the job. If you have experience in art including penmanship, working with chalk, and large signage, that's a plus. If you have a passion for people and a fervor for food, we'd love to meet you. We can teach you the rest. Stores have the greatest need for people that can work evenings and weekends. Trader Joe's is an equal-opportunity employer and is committed to hiring a diverse crew.

THE OPPORTUNITY Nearwater's Risk Retention team is hiring a Trader to support trade execution, booking, and settlement across the team's ABS, CLO, CMBS, and RMBS financing positions. You will work closely with senior traders and the broader Capital Markets and Liquid Markets desks to ensure trades are executed, confirmed, and settled accurately and on time. WHAT YOU'LL DO • Support trade execution and booking across Risk Retention financing and securities positions, • Confirm trade details with counterparties and internal stakeholders, resolving discrepancies quickly, • Track positions, settlements, and cash movements, escalating breaks to senior traders, • Coordinate with Operations and Settlements on trade lifecycle events, • Maintain accurate trade and position records across internal systems, • Support ad hoc market and portfolio analysis for the trading desk WHAT WE'RE LOOKING FOR Required • 2-4 years of hands-on experience as a trading assistant or in a junior trading role, specifically in fixed income cross-product trading, • Strong attention to detail and comfort working with numbers under time pressure, • Proficiency in Excel, • Clear communicator who can flag issues early and follow through to resolution Preferred • CLO or CMBS trading experience in particular, • Exposure to ABS, RMBS, or other structured credit products, • Familiarity with trade settlement processes and market conventions, • Experience with Enfusion or a similar trading/order management system HOW YOU WORK • Enjoys small teams where everyone wears a few hats, • Comfortable with a fast pace and a full plate, • Catches small issues before they become big ones, • Adaptable when the day doesn't go as planned, • Wants to work alongside people who know more than they do, • Looks for ways to be useful without being asked WHAT YOU'LL GET • A front-row seat to trade execution on a specialty finance desk, • Direct mentorship from senior traders with a path toward increased trading responsibility, • Exposure across Risk Retention, Capital Markets, and Liquid Markets desks, • A small team environment where contributions are visible and valued WHO WE ARE Nearwater Capital is a rapidly growing and innovative specialty finance company headquartered in New York City with a global presence and client base. Established in 2017, Nearwater has distinguished itself as a leader in delivering thoughtful, solutions-based financing to some of the largest financial institutions and financial services firms in the world. Nearwater offers an attractive market compensation and benefits package. As a creative, intellectual capital firm, Nearwater is proud to be 100% work from office. Nearwater Capital considers all applicants without regard to race, color, religion, national origin, age, sex, civil status, family status, ancestry, physical or mental disability, veteran status, gender identity, sexual orientation, membership of the Traveller community, or any other characteristic protected by applicable law in the jurisdiction of employment. By applying, candidates acknowledge that their personal data will be processed in accordance with applicable data protection and privacy laws, including but not limited to the EU/UK General Data Protection Regulation and applicable US state privacy laws.

This is a full-time, on-site role for a Production Trader located in Jersey City, NJ. Triaging real-time alerts and coordinating with the trading and engineering teams to resolve production issues. Documenting, monitoring procedures, and logging production issues as they occur.

This is a full-time, on-site role for a Production Trader located in Jersey City, NJ. Triaging real-time alerts and coordinating with the trading and engineering teams to resolve production issues. Documenting, monitoring procedures, and logging production issues as they occur.

Maverick Currencies is hiring a Day Trader based in Bayonne, NJ. This is a remote, performance-based opportunity we fund qualified traders with up to $400,000 in firm capital and split profits 60% to 90% depending on performance tier. Bayonne-based traders share one of the cleanest setups in the country. Eastern time aligns you directly with the New York open and the London close, so the high-volume hours of the FX day land in your morning instead of fighting your evening. What you bring is the discipline; the location quietly takes care of the rest. Trade Forex and Crypto markets on firm capital, not your own. Execute rule-based systems with discipline and consistency. Apply strict, position-level risk management on every trade. Maintain a trade journal and review performance regularly. Engage with coaches and the broader trader community. Coachable: willing to follow a system before improvising on it. Aligned with a performance-based pay model (no salary, no hourly). US resident with a workable home office setup. Long-term mindset focused on building a craft over years, not weeks. Funded trading accounts with scaling paths up to $400,000. Structured education on Forex/Crypto and risk management. Coaching, performance feedback, and an active trader community. Profit splits ranging from 60% to 90% based on performance tier. Pay is structured as a profit split on trading returns, not a salary. Profitable traders typically retain 60% to 90% of the gains they generate, with annual earnings landing between $50,000 and $200,000+ for those who maintain consistency. Traders who do not produce profitable results do not generate earnings under this model it is a performance-based role in the most direct sense. Q: How long does it take to get funded? A: It varies. Traders who follow the curriculum and stay disciplined often move into a funded account within a few months of starting the evaluation. Traders who skip the rules or trade emotionally take longer or never get funded. Q: What's the time commitment? A: Traders who do well typically protect 24 hours per day during their local market window. Consistency over time matters more than long hours; we'd rather see ninety minutes daily than ten hours twice a month. Maverick Currencies, the Forex and Crypto division of Maverick Trading, has been part of the US prop trading landscape since 1997. We build careers, not gigs that means structured training, real firm capital, and a coaching relationship that lasts longer than a single account evaluation. Apply today and start building your funded trading career from Bayonne, NJ.

NOW HIRING Proprietary Equity Traders Wanted T3 Trading Group, LLC is a registered SEC Broker-Dealer & Member of FINRA SIPC. T3's office headquarters is located at 88 Pine Street in the heart of New York City's financial district. We provide aspiring proprietary traders with the education necessary to trade based on risk/reward, probability parameters, and strict money management. In order to maximize the potential of our traders, we will provide: • Education in technical analysis, tape reading, money management, and market psychology, • Daily trading review with experienced traders, • Competitive payout structure, • Cutting edge technology, • Open and friendly team environment REQUIRED QUALIFICATIONS: • College degree with a competitive GPA, • Basic familiarity with the equity markets, • Strong analytical skills, • Ability to work well in a team environment, • A focused, dedicated, and entrepreneurial personality, • Enthusiasm for the equity markets, • Prior trading experience is not required We are now accepting applications to join our dedicated and experienced team of professional traders. New and aspiring traders work to reach a level of consistent profitability in their trading through appropriate risk/reward and probability parameters with an eye toward strict money management. In order to reach this goal, experienced traders work with entry level traders in an extensive trade review program after the market close each day. Traders are educated in the nuances of technical analysis, tape reading, money management, and market psychology. Traders will learn how to identify and capitalize on stock trends and retracements with a view towards multiple time frames. Each day prospects will work to learn and grow as traders. Series 57 & SIE license required. We will sponsor qualified candidates for this exam. If interested, please contact Paolo Fontana at 917-548-4492 or Paolo.Fontana@t3trading.com

Enjoy what you do every day! Join the Crew at Trader Joe's. We're looking for leaders who enjoy helping customers and who can lead teams that create WOW experience for our shoppers. If you: Thrive in a collaborative environment Want to hone your leadership skills Learn how a successful brand delivers Be part of an amazing growth company And have fun at work We just might be the place for you! What do we do? With over 570 stores nationwide (and growing), we are looking for talented leaders to join our Crew. Our Mates (Assistant Store Managers) lead and develop Crew Members through role-modeling, direction, and support. As leaders, Mates: Work in teams and get to know the Crew. Improve the quality of store life. Coach others to be their best. Model behavior that supports our values. Other daily responsibilities include: Operating the cash register in a fun and efficient manner. Bagging groceries with care. Stocking shelves and receiving loads. Making the store a welcome place for customers and Crew. Is it you? To begin your journey and join our Crew as a Mate, we'd want you to have: 3+ years of recent retail, restaurant, or hospitality experience 2+ years of recent experience at the management or supervisory level A high school degree or equivalent * A history of developing individuals and teams through empowerment and integrity We can't wait to meet you! We receive thousands of applications a year and are unfortunately unable to personally get in contact with everyone. WOW us with your experience and cover letter to guarantee a response! Trader Joe's is an equal opportunity employer and is committed to hiring a diverse Crew.

Our Crew Members create a warm and friendly shopping experience in our stores.We answer questions, offer suggestions, and ensure our customers know they are welcomed and cared for.We entertain customers and make grocery shopping an exciting adventure.Some responsibilities may include:.Working togeth

Our Mates (Assistant Store Managers) lead and develop Crew Members through role-modeling, direction, and support.

My client, a top 5 market maker and global leader in ETF trading, is searching for a junior ETF sales trader to join their NY office. The ideal candidate will have 2-5 years’ experience in an ETF trading or sales trading seat. I’m also interested in speaking to high performing sales traders currently working in equity, electronic or PT sales trading. You must have active FINRA licenses (7/ 63), be technically minded and enjoy interacting with clients. Candidates should be at a leading investment bank or market maker. You will be joining one of the top liquidity providers which has best in class technology and a reputation as one of the best paying firms in the industry. ------------------------------------------------------------------------------------- All enquiries are treated with discretion. We are a search and selection agency and do not send resumes to our clients without the prior consent of the individual. If you wish to apply, please review the stated requirements thoroughly. Please note that due to high response levels from LinkedIn advertisements it is not feasible to provide direct replies to each applicant. Your application will always be reviewed and treated as confidential. Cannon Search Group is an executive search firm specialising in sales & trading assignments across equities and equity derivatives. We service sell side organisations ranging in size from boutique brokerage houses through to Tier 1 global investment banks.

Join a growing institutional sales-trading business with international trading supported by a 24/6 live global trading desk. Institutional Sales Trader, International. Corgi is recruiting experienced international sales traders with established, portable client relationships to cover APAC, EMEA and

They are looking for talented Quant Researcher / Traders to develop and trade systematic strategies across prediction and event-driven markets.

Connecting clients to markets – and talent to opportunity With 5,400+ employees and over 80,000 institutional, commercial, and payments clients, we operate from more than 80 offices spread across six continents. As a Fortune 100, Nasdaq-listed provider, we connect clients to the global markets – focusing on innovation, human connection, and providing world-class products and services to all types of investors. Whether you want to forge a career connecting our retail clients to potential trading opportunities, or ingrain yourself in the world of institutional investing, StoneX Group is made up of four business segments that offer endless potential for progression and growth. Institutional: Immerse yourself in the best-in-class institutional-grade technology, working alongside industry experts and gaining exposure to various asset classes, such as equities, options, fixed income securities, and advanced trading, research, and management technology. Responsibilities This is a full-time, on-site role based in the New York City Metropolitan Area for an MBS & Securitized Products Trader. We are seeking a highly motivated and detail-oriented Fixed Income and Securitized Products Trader to join our dynamic team. The ideal candidate is a self-starter and eager to develop their skills in the fast-paced world of financial markets. In this role, you will be responsible for trading various fixed income and securitized products, including MBS, CMBS, and SBA securities. You will execute trades, manage risk, and work closely with research and sales teams to develop and implement strategies that align with the firm’s objectives. Primary duties will include: • Execute trades across fixed income and securitized product markets., • Monitor market conditions and identify trading opportunities., • Structure and tie-out securitizations tailored to client needs., • Manage risk and ensure compliance with trading limits and regulatory requirements., • Collaborate with research and sales teams to craft and refine trading strategies., • Stay informed about market trends, economic data, and regulatory developments., • This list of duties and responsibilities is not intended to be all-inclusive and can be expanded to include other duties or responsibilities that management deems necessary. Qualifications To land this role, you will need: • One or more years of trading experience., • Strong analytical skills and attention to detail., • Programming experience in Python, R, or similar preferred, but not required., • Proficiency in financial modeling and data analysis., • Excellent communication and teamwork abilities., • Demonstrated ability to work under pressure and make quick, informed decisions., • Strong ethical standards, attention to detail, and commitment to regulatory requirements. Education / Certification Requirements: • Bachelor’s degree in Finance, Economics, or a related field., • Series 7 & Series 63 must be obtained within the first three months of employment. Hiring Salary Range $100,000 - $125,000 (Salary to be determined by the education, experience, knowledge, skills and abilities of the applicant, internal equity and alignment with market data.) Subject to business performance and recommendations of management, this role may be eligible to participate in an incentive compensation plan. This compensation package, in addition to a full range of medical, financial, and/or other benefits, dependent on the position, is offered.

Join Our Dynamic Global Markets IT Team as a Front Office Application Support Analyst - Equity!. As a key member of our team, you'll be instrumental in supporting cutting-edge applications for Cash Equity and Listed option trading, Sales-Trader workflow for Equity Derivatives products, trade booking

We are seeking an experienced Quantitative Trader to develop, implement, and optimize systematic trading strategies across.Working closely with quantitative researchers, developers, and other traders, you will identify trading opportunities, build quantitative models, and translate research insights

Role Overview Our client, a financial services firm specializing in market making is seeking a Systematic ETF Trader to take ownership of and enhance its fully operational, high-performance trading platform, which focuses on ETF market making, arbitrage and cross-asset hedging. The role also offers the opportunity to develop and scale strategies across equity ETFs, futures and fixed income instruments. This individual will play a direct role in driving daily P&L, refining trading algorithms and improving infrastructure, with a clear path to leadership as the platform grows. Key Responsibilities • Trade equity ETFs, futures and related derivatives within a systematic market-making framework, managing execution and risk daily, • Design, own and optimize market-making, arbitrage and hedging strategies, including spread setting, order placement, inventory management and intraday risk controls, • Develop and refine automated trading models, signal generation and risk algorithms, taking them from research through production, • Manage the ETF creation and redemption process, incorporating primary and secondary market dynamics into pricing and risk models, • Analyze NAV dislocations, basket composition changes and ETF/NAV basis relationships to inform trading decisions, • Work with ETF issuers and authorized participants on operational and structural matters that affect trading strategies, • Improve execution quality by applying market microstructure insights, managing latency and following venue-specific rules, • Partner with the firm’s engineering team to enhance low-latency infrastructure, integrate new indicators and risk controls, and maintain strong system performance, • Model cross-asset relationships, including interest rates, sector exposures and index mechanics, to expand the platform’s capabilities, • Implement real-time risk management tools, such as position limits, P&L monitoring and regulatory compliance checks, • Take full ownership of the firm’s existing systematic trading systems, including new signal integration, backtesting frameworks and production workflows Experience • 3-to-7 years, • Holding or open to obtaining Series 7 and Series 57 licenses

We are seeking highly ambitious commercial talent to join our team in New York. Are you driven, energetic and extremely outgoing, this is the role for you. We are considering candidates with a strong character, above average communication skills and an affinity for deal making, ready to launch their career into the renewable energy space. Are you that natural born winner ready for your next challenge? About Us OTC Flow is a leading environmental commodity trading company with offices in Amsterdam, Paris, and New York. We provide trading liquidity in every global environmental market. Our mission is to provide our global partners with access to renewable energy markets and to assist them in achieving their sustainability goals in an informed and intelligent way. Our network of partners is ever-growing and includes major actors across the entire renewable energy value chain. About the Role In your role as a Sales Trader, your main focus will be to build your own client portfolio by closing transactions within the renewable energy space. Taking initiative is highly valued at OTC Flow, where acting on own ideas for growth within your market segment will be incentivized. OTC Flow acts as intermediary within over-the-counter markets so you will actively engage in outreach and prospecting through cold calling and client meetings. Your success in this role will rely on your ability to connect with counterparties both verbally and in writing as all transactions are bespoke and tailor-made. We do not look for quantitative candidates, but instead for candidates with a financial background in combination with a very strong commercial drive. OTC Flow will enable you to become successful in this field by providing close guidance by senior management and direct access to all internal resources from the start. We strongly believe in meritocratic values so your growth within the company can be steep since more opportunities will come to those showing commitment, high energy and results. Main Responsibilities • Be responsible for achieving your own trading revenue (PnL);, • Continuous sourcing and developing of quality leads;, • Proactively build your client portfolio through direct prospecting via cold calling and networking events, leveraging your exceptional communication skills;, • Identify trade opportunities and support in executing them, from origination until closing, with complete freedom to negotiate on pricing and to dictate all deal terms;, • Provide daily pricing and insights into your market, both internally as well as towards your counterparties, hereby establishing yourself as expert in your field; About You • Bachelor's degree or higher in Business, Economics, Finance, or a related field;, • Very motivated person, being proactive, resilient, and highly ambitious;, • Exceptional communication skills and able to quickly make interpersonal connections;, • Strong drive to close deals and create impactful results for both yourself, your clients and OTC Flow;, • Minimal 1 year experience in B2B sales, brokerage, trading or similar client-facing roles;, • Proven experience within renewable energy related markets is a must. What We Offer • Hands-on, in-house training on industry knowledge and sales practices, directly provided by senior management;, • The opportunity to prove yourself quickly within a highly commercial setting, where a steep learning curve is guaranteed;, • A young and ambitious team with a strong focus on meritocratic rewards;, • Compensation is directly linked to your performance through a transparent commission structure tied to sales results;, • Comprehensive benefits package, including health, dental, vision, and 401(k) options;, • 20 vacation days per year. Remuneration Base salary plus an uncapped formula-based bonus structure linked to personal performance. Base pay may vary depending on job-related knowledge, skills, level, and experience. It is only one aspect of the comprehensive and competitive compensation package offered to employees. What's Next If we have just described your profile, don't miss out on this opportunity. The recruitment process: • Submit your application with your CV;, • Pre-screening call with our talent acquisition team;, • 1 - 2 interviews. We believe in the strength of our diverse team and are committed to creating an inclusive workplace where everyone can grow – together as a company, in teams, and as individuals. That's why we carefully consider all job applicants, fostering a culture that embraces everyone. Please note that we are unable to provide visa sponsorship for this position. Candidates must be authorized to work in the USA without the need for visa sponsorship now or in the future. Applications from candidates who require sponsorship will not be considered at this time.

The successful hire will serve as Crypto Derivatives product expert with current and future clients and work closely with peripheral stakeholders to promote crypto derivatives products, trades, and market color while expanding the firms client base. A minimum of 1 years experience in a client-facing

Cash Equities New York City | Full-time Corgi is recruiting experienced institutional equity sales traders with established client relationships to grow our business across US equities. Why Corgi? Join a growing institutional sales-trading business serving long-only asset managers, pension funds and hedge funds. The platform includes: Agency-only equity brokerage High-touch equity trading, program trading and algorithmic execution Institutional options and fixed income execution International trading supported by a 24/6 live global trading desk Transition management capabilities Trading, operations, compliance and technology support The Opportunity Develop and manage institutional client relationships Execute client equity orders and provide market color, liquidity insight and execution guidance Identify and onboard new institutional clients Introduce clients to relevant capabilities across the platform Coordinate with trading, operations and compliance throughout the trade lifecycle Maintain accurate order handling, reporting and records Who We’re Looking For We’re seeking entrepreneurial sales traders who bring: Established institutional buy-side relationships and a demonstrated record of generating revenue Experience developing business driven primarily by client-initiated equity order flow An understanding of institutional investors’ execution needs Strong communication skills and long-term client relationships Accountability, collaboration and disciplined execution An interest in helping build and grow the desk Candidates should generally have five or more years of institutional sales-trading experience. We’ll also consider candidates with fewer years who already cover their own institutional accounts. Series 7, 57 and 63 registrations are required, with additional registrations required depending on assigned activities. Candidates must be able to obtain and maintain all registrations and approvals required for the role. A bachelor’s degree is preferred. Compensation Competitive compensation.

Prediction markets are one of the fastest-growing corners of trading, and the biggest names in the industry are already moving in.A $10Bn+ systematic fund is building its own desk from scratch, and the pod is already seeded by ex top-tier prop traders.There's no playbook to inherit.Strategy, team an

Equity Sales Trader | Institutional Coverage, US Equity Markets. Coda Search is proud to partner with a global financial services firm in their search for an Equity Sales Trader to lead institutional client coverage across US equity markets. Partner with research, sales, and execution colleagues to

The Equity Trader will execute equity trades across various markets, manage intraday positions, and monitor market movements to identify trading opportunities aligned with the firm’s strategies and risk parameters. The Equity Trader role is a full-time, on-site position based in Miami, FLorida. Th

Corgi is recruiting experienced institutional options sales traders with established client relationships to grow our business across listed options and equity derivatives. High-touch equity trading, program trading and algorithmic execution. We’re seeking entrepreneurial sales traders who bring:.

I’m currently working on a confidential opportunity with a leading global financial institution for an Equity Derivatives Trader in New York. The role sits within a sophisticated front-office trading environment, with exposure to equity volatility, derivatives and structured products. The successful candidate will be involved in: • Trading and managing derivative positions, • Volatility and risk management, • Pricing and execution of complex equity products, • Market analysis and quantitative modelling, • Developing and improving trading and risk tools, • Working closely with Sales, Structuring and other trading teams, • Supporting broader volatility and relative-value strategies Ideal background: • Experience within Equity Derivatives, Equity Exotics, Volatility or a closely related trading function, • Strong understanding of options and derivatives, • Quantitative and analytical skillset, • Experience with Python, VBA, MATLAB, R or similar, • Strong communication skills and ability to operate in a fast-paced trading environment Location: New York This is a confidential search. If you have a relevant background and would be open to exploring, feel free to reach out directly.

Position Overview We are looking for a candidate to provide FX Derivatives counterparty service to internal/external clients, quoting clients and other desks requests and carrying out the necessary hedging from this activity. Be responsible for the pricing and risk hedging of the assets under his/ her responsibility, complying within the Traders Mandate. The position will be located in NY, inside the FX Trading Team. The three main areas to cover: • To manage FX Vol EM., • To manage FX Vol G10., • FX Structure Notes for US Clients. About the Team The FX Trading Team is inside Global Market, which belongs to Corporate and Investment Banking, serving clients worldwide offering financial services to Corporates and Institutional. Global FX team is over 100 people team worldwide, within more than 15 different nationalities operating in round 10 different countries, where The Bank Values play a key role in all interactions beneath their members. Major Job Duties • Collaborate with the Top Management defining the desk strategy, focusing on meeting internal and external customer needs/demands and complying with the risk and regulatory requirements., • Give counterparty service in FX derivatives to client’s requests submitted by the Sales team. Quote prices, focusing on increasing the flow of orders by promoting the excellence in the service offered to the clients. Manage the FX e-pricing (via e-Platforms), making sure that the published rates are competitive., • Provide trading ideas to be used as a sales tool and as a P&L generator within the FX product line., • Perform dynamic hedging of the risk of his/ her own market positions. Focus on breaking and covering the risks in coordination with other trading desks. Maintain the risks within the acceptable/ allowed risk limits, • Monitor the FX market continuously, being in permanent contact with other market participants/ counterparties. Focus on adjusting and updating the trading parameters of his/ her valuating models to the market risks and conditions, • Register all trades/ transactions in BBVA internal applications. Assist middle and back office in the transactions’ settlement, in order to minimize operational risk and/ or solve incidences. Verify the orders’ compliance and control in case of contingency, system failure and incidences, • Carry out the daily closing processes, verifying that the book risks are covered and the positions are correctly informed in the internal systems, • Liaise with other FX Trading desks to coordinate the hedging and share market and clients’ needs knowledge. Promote the generation of synergies in the in the global FX pricing and hedging strategy. Vol Books are Global Books, coordination with the rest of Derivatives Traders from Madrid, London, HK and Mexico is key for the success of the mandate., • Collaborate with the FX E-Commerce team in order to improve BBVA FX platform capabilities. Support in the development and commercialization of new FX tools and platforms, • Collaborate with Quants and Structuring teams to develop valuation models and structured FX products., • Comply with both internal and external operational policies, procedures and regulatory requirements, • Generate recurrent income complying with the budget and the hit/ miss target set for the products/ assets under his/ her responsibility, under the Mandates Risk Limits., • Managing the FX Trading team in NY, reporting to FX Global Heads and local head of Macro on a periodic and ad-hoc basis about main trading indicators such as closed trades, P&L, positions, etc. Experience • Experience, at least 10 years in a Financial Markets role needed. Experience in managing Volatility products., • University Degree, preference for Engineering or Economics, quantitative analysis preferable., • High English & Spanish proficiency Level, due to the majority of our customer data base & Hubs languages. Aptitude We are looking for an Energy person, who might be able to generate a positive Teamwork environment. Tension, Analytics and Data Decision Driven are 3 adjectives that could define an FX Trading ecosystem, where the candidate might feel comfortable dealing with any of those. Focus in new technologies and analytic mind-set, both skills would be in the person benefit of successfully manage her/himself inside the Area. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability, or status as a protected veteran. With respect to this position in our New York Office, the expected base salary ranges from $240,000 to $300,000. It is not typical for offers to be made at or near the top of the range. Salary offers are based on a wide range of factors including relevant skills, training, experience, education, and, where applicable, certifications obtained. Market and organizational factors are also considered. In addition to salary and a generous employee benefits package, successful candidates are eligible to receive a discretionary bonus. *Employment eligibility to work with BBVA in the U.S. is required as the company will not pursue visa sponsorship for these positions

Develop systematic trading strategies.Manage risk and optimize performance.Research alpha using ML/statistical methods.Proven strategy development track record.Prop shops to multi-billion systematic funds.From boutique trading floors to established hedge funds—we'll find your fit.Apply now for con

Location: New York, London or Hong Kong Join a newly appointed Senior Portfolio Manager with a highly successful track record in index rebalancing at one of the world’s leading multi-strategy hedge funds. This is an opportunity for an experienced trader or researcher to play a significant role within the Senior PM’s investment team, contributing to its index rebalancing business while developing and running complementary systematic equity strategies, including equity statistical arbitrage. The Opportunity • Work closely with a Senior PM with a highly successful career researching and trading index rebalancing strategies., • Develop and manage strategies focused on global equity index events, constituent changes, rebalances and passive flows., • Research and run complementary systematic equity strategies, including equity statistical arbitrage., • Access established research, technology and execution resources to develop ideas and scale successful strategies., • Take meaningful responsibility for strategy performance within a collaborative investment team. Key Responsibilities • Research, develop and manage systematic trading strategies across index rebalancing and related equity opportunities., • Identify alpha arising from index methodology, anticipated constituent changes, benchmark events and passive investment flows., • Contribute new signals and trading ideas, supported by rigorous research and realistic execution assumptions., • Work with the Senior PM, researchers and technologists to improve portfolio construction, execution and strategy capacity., • Monitor performance, exposures and trading costs, adapting strategies as market conditions evolve., • Apply disciplined risk management throughout the research and trading process. Candidate Profile • Experience in systematic equity trading or quantitative research, with exposure to index rebalancing strategies., • Strong quantitative and statistical skills, with experience translating investment ideas into actionable signals or live strategies., • Familiarity with equity index events, constituent changes and the impact of passive flows., • Experience in signal development, backtesting, portfolio construction and performance attribution., • Strong programming skills in Python, C++, R or a comparable language., • Sound commercial judgement, disciplined risk management and strong collaboration skills. Preferred Experience • A demonstrable track record of developing or running profitable index rebalancing strategies., • Experience researching or trading equity statistical arbitrage or other complementary systematic equity strategies., • Direct responsibility for live strategies and meaningful P&L within a hedge fund, proprietary trading firm or investment bank. Candidates with relevant index rebalancing exposure are encouraged to apply; an independent track record in the strategy is preferred but is not required. For a confidential discussion, please contact Elaine at .

The Systematic ETF Trader will own and enhance a fully operational, high-performance trading system focused on ETF market making, arbitrage, and cross-asset hedging, with scope to develop and scale trading strategies across equity ETFs, futures, and fixed income instruments.

Piper Maddox is partnered with a fast-growing global clean energy and environmental commodities company that is expanding its North American business and looking to add a commercially driven professional to the team. This is an opportunity to join a lean, entrepreneurial US business and play a key role in building out its client base, counterparty network, and transaction activity across environmental markets. Responsibilities: • Originate new commercial opportunities across RECs/EACs, carbon, PPAs, vPPAs and other environmental products., • Develop new clients and expand existing commercial relationships., • Provide clients with market color, procurement guidance and transaction advice., • Build and manage a commercial pipeline from initial opportunity through close., • Research emerging markets and identify new products or opportunities the business should pursue., • Track regulatory, legislative and market developments and turn them into actionable commercial opportunities., • Contribute to the company's North American market strategy., • Represent the business at conferences, industry events, client meetings and dinners. Requirements: • 2+ years of client-facing experience in energy, environmental commodities, decarbonization or a related sector., • Experience in environmental commodity trading/brokerage, climate consulting, C&I energy sales, power marketing, corporate sustainability or a similar commercial role., • Strong understanding of North American environmental markets, particularly RECs/EACs and/or voluntary carbon., • Experience originating new business, managing a commercial pipeline and closing transactions., • Strong communication and analytical skills.

Financial Transmission Right (FTR) trader.

Secondary market-making in Latin America International Corporate Bond Issues denominated in USD.Working in very close partnership with BBVA’s fixed income sales teams in New York, Europe, Latin America and Asia to build a first-class customer secondary flow business.Actively trading Latam USD-deno

The Programmatic Trader develops, executes, and monitors omnichannel programmatic campaigns across display, online video, connected TV, audio, native media, and emerging digital channels.

We are seeking an experienced Equity Derivatives Trader at the Associate or Vice President level to join our trading desk. Jefferies is a leading global, full-service investment banking and capital markets firm that provides advisory, sales and trading, research, and wealth and asset management serv

About Karbone Inc. is an award-winning liquidity services provider for energy transition and environmental commodity markets. Since 2008, we have offered integrated and innovative revenue hedging, risk management, and market advisory solutions to a global suite of clients across energy markets. Our teams are proudly ranked first amongst their peers and are all dedicated toward our core mission of providing our clients and partners with the insight, execution, and liquidity solutions they need to succeed in the new energy transition. About the Position Karbone is seeking an Emissions Trader to own and build out its emissions book. The role is responsible for managing market exposure, developing trading strategy, and taking opportunistic, short and medium-term positions across North American emissions markets. The position plays a central role in establishing and expanding Karbone’s emissions business, translating market views into actionable positions while maintaining disciplined risk management. Key Responsibilities • Build and manage a portfolio of allowances, offsets, and other emissions positions across compliance programs, including RGGI, California and Québec (CCA / WCI), Washington (WCA), and CSAPR, • Facilitate customer inquiries and flow transactions, collaborate across existing REC, Power, Capacity, and Fuels Desks to offer structured solutions to market participants, • Trade across spot, futures, and options, on exchange and OTC, participate in periodic auctions and develop bidding strategies, • Monitor market fundamentals, including regulatory and policy developments, allowance supply and demand, compliance deadlines, and power sector dynamics, • Develop and communicate trade ideas and market views internally, • Build and maintain relationships with counterparties, compliance entities, and market participants, • Oversee position management, mark-to-market, and risk reporting for the emissions book, • Operate within defined risk limits and work with the team on scaling the book over time Qualifications • 3-7+ years of experience trading emissions, with direct P&L responsibility, • Bachelor’s degree in Economics, Finance, Engineering, Mathematics, or related field, • Deep knowledge of North American compliance carbon markets, program design, and auction mechanics, • Track record of building or growing a book, and comfort operating with a high degree of ownership, • Strong quantitative and analytical skills; proficiency in Excel required, Python a plus

We are interested in speaking with experienced Physical Metals Traders for senior opportunities within an established international commodity trading business.

FX Quant Trader Location: New York City, NY Type: Full-Time Industry: Proprietary Trading / Quantitative Finance About the Role: We are seeking a highly quantitative and entrepreneurial FX Quant Trader to join a leading proprietary trading firm in New York City. This individual will be responsible for developing, implementing, and managing systematic and semi-systematic trading strategies across global foreign exchange markets. The role combines quantitative research, strategy development, execution optimization, and risk management within a fast-paced, technology-driven trading environment. The ideal candidate has a strong background in FX markets, statistical modeling, and algorithmic trading, with a proven ability to identify and capitalize on market inefficiencies. This is an opportunity to work alongside experienced traders, researchers, and technologists while having direct impact on P&L generation. Responsibilities • Research, develop, and deploy quantitative trading strategies across G10 and Emerging Market FX products., • Analyze large datasets to identify predictive signals, market anomalies, and alpha opportunities., • Design and enhance systematic execution models to improve trading performance and reduce transaction costs., • Monitor, manage, and optimize live trading strategies with direct responsibility for risk and profitability., • Collaborate with quantitative researchers and software engineers to build scalable trading infrastructure., • Conduct statistical analysis, backtesting, and performance attribution of trading models., • Leverage alternative data, macroeconomic indicators, and market microstructure insights to drive trading decisions., • Continuously evaluate market conditions and adapt strategies to evolving liquidity and volatility regimes., • Develop tools for portfolio construction, risk management, and signal generation., • Present research findings, strategy recommendations, and performance updates to senior leadership. Qualifications • Bachelor's, Master's, or PhD in Mathematics, Statistics, Physics, Computer Science, Engineering, Economics, or a related quantitative discipline., • 3+ years of experience trading or researching systematic FX strategies within a proprietary trading firm, hedge fund, bank, or electronic market maker., • Strong understanding of FX market structure, liquidity dynamics, and macroeconomic drivers., • Demonstrated track record of developing profitable quantitative trading strategies., • Advanced programming skills in Python; experience with C++, Java, or Rust is a plus., • Expertise in statistical modeling, machine learning, time series analysis, and optimization techniques., • Experience working with large financial datasets and high-performance research environments., • Strong knowledge of risk management frameworks and portfolio construction methodologies., • Excellent analytical, problem-solving, and communication skills.

OTC Flow is a leading environmental commodity trading company with offices in Amsterdam, Paris, and New York. Taking initiative is highly valued at OTC Flow, where acting on own ideas for growth within your market segment will be incentivized. OTC Flow will enable you to become successful in this fi

OTC Power Trader / Portfolio Manager. For traders looking for a platform with significant capital allocation, strong infrastructure, and the ability to scale their strategies, this represents a compelling opportunity. Trade and manage proprietary positions across North American OTC power markets.

SFT Products - Repo, Securities Lending, TRS, Bond Forward, XCCY, Secured Loans. Support UST Repo Trading team where possible. Experience quoting all types of repos, bond forwards, total return swaps using multiple currencies.

Analyst/Associate – Equity Derivatives Quant/Trader. We are seeking a highly analytical and technically strong Analyst to join our Equity Derivatives Quant/Trading team. Conduct quantitative research to identify and test systematic trading opportunities across derivatives markets.