Head of compliance jobs in BirkenheadCreate job alerts

Head of Compliance - Legal Practice. This exceptional forward-thinking firm is recruiting for an experienced Head of Compliance to ensure their legal practice adheres to all regulatory and legal requirements. The ideal candidate will have a strong background in compliance and be experienced in a ...

Head of Compliance Monitoring. A leading asset management business is looking for a Head of Compliance monitoring to join up on a contractor basis. We are looking for a senior contractor with a number of years of experience with compliance monitoring. The business is going through a significant p...

The Compliance is made up of a small and hard-working teams of Compliance professionals. Head of Compliance – Wealth Management (Oxfordshire). The focus is primarily on FCA compliance but also encompasses compliance with Data Protection Act and Proceeds of Crime Act, as well as others. To assist ...

Are you a seasoned Legal Risk & Compliance professional with a passion for AML, regulatory compliance, and conflict management?. This high-impact role covers all aspects of AML, sanctions, and regulatory compliance while driving innovation and best practices across the firm. To be considered for ...

Head of Compliance & MLRO (SMF16 & 17). You’ll provide day-to-day Compliance advice to the Board and oversee the management and ongoing development of the Compliance Monitoring plan. In your capacity as MLRO you’ll review the adequacy of EDD, CDD, KYC and KYB other related processes as well as th...

The desired candidate should be a tech-savvy lawyer with ideally 5+ years of PQE, strong regulatory insight and a practical, commercially-minded approach. This is a brand new role, meaning the responsibilities have the potential to develop over time, however, some of the responsibilities/projects...

To apply for this Trade Compliance Manager / Senior Trade Compliance Manager / Lead Trade Compliance Manager / Export Compliance Manager / Senior Export Compliance Manager / Lead Export Compliance Manager / Export Control Manager / Senior Export Control Manager / Lead Export Control Manager / Hea...

This is an excellent opportunity in Newcastle upon Tyne to support a full-service law firm and ensure compliance as a compliance officer. You will work with the Head of Compliance, partners, and lawyers across the firm to obtain the necessary documentation to onboard clients, answer compliance qu...

Title: Head of Commercial Property. In addition, they provide a contributory pension scheme, 25 days of annual leave (increasing with length of service), plus Bank Holidays. They are seeking an experienced Commercial Property Solicitor to head the department and drive its continued growth. This r...

You will work across client due diligence, conducting AML and KYC checks, working closely with the Head of Risk and Compliance on all compliance functions across the firm. One of our long standing partners, a brilliant full service Legal 500 law firm is currently looking to add to their risk and ...

To verify that the regulatory requirements for on-boarding a new Retailer / Broker are met as per the information received in the on-boarding pack and completion of the on-boarding compliance checklist; where any compliance issues arise, the Regional Compliance Manager will follow them up with th...

To provide leadership and expertise in leading the compliance agenda for the Council. Ensuring the safety of colleagues, contractors, and residents for compliance with health & safety legislation and landlord & tenant law relating to asset management. Acting as lead representative in matters of s...

Providing specialist core prudential regulatory advice such as interest rate risk in the banking book, market risk, liquidity risk, capital risk and model risk management. Experience of providing specialist core prudential regulatory advice such as interest rate risk in the banking book, market r...

As a Group Finance Risk Manager, you will ensure the integrity and efficiency of our financial operations, by designing and delivering a programme focused on identifying and preventing internal payment risk, with an emphasis on process improvement through adherence to policies and procedures. Tec...

Conduct risk assessments, maintain the risk register, report on risk, and work with various internal teams to mitigate risks across the organization. Governance, Risk, and Compliance (GRC) Manager - UK, remote. Governance, Risk, and Compliance (GRC) Manager. Ability to think strategically about r...

As part of their strategic growth plans to treble the size of the business, they now seek a highly experienced Head of Operations / Operations Manager who has worked the Bespoke Manufacturing / Engineering sector. The successful candidate will need to have current experience in an Operations Mana...

Recognised as a subject matter expert in your area, you will be expected to support the wider team with prudential compliance knowledge as well as 1st line teams to ensure the implementation and compliance with prudential requirements. This is a great opportunity for a Risk Manager to join the se...

Coordinating the operational resilience framework across all seven capabilities: third-party risk management, business continuity planning, business incident management, service resilience, operational risk, IT disaster recovery, and cybersecurity. Operational Resilience & Third Party Risk Oversi...

Compliance & Controls Manager ***. ROLE // Compliance & Controls Manager – from Audit. Lead and drive compliance programs and activities across the BBU, by proactively working with each market to establish a robust compliance and controls framework, identify the key controls and to monitor these ...

Senior Credit Risk Manager, MI & Analytics. A specialist challenger bank are looking for a Senior Credit Risk Manager to join a brand new role… and what a company to join!. You wont be directly managing a team in this position (yet) due to it being a brand new role in the business however you wil...

Ark Workplace Risk is a thought leader in risk compliance and safety in the built environment. Marketing and Communications Manager. Ark has built its reputation since 1994 as fast growing, mid-sized, multi-disciplinary consulting and software company and is the market leading provider of operati...

We are seeking a dynamic and experienced Head of Marketing Operations to lead and drive our marketing efforts in alignment with our strategic business goals. We are seeking a dynamic and experienced Head of Marketing Operations to lead and drive our marketing efforts in alignment with our strateg...

We are looking for a Compliance Director to join the team and take charge of managing all compliance, including sanctions and financial crime, FCA regulatory compliance, product governance, and GDPR and data protection. You will be responsible for setting up control frameworks and leading a team ...

Blue Legal have partnered with a global law firm to resource a Head of Marketing & Business Development (M&BD), based in London. Blue Legal offers the services of an employment agency for permanent work and an employment business for temporary work. Lead the drafting and management of proposals, ...