Head of compliance jobs in IsleworthCreate job alerts

Employee Compliance's (EC) core function is to provide effective advice and tools to enable Deutsche Bank employees to observe the highest standards of individual behavior and conduct and to assess, monitor and report on Compliance risks posed by employees and contingent workers associated with, ...

Providing reports on a regular basis including the regulatory Annual MLRO Report, to keep the Head Office Compliance Committee of the Board and senior management informed of the operation and progress of compliance and crime prevention efforts;. The general responsibility of the Head of Complianc...

Your new role would be challenging permanent opening as Head of Compliance based in London, with hybrid working 2/3 days a week from home. Are you an experienced Head of Compliance from the Credit Card or Payments industry or another fast growing financial services business?. Would you like to ch...

The role holder is required to have close collaboration with the Regional Chief Compliance Officer, Chief Operating Officer, Chief Risk Officer and other Senior Management, Executive/Local Management Committee members, Local Compliance Officers, Money Laundering Reporting Officers, Chief Represen...

Head of Compliance & MLRO/Chief Compliance Officer. Providing reports on a regular basis, including the regulatory Annual MLRO Report, to keep the Head Office Compliance Committee of the Board and senior management informed of the operation and progress of compliance and crime prevention efforts;...

Excellent knowledge of the UK regulatory landscape, particularly FCA and broader consumer-focused regulation, as well as previous experience in senior compliance within financial services, ideally within retail banking / consumer credit. Strong coaching and mentoring skills, capable of building a...

Proven ability to instill a culture of compliance, promote sound corporate governance, and engage effectively with the Board of Directors. Compliance Oversight Officer (SMF16). Prepare reports for senior management and the Board of Directors, ensuring that relevant compliance and risk issues are ...

We’re looking for a Head of Regulatory Compliance to join the Compliance team at Revolut NewCo Ltd (our entity, which has applied for a UK Banking Licence). The team is made up of five pillars (regulatory compliance, financial crime, compliance monitoring, advisory, data protection, and regulator...

Experience of working in a senior level/Head of Compliance position within a derivatives brokerage. Responsible for the oversight of all compliance matters and ensuring full compliance with all relevant parties, FCA, ICE and CME regulations. Build out and implementation of a proportionate Complia...

Rutherford has been mandated on a senior compliance search for a large asset manager in London. The role will be tasked with leading the marketing compliance team across EMEA and APAC. Assist with regulatory developments and updating compliance policies.

A minimum of 7 years of compliance experience within the financial services industry, with a strong understanding of regulatory frameworks and obligations. Job Title: Head of Compliance (UK Remote). As we scale, we are looking for an experienced Head of Compliance to drive regulatory excellence a...

Effective delivery of this program requires collaboration with other Compliance Departments, Head Office and Regional HQs and engagement with all business and operational areas. Work closely with staff in other control functions, Head Office, the front office, First Line and senior management, to...

Our successful and well-established Capital Markets client is looking to hire a senior Compliance professional to lead their central compliance team, focusing on Monitoring, Surveillance, and Control Room functions. Degree-level education; professional compliance qualification preferred. Manage r...

Strong knowledge of regulatory frameworks and risk management. Legal or accounting background preferred, but not essential.

Reporting into the Head of Financial Crime Controls, this role will be responsible for overseeing the global team in fulfilling the Anti-Money Laundering (AML)/Bank Secrecy Act (BSA) and Office of Foreign Assets Control (OFAC) requirements through enhanced evaluation, identification, and research...

Oversight of the Client Trading Oversight Council; working in close partnership with Anti Financial Crime as well as Technology, Data and Innovation teams to drive execution within CB and IB; also, coordinating closely to the Front-2-Back Architecture Team within CB / IB to ensure strong alignmen...

You’ll be a highly experienced Compliance professional experienced at operating at this level, with a proven track record of managing and developing Compliance teams. Head of Compliance (Retail Investments). You’ll take responsibility for all aspects of Compliance activity, managing, overseeing

Partnering exclusively with a long-standing, global manufacturing business, we are now supporting a critical hire for a Head of Quality Compliance. This senior leadership position will take on a pivotal role in governance and compliance across all business units, both manufacturing and commercial...

Head of Compliance & MLRO London - £135,000 to £150,000 About the Company: I'm working with a cutting-edge, tech-driven FinTech company that is reshaping the financial services landscape through ...

Head of Compliance (SMF16 & 17) Boutique Investment Bank £140K-£160K London This role requires someone who has previously held the SMF16, and also has Structured Products experience The role

Head of Compliance Investment Banking Circa £130k - £150k PLUS Bonus London Key Responsibilities: * Foster open and transparent communication with regulatory authorities, notably the FCA, and law ...

Experience of working in a senior level/Head of Compliance position within a derivatives brokerage. * Knowledge of commodities * Having held the SMF16/17 functions before would be seen as beneficial

... Tax Compliance - Manage global tax obligations of the group - you will oversee, CIT, VAT and TP ... OSP - Manage relationship with OSP's Skills - Experience working as a Head of Tax in an Offshore ...

Our client seeks an immediately available smf16/17 for a buy side fund business to take on an interim role as head of compliance for the business. Please reach out to ben.hudson@blackswangroup.com ...