Financial compliance jobs in Gloucester - Page 2Create job alerts

What will I be doing?Overseeing the end-to-end Financial Promotions approval pipeline, ensuring all materials align with FCA, ASA and internal Group Marketing standardsProviding clear, pragmatic guidance on consumer financial promotions, social media campaigns and wider marketing collateralPartnerin

This is an excellent opportunity to join a supportive growing company who pride themselves on offering a first-class service to their clients and their staff too! Our client is a highly respected, privately owned financial advisory firm who provide market-leading wealth solutions. They currently hav

Are you passionate about ensuring that businesses meet regulatory standards while delivering exceptional customer outcomes? We're looking for a dedicated Sales Compliance Consultant to play a key role in delivering our Sales Compliance strategy. The ability to influence and negotiate with senior dis

Experience in Financial Crime Compliance domains such as AML and ATF. Understanding of best practices related to compliance frameworks and risk. Familiarity with compliance risk management practices across international contexts.

A leading pensions insurance specialist in Greater London seeks a Compliance Officer to monitor financial crime effectively, support investigations, and ensure adherence to regulatory requirements. Candidates must have expertise in engaging with internal stakeholders within a financial services cont

Financial Services Tax & Law - US Global Compliance & Reporting - SALT ManagerTax. The team is looking for managers, specifically with US state and local income tax experience in the financial services industry, to help grow the team this year. The role will primarily involve overseeing private equi

Demonstrable compliance experience within an Independent Financial Adviser (IFA) or financial advice environment. A senior compliance role responsible for leading and overseeing regulatory compliance activities within a national financial advice business. The position supports the development, deliv

Additionally, the Compliance Manager acts as the Money Laundering Compliance Officer and Money Laundering Reporting Officer for specific licences, reinforcing compliance with local regulations and policies. The role also includes supporting the Territory Head of Compliance in maintaining the complia

The role offers comprehensive on-the-job training and mentorship from experienced professionals, crafting future experts in portfolio management and compliance.

A leading UK financial services recruitment firm is seeking a Financial Crime Manager in London. The role involves overseeing financial crime risk across a diverse business and supporting compliance development. Key responsibilities include KYC monitoring, advising on fraud investigations, and ensur

This pivotal role involves acting as the main point of escalation for financial crime matters, advising on sanctions, and ensuring compliance with regulations. A global law firm is seeking a Senior Financial Crime Analyst to join their Risk Management team in Greater London. Candidates should have a

The successful candidate will support the Compliance Manager, manage financial crime functions, and ensure compliance with various regulations. A prestigious US law firm seeks to hire a Compliance Lawyer for their London office. The role focuses on financial crime, offering a salary up to £150,000

You’ve worked in a second-line compliance role within insurance or financial services and been involved in approving Financial Promotions. Compliance Manager – Financial Promotions | 6-Month FTC. Love pets? Love compliance? At Animal Friends Insurance, we’re proof that you can be serious about

The role involves leading projects to improve financial processes and delivering external financial reports, including annual statements. A prominent IT consultancy and recruitment agency is seeking a Financial Reporting Manager in London.

A global compliance solutions provider in London is seeking an enthusiastic Account Executive for the Financial Markets Compliance team. The company offers a dynamic work environment with opportunities for growth and internal mobility, aiming to drive compliance solutions for financial services clie

The candidate must have significant experience in financial services, particularly in assessing customer outcomes.

A global technology provider in Greater London is seeking a Financial Controller to oversee financial reporting and compliance across multiple EMEA entities. In this leadership role, you will manage financial close cycles, ensure statutory compliance, and develop a high-performing team. Candidates m

A leading insurance company in Birmingham seeks a Financial Crime Officer to aid in maintaining oversight of financial crime matters. The role involves providing advisory support and ensuring compliance with financial crime regulations. This role offers a unique opportunity to improve financial crim

The ideal candidate is a qualified solicitor with significant financial crime experience who can influence partners and lead compliance initiatives. A prestigious international law firm in London is seeking a Financial Crime Lawyer to join their General Counsel team. This role involves providing exp

A financial technology company is seeking a Delivery Manager in Greater London to oversee delivery of regulatory reporting solutions.

A financial services firm is seeking an experienced T&C Supervisor to oversee its T&C framework. Ideal candidates will have proven experience in the financial services T&C function and a strong understanding of FCA regulations.

They are looking to hire a Senior Associate within Compliance and Financial Crime. Experience in AML compliance, preferably in a regulated financial institution. Provide advice to the business and operational teams on AML/CTF compliance issues.

The position involves supporting various entities within the organization, engaging in regulatory analysis, and contributing to the negotiation of contracts and compliance projects. A leading financial services company in Greater London is seeking a qualified lawyer to join their Legal Department.

The timely review of all alerts ensuring a clear and concise rationale included to support the decision to either close the case or to escalation to Compliance. The proactive mitigation of any identified red flags by use of trade and financial sanctions screening, open source searches, adverse media

This role includes preparing financial statements, coordinating with tax teams, and ensuring compliance with financial regulations. A leading global investment management firm in Greater London seeks a Legal Entity Controller to manage financial reporting and ensure accuracy within various legal ent

Within our Financial Services Risk practice, the Banking Non-Financial Risk & Compliance team works with our banking and capital markets clients on their most pressing risk and regulatory programmes. We work across Front Office, Risk, Compliance, Finance and Sustainability functions. Design and impl

A compliance consultancy firm is seeking a Senior Consultant in London to support clients in the insurance and financial services sectors.

Ability to manage large scale fund compliance projects involving 5,000+ hours, multiple funds/deliverables, and cross-border teams of 10+ individuals. Background in financial services, ideally working with private equity funds in a US tax capacity.

A large non-for-profit organisation is seeking a Legal Compliance Manager to enhance their compliance practices and support key compliance risks. Applicants should have over 2 years of experience in compliance management and a strong background in financial crime.

Head of Financial Control & Compliance. The Head of FCC leads the financial statutory reporting, internal controls, and compliance function, overseeing critical third-party relationships including auditors, tax advisors, lenders, and shareholder finance stakeholders. We have an exciting opportunity

Update Financial Crime compliance desktop procedures and record maintenance. Previous experience in 2nd Line Advisory within Financial Crime Compliance from corporate or private banking background. Play a key role in the execution of the bank’s financial crime programme including provision of fina

This role requires a strong advisory background in non-financial risk and governance, coupled with consulting experience with Financial Services clients. A leading global consultancy in London is seeking Managers and Senior Managers for their Risk and Compliance practice.

A leading international payments company in Greater London seeks a financial reporting professional to manage monthly and regulatory reporting.

Providing monthly report information on Compliance findings to enable Compliance Reporting. Relevant Compliance Monitoring background, gained in either an IFA, Financial Planning, Wealth Management or Investment Management environment. Undertaking second line of defence compliance monitoring for rev

A leading charitable organization in St Helier is seeking a skilled Financial Accountant to maintain accurate financial records and support audits. Responsibilities include preparing reports, reconciliations, and ensuring compliance with accounting standards and charity regulations.

A leading professional services firm is seeking a Director for their Wholesale Banking - Non-Financial Risk & Compliance sector.

A financial services organization in Jersey is seeking a Compliance Manager to lead Financial Security initiatives and ensure compliance with local regulations. This full-time position involves implementing policies, monitoring compliance performance, and maintaining relationships with regulatory au

Financial Crime Compliance Analyst / Assistant Manager. You’ll play a key role in supporting the Bank’s Financial Crime Compliance Risk Management Framework, providing expert guidance across AML, CTF, sanctions, fraud, and anti-bribery & corruption matters. FinancialCrime #AML #Compliance #Sanct

About the role: Within our Financial Services Risk practice, the Banking Non-Financial Risk & Compliance team works with banking and capital markets clients on risk and regulatory programmes. Non-Financial Risk & Compliance Manager / Senior Manager. Our client is looking for a Non-Financial Risk & C

Ready to apply your financial crime risk management expertise to shape the future of global financial services?. FCA), consultants, or industry experience in compliance, monitoring, advisory, or investigations within financial services. Background from the FCA, another regulator, or a financial serv

Develop and execute go‑to‑market strategies for new non‑financial and compliance risk management solutions. Breadth across and depth in specific areas of non‑financial risk, compliance and control – prior experience and expertise could include MIFID II, FX Consent Orders, Brexit, DMR, Libo

A leading compliance advisory firm in Greater London is seeking a professional for compliance monitoring and regulatory reporting. The ideal candidate will have a strong understanding of securities and compliance tasks with the ability to handle audits related to FATCA and CRS. Responsibilities incl

SF Recruitment are delighted to be working with a Financial & Legal services business in Derby in their search for a Financial Compliance Manager. As the Financial Compliance Manager you will be responsible for ensuring full compliance with the Solicitors Regulation Authority (SRA) Accounts Rules, o

Ideal candidates will have experience in technical support or compliance within financial planning, strong knowledge of relevant regulations, and excellent communication skills. A financial services firm in the UK seeks a Technical Support Team Leader to enhance client experiences through leadership

You've worked in a second-line compliance role within insurance or financial services and been involved in approving Financial Promotions. Ready to make a difference? If you're a compliance pro who thrives in a fast-moving, positive environment, we'd love to hear from you!. Love pets? Love complianc

The Financial Promotions Compliance Manager will provide support to the Client Group team by ensuring that financial promotions, regulatory customer communications, fund literature, customer journeys and other marketing collateral meet required regulatory standards. Job Title: Financial Promotions a