Fca jobs in Chelmsford

Work with the Global Mobility Senior Manager to effectively manage risk and compliance across Sky for all international mobility, global roles & remote workers, ensuring compliance with local legislation and regulation (tax, social security, immigration). We’re looking for a Senior Manager of Glo...

Work with the Global Mobility Senior Manager to effectively manage risk and compliance across Sky for all international mobility, global roles & remote workers, ensuring compliance with local legislation and regulation (tax, social security, immigration). We’re looking for a Senior Manager of Glo...

We are future-focused, empowering the world's most accomplished accountants to stay relevant, meet today's demands, and prepare for tomorrow's challenges through quality education, resources, and training. ...

Risk & Compliance Officer | Payments | £70,000 (doe) p/a (PAYMENTS EXPERIENCE REQUIRED). Finitas are working exclusively with this growing Payments firm in their search for a Risk & Compliance officer to support the 2nd line of defense. Key responsibilities will include ownership of the Risk Mana...

Compliance Manager – Asset Management & Hedge Fund Compliance Consultancy (Must have solid Asset Management & Hedge Fund Compliance experience). Our client needs either a “senior Compliance Manager”, or "Head of Compliance" level experience either gained from a Hedge Fund, Asset Manager, or Priva...

We have a fantastic opportunity for a Management Accountant to join established Theatre group on a permanent basis, with 1 day in their Woking office and 2 days in central London. Holiday and sickness cover for other members of team (Production Management accountants and Accounts Assistant Produc...

Data & AI Compliance use cases across Group Privacy. Informa’s Responsible AI compliance efforts and contribute to the creation of the AI Policy Framework for the Informa Group. The role will involve working closely with the Group Data Governance forum, the Privacy Team, and the Responsible AI Ma...

We are currently seeking a Senior Healthcare Compliance Officer to join our dynamic team. We are dedicated to ensuring compliance with national and international regulations, professional standards, and internal policies to uphold the integrity of our services. Our team is passionate about making...

Asset Management firm based in Liverpool Street, City of London, who are looking to hire a Graduate Management Accountant. The key responsibilities for the Graduate Management Accountant for the Asset Manager based in the City of London will be:. To be considered for the role of Graduate Manageme...

Our client, a successful Investment Management firm, are looking for an experienced Compliance Officer to join the team to lead, oversee and manage the day to day compliance and operational aspects of their investment management business unit and platform offering, ensuring issues and risks of a ...

Draft high-quality responses for Stage 2 complaints and work with respective directors to meet statutory timelines. Lead on investigating and responding to complex cases, including Stage 2 complaints, high profile ME’s and ombudsman cases. ...

Junior Insolvency Investigator. ...

Position: Capital Markets Reporting Accountant - UK Remote (6-month Contract). ...

The Technical Compliance Manager will be responsible for ensuring we are contractual complicit across our hard services facilities operation. Managing building compliance with the aim achieving 100% Compliance. They will coordinate and advise on Internal and External reporting, Audits, Operating ...

The Compliance Monitoring & Oversight Officer Lead will play a crucial role in our Compliance department, ensuring that B4B Payments operates within all regulatory frameworks applicable to electronic money and payment services companies. Compliance Monitoring & Oversight Officer (Lead). The succe...

The LMP Group is made up of 3 separate companies but with a collective mission to inspire ambition.LMP provides opportunities and supports social change across the UK.The focus is on education and social impact; working together to bring about positive and sustainable development.The companies in...

Red Snapper Recruitment are working with the Metropolitan Police Service to source candidates with recent policing experience and a public protection background who would be interested in 2 year fixed term contracts.To support BCU detectives investigating offences within the Public Protection por...

We are seeking a seasoned Chief Risk and Compliance Officer to join our executive team. As we grow and expand our reach, we're committed to maintaining the highest standards of risk management and regulatory compliance. This critical role will be responsible for leading our global risk management...

Due to recent growth and evolving compliance needs, a reputable law firm with operations in London and the northeast, are seeking to recruit a Compliance Manager/ Counsel. They are looking for a talented individual to oversee their internal compliance environment, including strategy and policy de...

Responsible for updating compliance records, plans, the FCA register and maintaining compliance records. * Ensuring staff are informed of any new relevant regulations and updating staff in monthly ...

We are a small FCA regulated Investment Firm currently seeking a professional and motivated individual to take the role of Company Accountant. The ideal candidate will be self-sufficient and have ...

Comply with FCA and audit requirements. * Honesty, integrity, reputation, competence/capability & financial soundness as required under the Financial Conduct Authority (FCA). * Be positive ...

Ensuring policies and FCA requirements are adhered to, such as E&O management, Business Continuity Plans, File Reviews, * Understanding, oversee and support the client teams with credit control

Carry out all processing in accordance with internal policies and procedures and FCA regulatory requirements * Maintain comprehensive client records at all times and liaise with our Insurer partners ...