Head of compliance jobs in IsleworthCreate job alerts

MERJE is currently working exclusively with a well known financial planning and wealth management business in their search for a new Head of Compliance & Risk. Keep up to date with developments that may affect the compliance and risk of the group. Comply at all times with the Conduct Rules, and e...

Oversee and contribute to the development and delivery of the BES training and communications programme to help ensure all employees are aware of and understand their privacy, quality, compliance and information security responsibilities. Working with Ipsos UK’s Compliance Department, the UK Lega...

One of the most crucial aspects of this position will be the ability to build exceptionally strong stakeholder relationships, therefore communication and influencing skills will be strengths of the successful individual. Partnering exclusively with a long-standing, global manufacturing business, ...

Our client is seeking a highly experienced Head of Compliance & Money Laundering Reporting Officer (MLRO) to join their team in the UK. Head of Compliance & MLRO (EMI Payments). Oversee operations of the UK Compliance team.

The Head of QHSE & Compliance will be dedicated to promoting, developing and establishing a positive and compliant safety culture within the Transport Division’s cleaning contracts, ensuring all parties meet, with the aim to exceed, the required Quality, Health, Safety and Compliance regulations....

The Head of Compliance will be tasked with scaling the firm's compliance program across the globe and building a best-in-class financial crime function. We are currently working on an exclusive search for a global payments firm that is looking for a Head of Compliance in London. Design and implem...

They are looking for a compliance leader with expertise in AML, regulatory compliance, and policy development across the UK and EU. Manage and build compliance policies, procedures, and controls to support the pursuit of key licenses (e. Proven success in managing compliance programs and obtainin...

Support the business teams with new market launches and supporting integration of the compliance and risk program in new territories and new market / Head Office launches. Provide training to the business on the areas of responsibility and compliance, as needed including presenting to new joiners...

Regulatory Compliance and Reporting: Stay updated on relevant regulatory developments, ensure adherence to applicable laws, and prepare accurate compliance reports for senior management and regulatory bodies. Stakeholder Collaboration: Serve as a trusted advisor to business units and senior manag...

Perform ongoing monitoring and oversight of outsourced compliance and risk functions, and periodically perform assessments of performance and suitability of internal and external outsourcing partners. IG Markets | Head of Compliance & Risk. Advise and support the commercial business and front-lin...

Ownership of the overarching Compliance Risk Framework to facilitate appropriate management of compliance risk and reporting to senior management. They are looking for a Global Head of Compliance, with demonstrated broking or prime broking experience. Advisory coverage of all business desks globa...

PRS for Music are seeking an experienced and talented Head of Risk & Operational Compliance to drive the identification and mitigation of risk across the organisation. To assist management in the visibility of the effectiveness of controls in mitigating risks across key risk categories and lines ...

MERJE is delighted to be partnering with an established and highly reputable global Hedge Fund in their search for a Deputy Head of Compliance for their London office. As an experienced Compliance Officer in a team of 4, you will play a crucial role in maintaining the company's regulatory standar...

MERJE is currently working exclusively with a well known financial planning and wealth management business in their search for a Interim Head of Compliance & Risk. Keep up to date with developments that may affect the compliance and risk of the group. Advise senior management in a timely manner o...

This investment platform puts the customer at the core of it’s business. We’re looking for someone to lead compliance. Experience in a regulatory compliance and financial crime.

Reporting to VP Legal, the Head of Compliance has overall responsibility for ensuring compliance with our Code of Conduct and Company Policies. Implement an effective compliance program across various compliance areas to ensure adherence to applicable legal and regulatory requirements and mitigat...

MERJE is currently working exclusively with a well known financial planning and wealth management business in their search for a Interim Head of Compliance & Risk. Keep up to date with developments that may affect the compliance and risk of the group. Advise senior management in a timely manner o...

As part of the POGC ensure appropriate compliance testing of new and existing products in accordance with the FCA rules in respect of Product Design - and make recommendations and oversee enhancements where necessary. Support the Chair (= Flock’s COO) of the Product Oversight and Governance Commi...

Positive attitude and willingness to wear lots of hats. Ability to serve as a professional liaison with local regulatory authorities. Oversee and support UK regulatory compliance program:.

Embedding the compliance risk program throughout the organisation including regional teams through building strong partnerships across the three lines of defence as well as improving visibility of roles and responsibilities between them. Group Head of Compliance Risk: This is an opportunity to jo...

The Group Head of Compliance will also act as Chief Compliance Officer in the UK, where we operate our FCA-regulated Authorised Payment Institution to process card and non-card payments. The Group Head of Compliance will oversee all compliance activities across our international entities, ensurin...

Ownership of the overarching Compliance Risk Framework to facilitate appropriate management of compliance risk and reporting to senior management. They are looking for a Global Head of Compliance, with demonstrated broking/prime broking experience. Advisory coverage of all business desks globally...

Serve as the designated Money Laundering Reporting Officer (MLRO) and Data Protection Officer (DPO). Produce and deliver clear and concise compliance manuals, policies, and training materials. Ensure all submissions, such as change-of-control applications, are compliant with relevant regulations ...

The Head of QHSE & Compliance will be dedicated to promoting, developing and establishing a positive and compliant safety culture within the Transport Division's cleaning contracts, ensuring all ...