Head of compliance jobs in IsleworthCreate job alerts

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As the Head of Compliance, you’ll play a crucial role in shaping their compliance function and driving regulatory standards. If you’re ready to bring your expertise to a Head of Compliance role, we’d love to hear from you!. Now, we’re looking for a seasoned candidate who is ready to take the

Possession of sound knowledge and experience of regulatory within the Real Estate sector and of interacting effectively with heads of businesses. An excellent opportunity has arisen for an experienced and enthusiastic Risk & Compliance professional to join and lead one of our Lines of Business p

Experience of working in a senior level/Head of Compliance position within a derivatives brokerage. Responsible for the oversight of all compliance matters and ensuring full compliance with all relevant parties, FCA, ICE and CME regulations. Build out and implementation of a proportionate Complia...

They are looking to recruit a Head of Risk and Compliance with at least 5 to 10 years proven track record of heading up a small UK banks Risk and Compliance team. Head of Risk and Compliance - Retail BankOur Client is a new challenger bank due to open for business soon in London.

Responsible for compliance reporting in each jurisdiction (SYSC, MLRO Reports, MiFID II, Compliance Manual, etc. In this role you will be responsible for the running of the compliance programme whilst holding the SMF16/17 functions for the business. The role will see you cover multiple jurisdicti...

Provide training to the business on the areas of responsibility and compliance, as needed including presenting to new joiners to embed a culture of compliance from day one. ComplianceBe responsible for and Chair the Charlotte Tilbury Governance & Comp

Albany Beck is looking for a Head of Compliance & Money Laundering Reporting Officer (MLRO) to strengthen our Compliance Practice in the UK, supporting our clients across various Programmes. During this engagement, the Head of Compliance & MLRO will drive the implementation of compliance controls...

The Head of Compliance & Risk Management will be expected to foster and sustain effective and collaborative relationships as a business partner to key stakeholders across the globe and in all offices. Compliance Be responsible for and Chair the Charl

This investment platform puts the customer at the core of it’s business. We’re looking for someone to lead compliance. Experience in a regulatory compliance and financial crime.

Exclusive: Head of Compliance Boutique Asset Manager – Asset Management Experience (inc AIFMD & MIFID II) Required. We have been exclusively retained by our Client, a Global Asset Manager, looking to hire a Head of Compliance who will be the UK SMF16 and SMF17 for their newly Authorised UK busine...

Are you an experienced Head of Compliance from the Credit Card or Payments industry or another fast growing financial services business?. Your new role would be challenging permanent opening as Head of Compliance based in London, with hybrid working 2/3 days a week from home. Would you like to ch...

Minimum of 5 years of compliance experience in a buy-side investment management firm, with a strong background in generalist compliance functions, including regulatory compliance and AML. Develop and lead compliance training programs for staff, ensuring awareness of regulatory obligations and fos...

One of the most crucial aspects of this position will be the ability to build exceptionally strong stakeholder relationships, therefore communication and influencing skills will be strengths of the successful individual. Partnering exclusively with a long-standing, global manufacturing business, ...

A broad understanding of the banking risk and compliance landscape and experience engaging senior management on compliance matters are essential. New Interim Head of Compliance position. The ideal candidate will have a degree or relevant professional qualification and a minimum of ten years' expe...

The Head of Compliance (SMF16) is a critical leadership role responsible for ensuring the firm’s compliance with all regulatory requirements and mitigating compliance-related risks. This individual will be instrumental in fostering a culture of compliance throughout the organization and will serv...

Head of Compliance & Money Laundering Reporting Officer (MLRO) (dual-hatted position). Head of Compliance & MLRO (SMF16 & 17). Exceptional communication and interpersonal skills, capable of engaging at all levels of the organisation.

Ownership of the overarching Compliance Risk Framework to facilitate appropriate management of compliance risk and reporting to senior management. They are looking for a Global Head of Compliance, with demonstrated broking or prime broking experience. Advisory coverage of all business desks globa...

We have been exclusively appointed by our Client, a niche Corporate Finance House, to search for a Head of Compliance & MLRO to be the registered SMF16 and SMF17 (within 12 months of appointment) taking responsibility for all Compliance and AML matters. EXCLUSIVE: PART TIME HEAD OF COMPLIANCE & M...

Why do I love this client so much? The people and culture! A global asset management firm are looking to hire a Head of Compliance Advisory to cover a 12 month maternity leave. Sound knowledge of most of the following: Conduct, Market Abuse, CASS, Best Execution, Cost and Charges and ESG. You’ll ...

EXCLUSIVE: HEAD OF UK COMPLIANCE – SENIOR COMPLIANCE EXPERIENCE FROM A CARD NETWORK, MONEY REMITTANCE OR SIMILAR FINTECH FIRM REQUIRED. Reporting to the Group Head of Legal & Compliance, responsibilities will include;. You must be an experienced Head of Compliance who has gained significant leade...

We provide an integrated international service to support our clients across the globe, from our group headquarters based in the heart of the City of London. If your profile matches any of our other opportunities, one of our consultants will be in touch. Our client is a multi-strategy hedge fund ...

Keep up to date with developments that may affect the compliance and risk of the group. Strong understanding of regulatory requirements, industry best practices and emerging risks - relevant to the wealth management sector Good knowledge of policies, controls and monitoring required to enable pos...

Head of Compliance (UK, Europe, USA). At least 8 years of experience in compliance, particularly AML and conflict management, ideally within an international law firm. If you're looking for the next step in your compliance career and want to join a firm with a strong international presence, apply...