Financial compliance jobs in Bath

Curo, a leading Housing Association based in Bath, is seeking a confident individual to take on the role of Anti-Social Behaviour Manager, to join our Tenancy Compliance team. This role is on a permanent part-time basis working 18.5 hours a week as part of a job share. We are happy to talk about ...

Implement reporting systems and enhance financial compliance * Maintain and improve financial tools and support R&D tax claims * Provide insurance information and assist with trust governance

Our client is a successful financial planning business who are looking for a remote based Compliance Officer to join the team. This role will play an important role in ensuring compliance with ...

... Compliance in supporting the development of advice quality. Accountabilities * Provide quality ... Support Financial Planners improving the quality of advice and providing assurance to the firm we ...

Experience in financial services in a 2nd line back-office compliance role. * Relevant business qualification e.g. Certified Regulatory Compliance Manager). * Working knowledge of the FCA Handbook

Compliance Co-Ordinator Permanent £25,000 - £27,000 Chippenham Our client is one of the largest ... As a global business, they offer a fully outsourced, end-to-end finance lease, vehicle management ...

Provide 2nd line oversight and assurance over 1st line financial crime and compliance related activity * Take a proactive and pragmatic delivery of Financial Crime and Compliance advice and guidance

... compliance as past of a well-regarded and fast-growing organisation. About You: You will have ... Financial Accountant to join their team on a permanent basis.

Conduct regular reviews and assessments of financial advice processes and client interactions to ensure compliance with regulatory requirements (Consumer Duty specifically) and internal policies

This role will oversee the organisations financial operations and will be responsible for financial reporting, budgeting, forecasting and compliance activities.Key Responsibilities: * Financial ...

Financial management All aspects of financial oversight including management accounts, budgeting, cash flow forecasting and financial compliance. * Human resources Including overall responsibility ...

Strong understanding of financial accounting, tax, and regulatory compliance. * Excellent communication and interpersonal skills. Hours of work will be Monday to Friday 9am - 5pm (35 hours per week ...

Financial Crime Analyst Investment Management Location: Bath (Hybrid, 2 days in the office, 3 days ... its Compliance department with a number of new hires. Exciting times lie ahead as the business ...

... Financial Reporting requirements ... Working knowledge of firm services, issues regarding advice, and regulation and compliance ...

Reviewing financial statements, provide feedback on local statutory adjustments, provide technical support and contribute to the continued development of more junior team members and colleagues

Robust experience in financial services in a 2nd line back-office compliance role. * Relevant business qualification e.g. Certified Regulatory Compliance Manager). * Working knowledge of and ...

Working in collaboration with Financial Planners, Paraplanners and other colleagues, you will ... compliant manner. Key Responsibilities * Prepare application forms and paperwork for clients to ...

This role is an ideal move if you are keen to secure a role in the financial services industry and ... Duties Include - Supporting business compliance with FCA rules related to the Client Asset ...

... compliance required documentation; research; illustrations, 'new business' suitability letters and supporting documentationEnsure that files are complete with all required client identification ...

Ensuring compliance with financial regulations and company policies. * Assisting with budget preparation and financial planning processes. * Collaborating with the accounting team to ensure smooth ...

Responsibilities • Provide financial reports and interpret financial information to managerial ... compliance throughout human resource management • Nurture a positive working environment • ...

We are looking for a compliance manager to join our growing team based in Avonmouth. The team ... What you'll receive We offer a wealth of both financial and non-financial benefits, including: * 25 ...

... financial operations of Retrofit West. The Finance Manager will be responsible for ensuring compliance with accounting standards, company law, and charity regulations while providing crucial ...

Manage payroll, contracts, benefits, pensions, and immigration compliance * Ensure efficient ... Strong financial/accounting skills * Proficiency in MS365, SAGE, and Oracle * Excellent verbal and ...