Fca jobs in Woking

Experience as Manager grade Project Manager in an FCA regulated firm, leading hybrid IT / Infrastructure and Operational projects with durations in excess of nine months. Projects to have been ...

Key Accountabilities: ● Work with the Head of Compliance to implement FCA regulatory requirements into the firm's global compliance program ● Manage day-to-day operations of the compliance ...

You will oversee the FCA's external supplier spend within the category of expertise, driving breakthrough results for FCA through effective development and delivery of sourcing and contracting ...

They will be heavily involved in the delivery of the MLRO report, the financial crime risk assessment, FCA reporting relating to AML/CTF and other related processes. * SMCR -The candidate will ...

Preparing monthly FCA monitoring data and quarterly regulatory financial returns in conjunction with Compliance. * Being part of the Firm's ICARA team: Providing financial data for the Firm's ICARA ...

To work closely with the FCA, FOS, Lloyd's of London, and other useful organisations such as MGAA and BIBA. Key skills and experience required. * The candidate should have circa 5 years' work ...

IMPORTANT FOR YOU TO BE CONSIDERED FOR THE FULL HEAD OF COMPLIANCE:- 1) YOU MUST BE STRONG SKILLED WISE ON THE FCA TO GET THE BUSINESS ACREDDITED AS AN "API" WHICH IS (AN AUTHORISED PAYMENT ...

Able to read and interpret the FCA handbook. * Able to draft Compliance Oversight reports and other management reports to support the Compliance Oversight Officer * Have 5 years' experience in ...

The successful candidate will ensure that our products and services adhere to FCA regulations and are safeguarded against financial crime and risk. This includes reducing the likelihood of financial ...

Managing IBA's relationship with the FCA and ensuring that IBA meets its regulatory obligations. * Ensuring that IBA is well placed for compliance with new regulation and that appropriate new or ...

Assessment of the necessity for FCA authorization * Providing structural advice, encompassing guidance on collective investment schemes, joint venture arrangements, and alternative investment funds

An understanding of FCA regulations and guidelines relating to financial services clients * Willingness to continue to develop knowledge of products and related issues through formal and informal ...

Act as the MLRO and hold the FCA SMF17. * Implement robust AML measures to prevent and detect money laundering activities, safeguarding the integrity of the organisation. * Ensure that the company ...

This is a great opportunity for an aspiring lawyer with a broad commercial practice from an FCA-regulated background, whether that is strictly financial services, insurance, or any other FCA ...

Comfortable with the FCA Handbook and with FCA rules. * Excellent analytical skills. * Commitment to learning and continuing professional development. * Should be comfortable with communicating with ...

Oversee firm's compliance with FCA's rules on systems and controls against money laundering What you bring: The ideal candidate for this Compliance Officer and MLRO role will bring a wealth of ...

English fluent, Be familiar with the requirements from regulatories (FCA, PRA, BOE, etc.) regarding AML/CFT, conduct risk, complaint, fraud, CASS, customer duty, etc.; Familiar with banking products ...

... and FCA Principles of Business * the product and technical teams to ensure the Company Platform is compliant with applicable regulations and industry guidance * advice and legal support to ensure ...

An FCA Regulated Currency Market Expert are on the lookout for an experienced and dedicated FX Dealer ready to take ownership for maintaining and growing personal revenue. As their FX Dealer you will ...

Finance Manager (Qualified Accountants required - ACCA/CIMA/ACA) FCA Regulated Digital Assets business Up to £80K / Hybrid working London Fidarsi are currently working with a rapidly expanding ...

Ensure electronic client files are organised and updated, and easily accessible Compliance with FCA and company procedures * Assist the team in complying with FCA and internal compliance procedures ...

Account Executive Must have previous experinece ideally in Motor Finance and or an FCA regulated environment. Ideally collections. Term: Permanent Working hours: Monday to Friday 9-5:30pm Team

Possesses a strong understanding of FCA rules & regulations; * Part OR fully qualified in CII Diploma in Regulated Financial Planning; * Ideally has either H15, JO7 or AF6; * Possesses excellent ...

A broad understanding of FCA regulations in relation to Consumer activity.