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Head of Risk & Compliance EMEA. You will lead a team of standalone professionals across both Risk and Compliance teams for EMEA, covering:. Promoting and building a culture of risk awareness within the Group.

Responsibilities:Take a leading role in coordinating the review of marketing communications across all channels and product types for global distribution, working with US and regional Compliance Officers where necessaryManage, motivate and

You will report directly into the Chief Compliance and Risk Officer (CCRO) for the Equals Group and will be responsible for the Regulatory Compliance function to ensure a robust application of regulatory rules and compliance controls, operating under the 2nd line of defence, as part of Global Ris...

The Role The Head of Compliance and Data Protection Officer will be responsible for leading the FCA’s Compliance and Data Privacy Department, and reports to the Director of Risk, Compliance and Data Privacy. Head of Compliance and Data Protection Officer <

The Deputy Compliance role reports to SIEL's Chief Compliance Officer (CCO or SMF16) and plays a key role in supporting the day-to-day management of the SIEL Compliance Team, as well as overseeing critical responsibilities delegated by the CCO. SIEL's Compliance Department is part of the broader ...

The opportunityAre you a highly skilled and experienced professional looking to lead our Information Security Governance, Risk, and Compliance in one of the UKs largest charities?About the roleOur vi

Demonstrate leadership and management of the Project itself, the staff dedicated to this functional area, and champion the topic of Statutory Compliance across LBS at every organisational level. Develop a well-organised and accessible library of current and historical documents that can be used a...

Responsibilities:Take a leading role in coordinating the review of marketing communications across all channels and product types for global distribution, working with US and regional Compliance Officers where necessaryManage, motivate and

Work closely with the US Compliance team on pre-approval of materials intended for a Rest of World ("RoW") and US audience and generally to agree systems and controls between the US and RoW Compliance team. This role sits in the Distribution Compliance team and is responsible for leading complian...

Manage actions and share due diligence with the businessMaintain/update the compliance related SharePoint resources, accessed by the UK operational teamsDevelop operational based training and e-learning modules and TBTs suitable for ISS IFS teams and custome

In collaboration with other global and regional Senior Compliance Officers and global Corporate Compliance functional heads, manage and oversee the execution of the compliance oversight programmes of all business units and legal entities within the UK, Ireland and MEA region. The competence of th...

Head of Compliance & MLRO Role - EXPERIENCE FROM A CFD BROKER IS A MUST HAVE. This dual-role position encompasses leadership of the company’s Compliance function and responsibility as the Money Laundering Reporting Officer (MLRO). The individual will oversee adherence to regulatory requirements, ...

Experience of managing a large scale programme of activity with professional project management techniques. Head of Statutory Compliance (FM). Southwark Council are currently recruiting a Interim Head of Statutory Compliance.

Set, maintain and report and master and key risk scorecard of compliance KPIs, covering all key aspects of regulatory compliance for Ofcom, ICO, FCA (where applicable) and other agreed associated customer impacting compliance. The Head of Quality, Risk & Compliance is responsible for maintaining ...

The Deputy Head of Central Compliance role supports the Head of Central Compliance with both the day-to-day operation as well as the continuous enhancement of the Central Compliance function. Central Compliance are responsible for the development and implementation of compliance policies, trainin...

We are helping a leading media company to hire a Head of Regulatory Compliance. This involves close collaboration with various internal departments, from client-facing teams to legal counsel, to gather essential information, generate comprehensive reports, and spearhead the implementation of new ...

Lead a team of SOX compliance professionals (in the UK and US), providing coaching, mentoring, and performance management to ensure effective execution of compliance initiatives. The Head of SOX Compliance oversees and manages all aspects of our Sarbanes-Oxley (SOX) compliance at Marex. Familiari...

As the Head of Compliance, you will be responsible for developing, implementing, and maintaining Lunu Pay’s compliance framework, ensuring adherence to all applicable regulations, industry standards, and internal policies. If you are a strategic thinker with a passion for compliance in the crypto...

Interim Head of Statutory Compliance (FM). Define specific compliance obligations for each property and integrate existing practices into a cohesive compliance assurance service. To ensure that LBS meets its statutory compliance obligations within a defined estate of properties.

The Head of Compliance will be responsible for overseeing and managing all aspects of regulatory compliance and identifying and developing opportunities afforded by regulatory change. The Head of Compliance will work closely with senior management to promote a culture of ethical behaviour and int...

Amazon is seeking an experienced leader to serve as Head of Governance, Risk and Assurance (GRA) for the Risk and Compliance Solutions (RCS) team. Protecting your privacy and the security of your data is a longstanding top priority for Amazon. Amazon is an equal opportunity employer and does not ...

Lead and oversee all aspects of compliance for the UK business, ensuring adherence to applicable laws, regulations, and industry standards, including FCA regulations and other relevant financial services laws. At least 10 years+ of compliance experience. Develop, implement, and continuously revie...

The responsibilities of a Co-Head of Compliance and MLRO will include:. Manage the Compliance team actively to support the development of a positive Compliance culture. They are seeking a Co-Head of Compliance and MLRO to work with them on a permanent basis.

Head of Portfolio Compliance Monitoring. Ideally 7-10+ years experience within Portfolio Compliance Monitoring. Able to lead a newly formed function, facing off to senior stakeholders whilst managing a team member.

Reporting to the Head of Compliance and supervising a team, duties include:. Through application, all candidates signify their acceptance of the above information and confirm that the information they provide is true and accurate to the best of their knowledge. You should have previous experience...

My client is a leading insurance firm and they are looking to bring in a Head of Compliance. You will be responsible for managing the Compliance function and leading on a wide variety of compliance projects, regulatory matters and strategic initiatives. Attend business unit, committee and subsidi...

Demonstrate leadership and management of the Project itself, the staff dedicated to this functional area, and champion the topic of Statutory Compliance. Experience of managing a large scale programme of activity with professional project management techniques. Develop a risk-based categorisation...

As a strategic partner, the Head of Compliance Europe guides senior leadership and influences key decisions, requiring a visionary approach to developing and implementing a compliance strategy aligned with European and global objectives. The Head of Compliance Europe holds a pivotal leadership ro...

The UK Head of Regulatory Compliance & MLRO will be a strategic and hands-on leader responsible for ensuring iwoca’s compliance with all applicable regulatory requirements, fostering a strong culture of compliance, and serving as a trusted advisor to senior stakeholders. We prioritise a culture o...

Compliance Counsel / Head of Compliance. A well-established adtech/media business with a global footprint are recruiting for a Compliance Counsel to help with the establishment of their global compliance framework. Qualified lawyer, with a demonstrable focus on Compliance matters.

We are seeking a highly skilled and experienced Head of Compliance Policy & Oversight to join our dynamic team. Strong knowledge of global regulatory frameworks and compliance best practices. Maintain thorough and accurate documentation of compliance policies, procedures, and oversight activities...

The Head of Compliance will work to continue the build-out the compliance framework of the company, assessing the company’s compliance risks, making recommendations to manage those risks, and ensuring implementation of required compliance activities to mitigate compliance risk and support our str...

The responsibilities of a Co-Head of Compliance and MLRO will include:. They are seeking a Co-Head of Compliance and MLRO to work with them on a permanent basis. The successful Deputy Head of Compliance and MLRO will have:.

I am exclusively working with a growing Lloyd's syndicate in their search for a Head of Compliance - is this a newly created role, where you will be building out the compliance function. You will have 1 direct report and this will be a hands on Compliance role where you will be involved in the da...

We are looking for an experienced Head of Commercial Compliance to lead and oversee the first line of defence across Sales, Relationship Management, Marketing, Strategic Partnerships, and other commercial functions. Willingness to attend industry conferences, webinars, and training sessions to st...

Develop risk and compliance policies as the business grows, working closely with senior stakeholders and clients. Experience working in risk and compliance management within the lending space. Strong understanding of FCA guidelines and SML regulations.

The successful candidate will report directly to PIMCO’s Global Head of Compliance and will be a key member of the Compliance Leadership Team, collaborating closely with broader legal and compliance leadership and functional and business teams across the firm. Lead, mentor, and develop a high-per...

The role will report to the Head of International Compliance or its then equivalent and will collaborate with compliance professionals in other regions as well as with other cross-functional stakeholders to advise company leadership on compliance risk management. Our client is seeking a Head of C...

The Deputy Compliance role reports to SIEL's Chief Compliance Officer (CCO or SMF16) and plays a key role in supporting the day-to-day management of the SIEL Compliance Team, as well as overseeing critical responsibilities delegated by the CCO. SIEL's Compliance Department is part of the broader ...

HEAD OF COMPLIANCE & RISK (1 YR CONTRACT) – MUST HAVE HELD SMF 4 & 16 FOR A BANK. We are recruiting for a leading Compliance consultancy looking to hire an experienced Compliance & Risk Director to be seconded to their Banking Client for a one year contract. Through application, all candidates si...

Full understanding of the FCA Handbook. Have a good understanding of relevant legislation, the PRA and FCA Handbooks. Ensure that the Compliance RCSAs are complete and up to date.

As Head of Governance, Compliance & Risk, you will be responsible for ensuring the charity's adherence to regulations and managing all aspects of organisational risk. Key Responsibilities of the Head of Governance, Compliance & Risk:. If you are an experienced and ambitious professional seeking a...

Our Client, the UK start-up of a successful US Fintech, is looking to hire a Head of Compliance & MLRO who will be the UK SMF16 and SMF17 for their newly Authorised UK business, providing expertise in compliance and risk management with a particular focus on the regulatory requirements for fair a...

Maintain a record of significant non-compliance with policies and procedures, and lead on any investigations into instances of non-compliance, as appropriate. Act as deputy to the Director of Fellowship, Strategy and Governance in respect of his governance responsibilities, including on the full ...

Head of Risk & Compliance EMEA. You will lead a team of standalone professionals across both Risk and Compliance teams for EMEA, covering:. Strong verbal and written communication skills are necessary, with an engaging ability to deliver compliance and risk-related information.

This is a fantastic opportunity for a Senior Compliance Manager to take the next step and transition into the role of Deputy Head of Compliance. Deputising for the Head of Compliance & MLRO as delegated, including acting as the liaison with regulators, exchanges, and senior managers within the fi...

Work closely with the Global Head of Compliance Assurance in keeping the market conduct risks and controls up to date as part of the overall Compliance Risk Management framework and in reviewing assurance reviews and identifying opportunities for control strengthening and efficiency. Global Head ...

The ideal candidate would have:· A knowledgable technical understanding of Statutory Compliance; preferably with a qualified engineering background and CIBSE membership· Experience of managing staff, consultants, and contractors, delivering compliance assessments and remedial works· Experience of...